Encyclopedia of Psychology and Law

(lily) #1

  • The person is 18 years of age or older.

  • He or she suffers from a mental illness.

  • The individual is unlikely to survive safely in the
    community without supervision.

  • He or she has a history of lack of adherence to treat-
    ment for mental illness.

  • As a result, within a defined period in the past (usu-
    ally 36 or 48 months), he or she has been hospitalized
    or jailed or has engaged in dangerous conduct
    (including threats).

  • The individual refuses treatment or lacks the capacity
    to accept treatment voluntarily.

  • In light of the person’s history and condition, the per-
    son requires treatment to prevent a relapse or deterio-
    ration that could result in harm to the person or others.


A primary difference between criteria such as these
and more typical involuntary commitment criteria is
that these criteria are preventive in nature, permitting
intervention in anticipation of the person’s relapse or
deterioration. In contrast, most civil commitment
statutes permit intervention only after the occurrence
of specified behavior, typically defined as being dan-
gerous to either self or others, or an inability to meet
basic needs.
These “pure” outpatient commitment statutes also
typically require a finding by the judge that treatment
will be available to the person if the court orders it.
The statute may specify the types of treatment that
may be ordered as part of an outpatient treatment
order. For example, the New York law (which uses the
phrase “assisted outpatient treatment” rather than
involuntary outpatient civil commitment) states that
ordered treatment

shall include case management services or assertive
community treatment services to provide care coor-
dinate, and may also include any of the following
categories of services: medication; periodic blood
tests or urinalysis to determine compliance with pre-
scribed medications; individual or group therapy;
day or partial day programming activities; educa-
tional and vocational training or activities; alcohol or
substance abuse treatment and counseling and peri-
odic tests for the presence of alcohol or substance
abuse; supervision of living arrangements; and any
other services...prescribed to treat the person’s
mental illness and to assist the person in living and
functioning in the community, or to attempt to pre-
vent a relapse or deterioration that may reasonably

be predicted to result in suicide or the need for hos-
pitalization. (N.Y. Mental Hygiene Law § 9.60(a)(1))

The specific definition of services that must and
may be included as part of an outpatient treatment
order also differs from a typical involuntary commit-
ment statute, which does not provide such specificity.

Consequence of Noncompliance
With an Outpatient Treatment Order
If the person fails to comply with the treatment order,
state law typically permits one of two responses. The
person may be brought back to court, and the court may
impose new conditions, emphasize the importance of
complying with the existing conditions, or hold the per-
son in contempt of court—something that rarely, if
ever, happens. Second, the person may be ordered to an
inpatient setting for assessment to determine whether
the person now meets the criteria for inpatient commit-
ment. If so, the person may be hospitalized under the
state’s involuntary commitment provisions.
One of the primary reasons for the enactment of out-
patient civil commitment provisions is the argument
that individuals with mental illnesses who quit taking
prescribed medication are the group of people most at
risk for deterioration and ultimately behavior that
endangers them or others. Outpatient commitment laws
typically permit a judge to order the person to take
medication as part of the commitment order. However,
before a person may be forced to take medication, state
laws usually require another court hearing to determine
if the person lacks the capacity to make decisions
regarding medication. If the person is found to have the
capacity (i.e., the legal competency) to make decisions
about medication, then the person is usually permitted
to continue to refuse medication despite the fact that he
or she is under an outpatient treatment order.

The Legality of Outpatient
Commitment Statutes
Some have criticized outpatient commitment statutes
on legal grounds, arguing that they represent an unwar-
ranted and legally suspect extension of the state’s
authority to force people to accept treatment against
their will. However, courts have uniformly upheld the
constitutionality of outpatient commitment statutes
and in doing so have provided judicial endorsement of

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