M28 BARRON’S October 21, 2019
Nuv Dow 30Dyn Overwrite (DIAX) .. N 17.78 17.47 – 1.7 0.9
Nuv AC Engy MLP Opps(JMLP) ...... N 5.61 5.09 – 9.3 – 23.4
NuvCorEqAlpha (JCE) ..................... N 14.55 14.31 – 1.6 8.9
NuveenDiversDiv&Inc (JDD) .......... N 11.61 10.81 – 6.9 12.4
Nuveen Engy MLP Tot Rtn(JMF) ..... N 8.14 7.92 – 2.7 – 15.6
Nuveen Nasdaq 100 DynOv (QQQX) N 22.75 22.43 – 1.4 4.6
Nuv RealEst (JRS) .......................... A 11.59 10.94 – 5.6 27.9
Nuveen RlAsst Inc &Gro (JRI) ........ N 19.63 17.70 – 9.8 25.0
NuvS&P500DynOvFd (SPXX) ......... N NA 15.29 NA 2.2
NuvSP500BuyIncFd (BXMX) .......... N 13.33 13.03 – 2.3 1.0
PIMGlbStkPI (PGP) ........................ N NA 11.40 NA – 6.3
ReavesUtilityIncome (UTG) ............ A 36.68 36.22 – 1.3 24.7
RMRRealEstInc(RIF) ..................... A 25.68 20.73 – 19.3 29.0
Salient Midstream &MLP (SMM) ... N 8.87 7.45 – 16.0 – 17.5
TortoiseEnergy Ind (NDP) .............. N 4.34 3.76 – 13.4 – 60.9
TortoiseEnrgy InfraCrp (TYG) ........ N 19.81 18.98 – 4.2 – 19.0
TortoiseEss AsstInc Tm (TEAF) ..... N 18.16 15.96 – 12.1 NS
TortoiseMidstream Enrgy (NTG) .... N 12.04 11.51 – 4.4 – 16.6
TortoisePipelne &Enrgy (TTP) ....... N 14.14 12.55 – 11.2 – 17.5
TortoisePwr &Engy Infr (TPZ) ....... N 18.94 17.36 – 8.3 3.8
WellsFargo Ut& Hi Inc (ERH)-a ....... A NA 13.65 NA 24.2
Income&PreferredStockFunds
CalamosStratTot (CSQ) .................. N 12.72 12.80 + 0.6 12.0
CohenStrsLtdDurPref&Inc (LDP)-a. N 25.90 25.63 – 1.0 22.8
CohenStrsSelPref&Income (PSF)-a. N 26.85 30.26 + 12.7 28.1
Del Div& Inc (DDF)-a ....................... N 10.84 14.10 + 30.1 34.2
Dividend and Income(DNI) ............. N 15.07 11.94 – 20.8 13.2
Eagle Gr and Inc Opps (EGIF)-a ........ N 18.21 15.44 – 15.2 11.9
FirstTrIntDurPref&Inc (FPF) ........... N 24.20 23.75 – 1.9 26.5
GabelliGo Anywhere Tr (GGO) ........ N 16.58 NA NA NA
JHanPrefInc (HPI) .......................... N 21.71 22.93 + 5.6 18.3
JHPrefIncII (HPF) ........................... N 21.36 22.63 + 5.9 20.1
HnckJPfdInco III (HPS) .................. N 18.99 19.18 + 1.0 17.1
J HanPrm (PDT) ............................. N 15.72 17.72 + 12.7 23.1
LMP CapInco (SCD) ........................ N NA 14.27 NA 21.4
Nuveen Pref& I 2022 Trm(JPT) ...... N 24.53 24.90 + 1.5 20.6
Nuveen Pref& Inc Opp(JPC) .......... N 10.23 10.01 – 2.2 22.7
Nuveen Fd (JPS) ............................. N 9.98 9.90 – 0.8 26.4
Nuveen Pref& Inc Term(JPI) .......... N 25.08 25.11 + 0.1 23.1
Nuveen TxAdvDivGr(JTD) .............. N 17.18 16.64 – 3.1 11.1
TCWStrat Income (TSI) .................. N NA 5.70 NA 12.6
Virtus GlbDiv &Inc (ZTR) ............... N 10.39 11.16 + 7.4 21.1
Vivaldi Opportunities (VAM) ........... N NA NA NA NA
ConvertibleSec's.Funds
AllianzGI Con & Inc 2024 (CBH) ...... N 9.75 9.40 – 3.6 12.0
GIConv &Inc (NCV) ....................... N 5.58 5.65 + 1.3 – 3.852Week
Stock Market Prem Market
FundName(Symbol) Exch NAV Price /Disc ReturnAGI Conv &Inc II (NCZ) ................... N 5.01 4.96 – 1.0 – 3.3
AGI DvsInc & Conv (ACV) ............... N 22.82 23.08 + 1.1 10.4
AGI Eqty &Conv Inc (NIE) ............... N 23.16 21.42 – 7.5 8.7
Bancroft Fund Ltd (BCV) ................. A 25.64 23.67 – 7.7 21.4
CalamosConvHi (CHY) ................... N 11.02 11.08 + 0.5 9.3
CalmosConvOp (CHI) ..................... N 10.49 10.57 + 0.8 11.8
Ellsworth G&I Fund Ltd (ECF) .......... A 11.47 10.65 – 7.1 19.4
GabelliConv Sec (GCV) ................... N 5.41 5.40 – 0.2 19.1
HiIncBd(PCF)-a ............................... N 9.53 8.50 – 10.8 – 4.4
WorldEquityFunds
AbrdnAusEq (IAF) ........................... A 5.73 5.20 – 9.2 6.2
Aberdeen Emg Mkts Eq Inc (AEF) .... A 8.08 7.06 – 12.6 15.8
Aberdeen GlblDyn Div(AGD)-a ........ N 11.01 9.63 – 12.5 8.5
Aberdeen Japan Equity (JEQ) .......... N 8.70 7.40 – 14.9 4.7
Aberdeen Tot DynDiv (AOD)-a ......... N 9.47 8.31 – 12.2 10.2
Calamos GloDynInc (CHW) ............. N 7.80 7.93 + 1.7 11.1
Cdn Genl Inv (CGI)-y ........................ T 34.08 23.50 – 31.0 2.3
Central and EasternEuro (CEE) ....... N 30.43 26.17 – 14.0 18.4
China (CHN) ................................... N 22.48 19.89 – 11.5 16.2
Delaware Enh GlDiv &In (DEX)-a ..... N 10.91 9.74 – 10.7 3.7
EV TxAdvGlbDivInc (ETG) ............... N 17.30 16.35 – 5.5 7.5
EtnVncTxAdvOpp (ETO) ................. N 23.60 25.92 + 9.8 24.1
Economic Inv Tr (N/A)-cy ................. T NA NA NA NA
European Equity Fund Inc (EEA) ...... N 10.27 8.92 – 13.1 5.8
FirstTrAbEmergOp (FEO) ................ N 15.28 13.38 – 12.4 19.4
FirstTr Dyn EuroEq Inc (FDEU) ....... N 15.38 14.08 – 8.5 8.7
GabelliGl Sm&MidCp Val (GGZ) ..... N 13.19 11.00 – 16.6 9.2
GabelliMultimedia (GGT)-h ............. N 7.73 8.06 + 4.3 6.6
GDL Fund (GDL) ............................. N 11.13 9.20 – 17.3 7.9
Herzfeld Caribb(CUBA) .................. O 7.74 6.38 – 17.6 20.2
Highland GlobalAlloc (HGLB) ......... N 12.82 9.80 – 23.6 NS
India Fund (IFN) .............................. N 22.97 20.43 – 11.1 10.5
J Han HdgdEty & Inc (HEQ) ............ N 14.62 13.87 – 5.1 3.6
JHancockTaxAdv GlSh Yld (HTY) ... N 7.54 6.96 – 7.7 8.8
Japan Smaller Cap (JOF) ................. N NA 8.81 NA 1.5
Korea (KF) ...................................... N 31.67 27.55 – 13.0 – 3.3
LazardGlbTotRetInc (LGI) ............... N 17.29 15.31 – 11.5 10.3
LazardWorldDiv&IncFd (LOR) ........ N 10.74 9.43 – 12.2 9.0
MexicoEqandIncmFd (MXE) ........... N 11.80 10.94 – 7.3 – 5.1
Mexico (MXF) ................................. N 15.64 13.59 – 13.1 – 8.0
Miller/Howard High Inc E (HIE) ....... N 10.63 11.46 + 7.8 9.1
MS ChinaShrFd (CAF)-J ................... N 23.96 21.43 – 10.6 23.1
MS India (IIF) .................................. N 22.25 19.04 – 14.4 5.3
New Germany (GF) ......................... N 16.40 14.37 – 12.4 10.9
New Ireland(IRL) ........................... N 11.01 9.00 – 18.3 2.5
RENN Fund (RCG) .......................... A NA 1.52 NA – 11.152Week
Stock Market Prem Market
FundName(Symbol) Exch NAV Price /Disc ReturnRoyceGlobal Value Trust (RGT) ...... N 12.28 10.20 – 16.9 4.6
Swiss Helvetia(SWZ) ..................... N 9.23 8.10 – 12.2 2.9
Templeton Dragon (TDF) ................ N 20.61 18.20 – 11.7 11.3
Templeton Em Mkt (EMF) ............... N 16.86 14.88 – 11.7 16.7
United CorpsLtd (UNC)-cy ............... T NA NA NA NA
VirtusTotalRetFd (ZF) ..................... N 10.86 11.52 + 6.1 39.3
WellsFargo Gl DivOppty (EOD) ....... N NA 5.38 NA 17.1U.S.MortgageBondFunds
BlckRk Income (BKT) ...................... N 6.40 6.08 – 5.0 5.7
First TrustMtge Inc (FMY) .............. N 14.88 14.02 – 5.8 5.1
Invesco HI2023 Tgt Term(IHIT)-a ... N 10.53 10.51 – 0.2 5.7
Invesco HI2024 Tgt Term(IHTA)-a .. N 10.54 10.45 – 0.9 5.3
NuveenMtge Oppty Term(JLS) ...... N 23.01 22.44 – 2.5 7.1
NuveenMtge Oppty Term2 (JMT) ... N 22.18 22.10 – 0.3 6.7
NuveenMulti-Market Inc (JMM)-c ... N 7.96 7.19 – 9.7 4.9
VerticalCapital Income(VCIF) ........ N NA 9.87 NA 3.2
Westn AsstMtge DefOpp (DMO)-a .. N NA 22.05 NA 13.0
InvestmentGradeBondFunds
BlRck CoreBond (BHK) .................. N 15.38 14.37 – 6.6 5.2
BRCredit Alloc Inc (BTZ) ................. N 14.83 13.51 – 8.9 5.9
BREnhcd Govt(EGF) ...................... N 13.50 12.95 – 4.1 3.1
Insight Select Income (INSI) ........... N 21.39 19.92 – 6.9 3.9
InvescoBond (VBF)-a ....................... N 20.55 19.83 – 3.5 4.1
J HanIncome (JHS) ........................ N 15.49 14.41 – 7.0 4.5
MFS Govt Mkts (MGF)-a ................... N 4.77 4.61 – 3.4 7.4
MFS Intmdt (MIN)-a ........................ N 4.03 3.75 – 6.9 9.0
Western Asset Inf-LkInc (WIA)-a ..... N NA 11.74 NA 3.5
Western Asset Inf-LkO&I (WIW)-a .. N NA 11.07 NA 3.9
WAInvestment Grade Inc(PAI)-a ..... N NA 15.77 NA 4.2
WesternAssetPremBd (WEA)-a ....... N NA 14.34 NA 5.5
Westn AsstIG Def OppTr (IGI)-a ...... N NA 21.40 NA 4.1
LoanParticipationFunds
1WSCredit Income (N/A) ................ NA NA NA NS
Apollo Senior Floating (AFT) ........... N NA 14.58 NA 8.7
Axonic Alternative Inc(AAIDX)-a ...... N 25.56 NA NA NS
BRDebt Strategy(DSU) .................. N 12.07 10.64 – 11.8 7.6
BRF/R Inc Str (FRA) ....................... N 14.36 12.58 – 12.4 6.9
BlackRock FloatngRt Inc (BGT) ...... N 13.92 12.30 – 11.6 6.5
Blackstone / GSO Strat (BGB) .......... N NA 14.17 NA 8.2
Blackstone/GSO LS CrInc (BGX) ..... N NA 15.55 NA 11.0
Blackstone/GSO SrFlt Rt(BSL) ....... N NA 16.25 NA 8.9
BNY Mellon Alct GCI2024 (DCF) ..... N 9.06 9.23 + 1.9 6.2
Eagle Point Credit(ECC) .................. N NA 16.00 NA 15.2
Eagle Point Income (EIC) ................ N NA NA NA NS
Eaton Vance F-R 2022 TT (EFL) ....... N 9.35 9.30 – 0.5 5.9
EtnVncFltRteInc (EFT) .................... N 14.96 13.24 – 11.5 6.8
EtnVncFltRteIncPlus (EFF) .............. N 16.94 15.56 – 8.1 6.4
EV SenFlRtTr (EFR) ......................... N 14.62 12.94 – 11.5 7.4
EVSnrIncm (EVF) ........................... N 6.92 6.16 – 11.0 6.4
FT/SrFltg RteInc 2 (FCT) ................ N 13.53 11.97 – 11.5 6.3
FT/SrFltg Rte2022 TgTr (FIV) ......... N 9.44 8.82 – 6.6 4.9
Highland Income(HFRO) ................ N 13.82 11.88 – 14.0 6.9
InvDYCrOpp(VTA)-a ....................... N 12.27 11.02 – 10.2 8.3
InvSnrIncTr (VVR)-a ........................ N 4.64 4.16 – 10.3 6.6
NuveenCredit Strat Inc (JQC) ......... N 8.19 7.29 – 11.0 13.9
NuvFloatRateIncFd (JFR) ................ N 10.77 9.47 – 12.1 7.5
NuvFloatRteIncOppty (JRO) ........... N 10.68 9.36 – 12.4 7.7
NuveenSenior Income (NSL) .......... N 6.43 5.66 – 12.0 7.6
NuveenSht Dur CrdtOpp (JSD) ...... N 16.42 14.68 – 10.6 8.2
PionrFltRate Tr (PHD)-a ................... N 11.83 10.42 – 11.9 6.9
THLCredit SeniorLoan (TSLF)-a ...... N 16.51 14.29 – 13.4 8.0
WACorporate Loan (TLI)-a .............. N NA 9.42 NA 7.1
HighYieldBondFunds
Aberdeen IncCredit Str (ACP)-a ....... N 12.50 11.71 – 6.3 11.5
AllianceBernGlHiIncm (AWF) .......... N 13.15 11.98 – 8.9 6.8
Angel OakFS Inc Trm(FINS)-a ......... N NA 19.99 NA NS
Barings GlbSDHY Bd (BGH) ........... N 17.76 17.19 – 3.2 10.2
BRCorporate HY(HYT) .................. N 11.76 10.76 – 8.5 8.0
BlackRock Ltd DurInc (BLW) .......... N 16.91 15.58 – 7.9 6.1
BNY Mellon HiYield Str(DHF) ......... N 3.31 3.04 – 8.2 8.8
Brookfield RealAsst Inc (RA)-a ........ N 23.34 22.63 – 3.0 10.5
CrSuisHighYld (DHY)-a ................... A 2.53 2.51 – 0.8 9.0
CSAM Income Fd (CIK)-a ................. A 3.41 3.14 – 7.9 8.5
DoubleLineInc Sol (DSL)-a .............. N 19.11 19.87 + 4.0 9.0
EVHiInc2021(EHT) ........................ N 9.99 9.96 – 0.3 4.9
First TrHi IncLng/Shrt (FSD) .......... N 16.94 15.17 – 10.4 8.3
Franklin Univ(FT)-a ......................... N 8.64 7.48 – 13.4 5.5
InvHighIncTrII (VLT)-a .................... N 15.39 14.26 – 7.3 8.0
IVY HIGH INCOME OPP(IVH)-a ....... N 14.89 13.53 – 9.1 8.7
MFS IntmdHgInc(CIF)-a .................. N 2.56 2.59 + 1.2 9.6
NeubHgYldStrt(NHS) ..................... N NA 11.98 NA 7.5
New Amer HiInc (HYB) ................... N NA 8.91 NA 7.7
NexPointStratOppty (NHF) ............. N 21.11 17.26 – 18.2 13.3
NuveenCrdt Opps 2022 TT (JCO) .... N 9.52 9.90 + 4.0 5.7Friday,October18,2019
GeneralEquityFunds
Adams Diversified Equity (ADX) ...... N 17.99 15.83 – 12.0 16.1
Boulder Growth& Income(BIF) ...... N 13.33 11.12 – 16.6 6.8
Central Secs (CET)-c ........................ A 37.64 31.72 – 15.7 21.3
CohenStrsCEOppFd (FOF)-a ............ N 13.10 12.94 – 1.2 17.3
Eagle Capital Growth (GRF)-c ........... A NA 8.00 NA 13.4
EVTxAdvDivIncm (EVT) .................. N 24.12 24.35 + 1.0 11.5
Equus II (EQS) ................................ N NA 1.65 NA – 15.8
Foxby Corp(FXBY) ......................... O 3.14 NA NA NA
GabelliDiv&IncTr (GDV) ................. N 22.97 20.23 – 11.9 – 0.4
GabelliEquity Tr(GAB)-h ................. N 5.62 5.98 + 6.4 9.6
GeneralAmer (GAM) ....................... N 42.52 36.41 – 14.4 11.5
JHancockTaxAdvDiv (HTD) ............ N 26.77 26.57 – 0.7 28.7
Librty AllStrEq (USA) ..................... N 6.51 6.40 – 1.7 12.7
Librty AllStrGr (ASG)-h ................... N 5.84 5.97 + 2.2 15.5
NuvTaxAdvTRStrat (JTA) ............... N 11.89 11.19 – 5.9 – 1.1
RoyceMicro-Cap Tr (RMT) ............. N 8.93 7.97 – 10.8 – 6.1
RoyceValue Trust(RVT) ................. N 15.47 13.71 – 11.4 0.0
Source Capital(SOR) ...................... N 42.51 36.87 – 13.3 – 0.2
Special Opportunities (SPE) ............ N NA 13.99 NA 15.1
Sprott Focus Trust(FUND) .............. O 7.47 6.63 – 11.2 4.1
Tri-Continental (TY) ........................ N 30.05 27.18 – 9.6 10.1
SpecializedEquityFunds
AberdeenGlb Prem Prop(AWP)-a .... N 7.22 6.34 – 12.2 25.4
Adams Natural Resources (PEO) .... N 18.20 15.41 – 15.3 – 13.3
GINFJ DivInt&PremStr (NFJ) ......... N 13.72 12.23 – 10.9 6.1
ASA Gold &Prec Met Ltd (ASA) ....... N NA 12.26 NA 29.8
BREnh C&I (CII) ............................. N 16.97 16.05 – 5.4 5.2
BlackRock Energy& Res(BGR) ...... N 11.79 11.04 – 6.4 – 12.9
BlackRock Eq Enh Div(BDJ) ........... N 9.63 9.10 – 5.5 7.8
BlackRock Enh GlblDiv (BOE) ......... N 11.72 10.34 – 11.8 8.0
BlackRock Enh Intl Div(BGY) .......... N 6.11 5.40 – 11.6 9.2
BlackRock HlthSciences (BME) ...... N 37.68 37.85 + 0.5 – 2.0
BlackRock Res&Comm (BCX) ....... N 8.49 7.41 – 12.7 – 5.3
BlackRock Sci&TechTr II (BSTZ) .... N 19.39 19.83 + 2.3 NS
BlackRock Sci&TechTrust (BST) .... N 31.14 31.93 + 2.5 8.7
BlackRock UtlInf & Pwr (BUI) ......... N 21.12 22.46 + 6.3 22.4
Brookfield GlLsd Infr (INF)-a ............ N 15.07 13.42 – 10.9 20.5
CBRE ClrnGlbRlEst(IGR)-a .............. A 8.94 7.91 – 11.5 23.4
CLEARBRIDGE ENGY MDS OPP (EMO) N NA 8.27 NA – 15.9
CLEARBRIDGE MLP&MDSTM TR (CTR) N NA 8.43 NA – 15.0
ClearBridge MLP & Midstm(CEM) .. N NA 10.79 NA – 14.9
CntrCst Brkfld MLP&EI(CEN)-a ....... N 6.67 6.66 – 0.1 – 15.3
ChnStrGlbIncBldr (INB)-a ................ N 9.46 8.85 – 6.4 12.7
ChnStrInfr (UTF)-a ........................... N 27.16 26.40 – 2.8 29.3
COHEN& STEERS MLPINC&E (MIE)-a N 8.03 8.14 + 1.4 – 11.7
Cohen&SteersQualInc(RQI)-a ......... N 15.34 15.71 + 2.4 44.9
CohenStrsREITPref(RNP)-a ............ N 25.01 24.49 – 2.1 43.9
Cohen&Steers TotRet (RFI)-a .......... N 14.55 14.72 + 1.2 36.0
Columbia Sel Prm Tech Gr (STK) ..... N 20.87 21.29 + 2.0 21.8
Cushing EnergyIncome (SRF)-a ...... N 6.85 5.71 – 16.6 – 30.7
CushingMLPTotRet(SRV)-ad .......... N 10.69 9.59 – 10.3 – 5.6
Cushing Renaissance (SZC)-a .......... N 14.80 12.85 – 13.2 – 21.9
DNP Select Income (DNP) .............. N 10.61 12.74 + 20.1 24.3
Duff&Ph GlblUtil Inc Fd (DPG) ........ N 16.57 15.70 – 5.3 23.3
Duff&Ph Sel MLP&MS Engy (DSE). N 4.32 4.03 – 6.7 – 21.9
EtnVncEqtyInc (EOI) ....................... N 15.09 15.04 – 0.3 9.4
EtnVncEqtyIncoII (EOS) ................. N 16.48 16.92 + 2.7 9.1
EVRskMnDvsEqInc (ETJ) ............... N 9.12 9.27 + 1.6 7.2
ETnVncTxMgdBuyWrtInc (ETB) ..... N 14.99 15.97 + 6.5 8.6
EtnVncTxMgdBuyWrtOpp (ETV) ..... N 14.32 15.14 + 5.7 8.4
EvTxMnDvsEqInc (ETY) ................. N 11.82 11.95 + 1.1 7.9
EtnVncTxMgdGlbB(ETW) .............. N 10.27 9.80 – 4.6 – 6.7
EVTxMnGblDvEqInc (EXG) ............. N 8.64 8.23 – 4.7 0.9
FirstTrust Energy Inc G(FEN) ......... A 20.90 22.65 + 8.4 13.5
FirstTr Enhanced Eq (FFA) .............. N 15.85 16.12 + 1.7 14.2
FirstTr Specialty Fn (FGB) ............... N 5.88 6.27 + 6.6 13.1
FirstTrEnergyInfra (FIF) .................. N 17.37 16.10 – 7.3 13.2
FirstTrMLPEner&Inc (FEI) .............. N 11.84 10.78 – 9.0 – 0.9
Gab GlUtil &Inc (GLU)-h ................. A 19.62 18.41 – 6.2 0.2
GabelliHealthcare (GRX)-h .............. N 12.00 10.40 – 13.3 4.1
Gab Utility(GUT)-h .......................... N 5.00 7.45 + 49.0 40.9
GAMCOGlGold&NatRes (GGN) ....... A 4.12 4.21 + 2.2 6.3
GAMCO NR GLD & INCTR (GNT)-a .. N 5.84 5.88 + 0.7 13.9
J HanFinl Opptys(BTO) .................. N 33.18 32.35 – 2.5 0.1
Macquarie/FirstTr Gl(MFD) ............ N 11.36 10.13 – 10.8 6.1
Madison CovCall &Eq Str(MCN) .... N NA 6.27 NA – 7.1
Neuberger BrmnMLP &EI (NML) ... N 7.78 6.82 – 12.3 – 12.5
NubrgrRlEstSec (NRO) ................... A 5.88 5.74 – 2.4 31.9
Weekly Closed-End Funds
TRACKING CLOSED - END FUNDS
The Herzfeld Closed-End Average measures 15 equally-weighted closed-end funds based in the U.S. that invest principally in
American equities. The net assest value is a weighted average of the funds' NAVs. Source: Thomas J. Herzfeld Advisors Inc., Miami.
305-271-1900/www.herzfeld.com46100
42100
38100
34100
30100
26100
22100
1Q 19 2Q 19 3Q 19 4Q 19*Herzfeld
Closed-End
Average
Dow Industrials
50000
47250
44500
41750
39000
1Q 2Q 3Q 4QNet Asset Value
-4
-6
-8
-10
-12
-14
1Q 19 2Q 19 3Q 19 4Q 19% Disc/Prem From Net Asset Value
52Week
Stock Market Prem Market
FundName(Symbol) Exch NAV Price /Disc Return
52Week
Stock Market Prem Market
FundName(Symbol) Exch NAV Price /Disc Return12mos
Stock Market Prem Yield
FundName(Symbol) Exch NAV Price /Disc 09/30/19Politics Is Local: Upbeat earnings made up for weak economic measures, as the
Herzfeld Average and the Dow gained 1.1% and 2%, respectively, for the week
ended Thursday.
Data provided bya-NAV and market price are ex dividend. b-NAV is fully diluted. c-
NAV is as of Thursday’s close. d-NAV is as of Wednesday’s close.
e-NAVassumesrightsofferingisfullysubscribed.f-Rightsoffering
inprocess.g-Rightsofferingannounced.h-Lipperdatahasbeenad-
justed for rights offering. j-Rights offering has expired, but Lipper
data not yet adjusted. l-NAV as of previous day. o-Tender offer in
process. Source: Lipper
Market SentimentLAST –0.09
Citigroup Panic/Euphoria Model
-0.9
-0.6
-0.3
0
0.3
0.6
S O N D J F M A M J J A SOEuphoria
Panic
The panic/euphoria model is a gauge of investor sentiment. It identifies "Panic" and "Euphoria" levels which are statistically driven buy and
sell signals for the broader market. Historically, a reading below panic supports a better than 95% likelihood that stock prices will be
higher one year later, while euphoria levels generate a better than 80% probability of stock prices being lower one year later.Source: Citigroup Investment Research - US Equity Strategy
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
Q4
16Q1
17Q2 Q3 Q4 Q1
18Q2 Q3 Q4 Q1
19Q2 Q3 Q4THREE YEAR TED SPREAD
Friday's Close 0.31TED Spread = 3-mth LIBOR – 3-mth T-bill rate