Barron\'s - 30.09.2019

September 30, 2019 BARRON’S M37

NYSEAMER

NEWHIGHS

BluerockResPfdAChardanHlthcrUnIncomeOppRealtyPlymouthIndREIT

BluerockREITPfdCCorindusVascularMRI Interv RMR Real Estate

BluerockResPfD Electromed IndxPlus 03-1 VolitionRX

CastleBrands FranklinStProp NubrgrRlEstSec WellsFargoUtils

Cel-Sci IMPAC Mortgage

NEWLOWS

AIM Immuno CanFiteBiopharmInspireMD StdDiversified

AeroCentury DunxinFinl NanoViricides TransAtlPetrol

AmbowEduc EntreeRscs SanchezMidstrm TransEnterix

Ashford Espey SifcoInd UnvlSecInstr

Barnwell EvolutionPetrol SparkNetworks WidePoint

CamberEnergy

NASDAQ

NEWHIGHS

ActIIGlbAcqn CypressSemi iShPfd&Incm PennsWoodsBncp

ActIIGlbAcqn DailyJournal J&JSnackFoods PeoplesUtdPfdA

Akazoo DiamondPeakUn JackintheBox Perma-Fix

AkazooWt DollarTree JamesRiver Perma-PipeIntl

AlbertonAcqn Durect KLA PopeResources

AlbertonAcqnUn EagleFinBncp LamResearch ProficientAlphaUn

AllegroMerger ElbitSystems LandmarkInfrPtrsPureAcqn

AlliantEnergy EnlivexTherap LegacyTexasFin Repay

AMCIAcquisition Entegris LeggMasonLVHDRockyBrands

AmerFirstMultifamEquinix LeisureAcqn SafetyInsurance

ApexTechAcqn ESSA Bancorp LF Capital Un Saia

AppliedTherap ExperienceInvt LGI Homes Sanfilippo

Aravive FirstCapital LoopIndustries Sanofi

ArchCapital FirstFinBkshs LSI Inds Sanofi Rt

ArchCapitalPfdE FirstNWBncp MAM Software SentinelEnerSvs

Atlanticus FlexShRealAsset Medicines SharpsCompliance

AuburnNatlBncpFT DW MomentumMerchantsBncpPfdBSilverSpikeUn

AudioCodes FT TacticalHY Merus SolarEdgeTech

AvadelPharm GladstoneCap MGE Energy SolarSeniorCap

B RileyFin GlbIndemnityNts MiddlesexWaterSotherlyHotelsPfC

B.Riley7.25%Nts GlbXCannabis MonocleAcqn SouthMountainUn

B.RileyNts2027 GooseheadIns MonroeCapNts23SpringWorks

BioanalyticalSys GordonPointeA MudrickCap SwitchbackEnerA

BOKFinNts2056 GreenBrickPtrs MudrickCapA SwitchbackEnerWt

BRileyFin6.50%SrNtGreenlandAcqn Natera Teradyne

BrookfieldPropPf2AGreenlandAcqnRtNatlGeneralPfdB TerraFormPower

BuildersFirstSrc GX Acqn A NeuBaseTherap TetraTech

CapitalBancorp HallmarkFin NewFortressEnerTexasCapPfd

Carlyle HelenofTroy NewProvidenceAcqnThunderBridgeII

CDW HighpowerIntl NewYorkMtgPfB TrinityMerger

Celgene HLAcquisitions NewYorkMtgPfdDTrinityMergerWt

CentralEurMediaHuntingtonBcPfDNovaMeasuring TwelveSeasInvt

CescaTherap icad NuanceCommsWiTwoRiverBancorp

CF Finance Ichor NY MtgPfdC UnityBancorp

ChinaBiologic InsAcqnUn OfficePropNts46 UnivElectro

CincinnatiFin InsAcquisition Old2ndCapPfd US Concrete

CoherusBioSci InvscBS2023MuniBdOmegaFlex UtdCmtyFnl

CollectorsUniv InvscBS2025MuniBdOportunFinancial VectoIQAcqn

ConsldWater InvscBS2029MuniBdOrisunAcqn VectoIQAcqnUn

ConyersParkII WtInvscDWAUtilMomOtterTail WaterstoneFinl

ConyersParkIIAcqnInvscKBWP&CInsOxfordSquareNt26WealthbridgeAcqn

CowenNts2033 InvscLad0-5YCpBdPalomar YorkWater

CrescentAcqnWtiShGNMABondETFPC-Tel YoungevityPfdD

CSX SilverETN iShMSCIJapanEW PelotonInteractiveZealandPharma

NEWLOWS

10xGenomics CyclacelPharmPfdKLX Energy SequentialBrands

360Finance CytomXTherap Kopin SG Blocks

Abiomed DASAN Zhone LandcadiaIIWt ShenandoahTel

AdaptiveBiotech Datadog LeapTherap ShilohIndustries

AduroBiotech Datasea LFCapAcqnWt ShotSpotter

Advaxis DelMarPharm LivongoHealth SiennaBiopharm

AEternaZentaris DelTacoWt Lyft SierraOncology

Afya DestMaternity MammothEnergySkySolar

CONFERENCECALLCALENDAR

Earnings-Related

Company Date Time Earnings-RelatedPeriod

ConstellationBrands October3 10:30AM Q2

Lennar October2 11:00AM Q3

McCormick&Company October1 8:00AM Q3

Paychex October2 9:30AM Q1

Source:CCBN,www.ccbn.com

Market Laboratory

WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS

NewHighs 294 18 176

NewLows 69 21 241

WeeklyComp. NYSE NYSEAmer Nasdaq AkceaTherap DiamedicaTherapMersanaTherap SmileDirectClub

Akerna DuluthHoldings MiragenTherap SMTC

Altaba Dynatronics MotusGI SoFiGigEcon

AmericanPubEduEloxxPharm NationalVision SonimTech

AmeriHoldings EnantaPharma NatlEnerSvs SophirisBio

AmicusTherap Endologix NaturalAlt SoYoungIntl

AnaptysBio EnduranceIntl NeonTherap Spherix

ANGI Homesvcs EnochianBio NeuroMetrix SpringBkPharm

AppliedDNASci ErytechPharma Neuronetics SpringWorks

ApproachRscs EstreAmbiental Neurotrope Staffing360

AquestiveTherap Exagen NewAgeBev StealthBioTher

AridisPharm ExperienceInvt NewProvidenceAcqnStokeTherap

ArteloBiosci ExtractionOil NF EnergySaving SundialGrowers

AsiaPacificWire Ezcorp NovelionTherap SunOpta

AssemblyBiosci FirstNatlVA NuanceCommsWiSuperCom

Astrotech FivePrimeTherap Nuvectra support.com

AtaraBiotherap Fluidigm ObsEva SurfaceOncol

AtlasFinNt2022 ForwardIndustriesOnconovaTherap Synlogic

Avinger FoxA OportunFinancial SynthesisEnSys

AxcellaHealth FoxB OrisunAcqn TatTechnologies

AzurRxBioPharmaFT AltAbsRet Pareteum TaylorDevices

BellerophonTherapFulcrumTherap PatriotNatBncp Tecogen

BioCardia GemphireTherap PatriotTransportTetraphasePharm

BioMarinPharm GlbXCannabis PAVmedWt TitanMedical

BionanoGenom GlbXCloudComp PDS Biotech TitanPharm

BlackRockCapInvtGlbXGen&BiotechPelotonInteractiveTocagen

Bottomline Greenlane Personalis TransWorldEnt

BoxwoodUn GritstoneOncologyPhioPharm TravelCenters

BridgeBioPharmaGulfIslandFab PintecTech TSR

BRileyFin6.50%SrNtHalladorEnergy PioneerBancorp TuscanWt

CalitheraBiosci HancockJaffeLabsPlusTherap Upwork

Calyxt HaymakerII Wt Premier UroGenPharma

CapstoneTurbine HealthCatalyst PriorityTechn USWellServicesA

CarGurus HeliusMedical ProficientAlphaWtUSWellServicesWt

CatalystBiosci HTG Molecular ProQR Therap Valeritas

Cellectis HutchisonChina ProteonTherap Vaxart

CemtrexWt IGM Biosci Reebonz Veritone

CentricBrands Innoviva Reed's Viacom A

Cerence Inpixon RegenPharm VikingTherap

Check-Cap WtC InternetGold RiminiStreet VikingTheraWt

CHF Solutions InVivoTherap RitterPharm VircoMfg

ChinaSXTPharmInvscBS2023MuniBdRTI Surgical VirtuFinancial

CitiusPharm InvscBS2025MuniBdRubiusTherap VislinkTech

ClovisOncologyInvscBS2029MuniBdRumbleON ViveveMedical

ConcertPharm Iridex Safe-T WeycoGroup

CorbusPharm iRobot SareptaTherap WisdTrCloud

CorvusPharm iSh13YearIntlTBdSatsumaPharm WrightMedical

Covetrus IZEA SchnitzerSteel XeneticBiosci

CraftBrewAllianceKalVistaPharm ScholarRock XTL Biopharm

CrineticsPharm KemPharm SeanergyMarWtYield10Bioscience

CrossFirstBkshs KiniksaPharm SecooHolding ZosanoPharma

CrowdStrike KitovPharmaWt SeelosTherap Zovio

CVD Equipment

NYSE

NEWHIGHS

AG Mortgage PfdCCosan IDT RLI

AT&T Nts 2066 CostamarePfdE InsightSelIncm RLJLodgingPfdA

AT&T Nts 2067 Crawford A IntlSeawaysNts23RMG Acqn

AXIS Capital DCPMidstrmPfdCInvRlEst ReadyCapNts2026

AlabamaPwrPfdADHT InvitatHomes RealtyIncome

AlbanyIntl DRDGOLD Jabil RegalwdGlbEner

AlexandriaRlEst DTE Energy JerniganCapPfdBRegionsFinPfdC

AlgonquinPwrNt DTE EnergyUn HancockPremDivRegis

AlgonquinPwr DTE EnergyDeb77JohnsonControlsReinsuranceGrpDeb

Alleghany DTFTaxFrIncome KB Home RenaissanceRe

Allete DNB Select KKR RenaissancePfdF

AlliedCap Nts DominionEner KSCitySouthern ReplayAcqnUn

Allstate DominionEnNts76KimcoRealty RexfordIndPfdC

AllstatePfdG DouglasDynamicsKimcoRealtyPfdLRoyalBkCanada

AllstatePfdH Duff&PhelpsUtilKimcoRealtyPfdMSC Health

Ameren DukeEnergy KinrossGold SITECtrsPfdA

AEP DukeEnerDeb73 LTC Properties SaulCentersPfdE

AmHomes4Rent DukeRealty L3HarrisTech SeaspanPfdE

AmRltyInv DynexCapPfdB LeggMasonNts56SempraEnergy

AnnalyCapPfdF EastGroup Lennar A SempraEnPfdA

AnnalyCapPfdG EdisonInt Lennar B Smith&Nephew

AnnalyCapPfdI ElPasoElectric Luby's SocialCapHedWt

AnworthMtgPfdAEnbridgeNts2078MDU Rscs SouthJerseyNts2079

AresCommRealEstEntergyBds66 MFA Financial Southern

ArmadaHofflerPfAEntergy MI Homes SouthernNt2015A

AspenInsPfd EntergyMS Bds Markel SouthernNt2016A

AssuredGuarBds EntergyTX Bds MartinMarietta SouthernNts77

AstraZeneca EquityCommnwlthMedicalProp SouthernUnSeriesA

AtheneHldgPfdBEquityCommonPfdDMedtronic SpartanEnergy

AtmosEnergy EquityResdntl MeritageHomes SpiritRealtyCap

BB&T EssentialProp MidAmApt StageStores

B.RileyPrMerg EssexProp MorganStanleyPfd1StarwoodProp

BankofAmPfdL EverestRe MorganStanleyPfdKStateStreetPfdD

BankofAmPfdGG Evergy MorganStanleyPfdESteelcase

BankofAmPfdHH EversourceEner NACCO Inds SummitHotelPfdE

BankofAmPfdLL ExantasCapPfdC NewFrontier SunComms

BeazerHomes FNB PfdE NewResidentialPfdBSunnovaEnergy

Bio-RadLab A FarmlandPtrsPfdBNY CmtyCap V SunTrustBanks

Bio-RadLab B FedPrmrMuni NexPointResidentlSunTrustBksPfA

BlkRkIQM Tr FirstIndRlty NextEraEnergy Synnex

BraemarHtlsPfd FT HiIncLgShrt NextEraEnergyUnSysco

BraemarHtlsPfdDFirstEnergy Nike TaiwanSemi

BrightSphereNts31Flagstar NiSource TargaRscsPfdA

BrixmorProp Flaherty&CrumTRNorthropGrum TaubmanCtrsPfdJ

BrookfieldMgt Floor&Decor Northwestern TaylorMorrison

BrookfieldGlb Fortis NuSTARLogNts TeekayLNG PfdA

BrookfieldInfr FreshDelMonte NuvMuniCredit TeekayLNG PfdB

BrookfieldRenewGAMCONatRscGoldNuvNY MuniValueTerrenoRealty

BrunswickNts2048GATX Nts NuvSelTxF3 TopBuild

BrunswickNts2049GSAcquisition OFGBancorpPfB ToyotaMotor

BrunswickNts2049GabelliDivPfdG OFGBancorpPfD TrineAcqnUn

CACI Intl GabelliEqPfdJ OGE Energy TriplePtVent

CBRE Clarion GeorgiaPwrNt77 ONE Gas TwoHarborsPfdD

CMS Energy GigCapital OaktreeAcqn TwoHarborsPfdE

CMSEnerNts2078GigCapitalRt OmegaHealthcareTwoHarborsPfdC

CMSEnerNts2079GigCapitalWt OrmatTech TylerTech

CNA Fin GigCapital2Wt OwensCorning UMH PropPfdD

CamdenProperty GigCapital2Rt PGIM HYBdFd Unitil

CedarFairRec GSK PNC Fin PfdQ USCellularNts64

CenturyLinkNts GlobeLife PNM Resources UniversalHealth

ChesapeakeUtil GoldmanSachsPfJPebblebrookPfdCUnumNts061558

ChimeraInvt Group1Auto PPlus RRD-1 UrstadtBiddle

ChurchillCapII HancockTaxAdvDivPrincipalRealEst VEREIT

ChurchillCapIIAHannonArmstrongProcter&Gamble VinceHolding

ChurchillCapCorp.IIWtHanoverIns PrudentialNt58 VulcanMatls

CityOfficeREIT HartfordFinDeb42PublicServiceEntWRBerkleyDeb2056

Cloudflare HawaiianElec PublicStoragePfI Walmart

CoeurMining HealthcareAmer PulteGroup WashingtonPrmPfI

C&S QuIncmRltyHershaHospPfdDQTS Realty WellsFargoPfdL

C&S REIT&Pfd Hersha Pfd E QTSRealtyPfdA WstAtGlDfOptFd

CompassPfd HoeghLNG PfdA QTSRealtyPfdB WstAstHYDefOpp

ConEd DR Horton QVC Nts2067 WstAstInvGradeIncm

Coresite ICICI Bank Qwest7%Nts2056Whirlpool

CorpOfficeProp IDACORP

NEWLOWS

ARC Document Chewy JMP RMGAcqnWt

AcornIntl ClipperRealty JianpuTech SeaDrill

AdtalemGlbEduc CerveceriasUnid JumiaTech SlackTech

Allstate PfdD ContainerStore ManchesterUnitedSpartanEnerWt

ArchCoal CorpAmAirportsMyovantSciencesSteelPartners

ArlingtonAssetPfCCrossTimbers NIO TailoredBrands

AuroraCannabis DXC Tech NaturalResPtrs TaroPharm

Avantor Dynatrace Nesco TeckRscsB

AvantorPfdA EaglePointIncomeNescoWt TemplIncoFd

BarclyiPathBCarbonFGL Wt NuvMuniCredit Triple-S Mgmt

BlackBerry Farfetch ObsidianEnergy TurningPoint

CBS B FedEx PIMCO Ener Uber

CONSOL Energy 58.com PeabodyEnergyVoyaNaturalRscs

CSS Industries FiverrIntl Pearson WarriorMetCoal

CannTrust GrubHub PhoenixNewMediaWipro

CellcomIsrael HermitageOffsh PingIdentity XFinancial

Centene HuanengPower ProPetro Yirendai

CharahSolutions

CORPORATEBONDS

FortheweekendingFriday,September27,2019

Fortymostactivefixed-couponcorporatebonds

LAST LAST **EST EST $VOL

COMPANY(TICKER) COUPON MATURITY PRICE YIELD SPREAD UST† (000's)

CvsHealth(CVS) 5.050 Mar25,2048 113.805 4.206 209 30 355,777

GeCapitalInternationalFundingUnlimitedCo(GE) 4.418 Nov15,2035 104.952 3.998 187 30 324,852

AT&T(T) 4.500 Mar09,2048 107.519 4.048 192 30 318,380

DukeEnergy(DUK) 4.875 Sep16,2024 102.375 4.337 279 5 265,764

PaypalHoldings(PYPL) 2.850 Oct01,2029 100.544 2.786 110 10 257,539

PaypalHoldings(PYPL) 2.400 Oct01,2024 100.532 2.285 74 5 247,891

AltriaGroup(MO) 5.950 Feb14,2049 117.540 4.818 270 30 246,856

AltriaGroup(MO) 4.800 Feb14,2029 109.274 3.598 190 10 234,105

VodafoneGroup(VOD) 4.250 Sep17,2050 101.680 4.153 203 30 226,815

Broadcom(AVGO) 4.750 Apr15,2029 105.694 4.010 233 10 221,057

Anheuser-BuschInbevWorldwide(ABIBB) 4.750 Jan23,2029 116.538 2.682 100 10 213,665

CvsHealth(CVS) 4.300 Mar25,2028 107.985 3.190 151 10 211,102

Broadcom(AVGO) 3.875 Jan15,2027 100.446 3.802 212 10 204,081

Apple(AAPL) 2.200 Sep11,2029 98.126 2.413 73 10 194,017

AbieInc(ABBV) 3.600 May14,2025 104.009 2.791 123 5 192,447

CvsHealth(CVS) 4.100 Mar25,2025 106.913 2.696 115 5 191,085

KraftHeinzFoodsCo(KHC) 3.750 Apr01,2030 100.705 3.667 199 10 188,867

GeneralElectricCo(GE) 5.000 Jan21,2049 94.875 5.270 313 30 187,504

BatCapital(BATSLN) 4.758 Sep06,2049 98.211 4.872 275 30 185,591

KraftHeinzFoodsCo(KHC) 4.875 Oct01,2049 100.670 4.832 271 30 179,571

PaypalHoldings(PYPL) 2.650 Oct01,2026 100.700 2.538 n.a. 10 176,846

Anthem(ANTM) 3.700 Sep15,2049 97.033 3.868 174 30 176,569

3MCo(MMM) 3.250 Aug26,2049 100.168 3.241 112 30 174,478

ThermoFisherScientific(TMO) 2.600 Oct01,2029 99.704 2.634 95 10 169,111

Apple(AAPL) 2.950 Sep11,2049 97.756 3.065 94 30 167,260

DukeEnergyIndianaLlc(DUK) 3.250 Oct01,2049 99.733 3.264 114 30 167,063

AlconFinance(ALCSW) 3.000 Sep23,2029 101.013 2.880 119 10 163,592

OccidentalPetroleum(OXY) 3.500 Aug15,2029 101.298 3.341 166 10 163,060

WaltDisneyCo(DIS) 2.000 Sep01,2029 97.396 2.295 61 10 161,221

CcoHoldingsLlc(CHTR) 4.750 Mar01,2030 101.625 4.504 283 10 154,586

OccidentalPetroleum(OXY) 2.900 Aug15,2024 100.703 2.742 119 5 151,826

Anheuser-BuschInbevWorldwide(ABIBB) 4.150 Jan23,2025 109.191 2.275 70 5 151,463

AT&T(T) 5.250 Mar01,2037 117.461 3.837 171 30 148,670

WaltDisneyCo(DIS) 2.750 Sep01,2049 95.869 2.959 83 30 148,544

OccidentalPetroleum(OXY) 4.400 Aug15,2049 102.770 4.234 210 30 147,915

Fiserv(FISV) 3.500 Jul01,2029 105.043 2.889 121 10 145,924

BidfairMergeright(BID) 7.375 Oct15,2027 101.625 0.000 n.a. 10 145,459

Anheuser-BuschCompaniesLlc(ABIBB) 4.900 Feb01,2046 120.262 3.678 156 30 145,453

VodafoneGroup(VOD) 5.250 May30,2048 115.498 4.304 218 30 145,035

UnionElectricCo(AEE) 3.250 Oct01,2049 99.525 3.275 113 30 144,945

Volumerepresentstotalvolumeforeachissue;price/yielddataarefortradesof$1millionandgreater.*Denotesasecuritywhoselastround

lottradedidnottakeplaceonthelastbusinessdaypriortopublication.**Estimatedspreads,inbasispoints(100basispointsisone

percentagepoint),overthe2,5,10or30-yearhotrunTreasurynote/bond. 2-year:1.50008/21;5-year:1.25008/24;10-year:1.625

08/29;30-year:2.87505/49.†ComparableU.S.Treasuryissue.

Source:MarketAxessCorporateBondTicker-www.bondticker.com