B8| Monday, August 19, 2019 THE WALL STREET JOURNAL.
Insider-Trading Spotlight
Trading by ‘insiders’ of a corporation, such as a company’s CEO, vice president or director, potentially conveys
new information about the prospects of a company. Insiders are required to report large trades to the SEC
within two business days. Here’s a look at the biggest individual trades by insiders, based on data received by
Thomson Financial on August 16, and year-to-date stock performance of the company
KEY: B: beneficial owner of more than 10% of a security class CB: chairman CEO: chief executive officer CFO: chief financial officer
CO: chief operating officer D: director DO: director and beneficial owner GC: general counsel H: officer, director and beneficial owner
I: indirect transaction filed through a trust, insider spouse, minor child or other O: officer OD: officer and director P: president UT:
unknown VP: vice president Excludes pure options transactions
Biggest weekly individual trades
Based on reports filed with regulators this past week
No. of shrs inPrice range ($) $ Value
Date(s) Company Symbol Insider Title trans (000s) in transaction (000s) Close ($) Ytd (%)
Buyers
Aug. 13 Symantec SYMC P. Feld DI 3,014 22.19-22.92 68,125 23.51 24.4
Aug. 14 P. Feld DI 1,326 22.95 30,428
Aug. 13 P. Feld DI 986 22.19-22.92 22,281
Aug. 12-13 Conduent CNDT C. Icahn BI 4,573 6.43-6.59 29,641 6.64 -37.5
Aug. 8-9 Red Rock Resorts RRR L. Fertitta DOI 760 18.15-18.97 14,222 18.74 -7.7
Aug. 8-9 F. Fertitta DOI 760 18.15-18.97 14,222
Aug. 15 Capri Holdings CPRI J. Idol CEO 363 27.35-28.30 9,977 28.24 -25.5
Aug. 8-9 Mednax MD M. Fernandez D 378 21.52-21.68 8,147 21.67 -34.3
Aug. 12 M. Fernandez D 122 21.35 2,614
Aug. 7-9 NGM Biopharmaceuticals NGM D. Goeddel DOI 225 13.98-14.00 3,145 14.90 ...
Aug. 7-9 P. Svennilson DOI 225 13.98-14.00 3,145
Aug. 12 AES Corp AES J. Ubben DOI 200 15.25 3,050 15.20 5.1
Aug. 12 General Electric GE H. Culp CEOI 332 9.04 2,998 8.79 20.8
Aug. 15 H. Culp CEOI 252 7.93 2,000
Aug. 6-7 Northern Oil & Gas NOG R. Rowling BI 1,508 1.54-1.57 2,336 1.71 -24.3
Aug. 8 Netflix NFLX B. Smith D 6 307.21-310.97 2,005 302.80 13.1
Aug. 12 Sarepta Therapeutics SRPT D. Ingram CEO 16 122.76-123.41 2,000 124.95 14.5
Aug. 12 Seritage Growth Properties SRG E. Lampert T 39 39.24 1,517 39.19 21.2
Sellers
Aug. 8 IQVIA Holdings IQV J. Connaughton DI 573 156.85 89,888 155.21 33.6
Aug. 12-13 Trade Desk TTD J. Green CEO 294 252.68-265.24 76,274 248.62 114.2
Aug. 8 NVR Inc NVR P. Saville CEO 20 3502.83 70,0573499.90 43.6
Aug. 8 PROS Holdings PRO R. Woestemeyer DOI 750 72.15 54,113 72.42 130.6
Aug. 8 M. Woestemeyer DOI 750 72.12 54,090
Aug. 8-12 Motorola Solutions MSI G. Brown CEO 265 174.72-178.81 46,788 173.32 50.7
Aug. 8-9 Cracker Barrel Old Country Store CBRL S. Biglari BI 259 170.13-171.71 44,303 164.94 3.2
Aug. 12-13 Guardant Health GH H. Eltoukhy CEO 426 96.48-101.30 42,449 101.52 170.1
Aug. 12-13 Garmin GRMN M. Kao HI 448 77.83-79.11 35,163 77.17 21.9
Aug. 12-13 Okta Inc OKTA P. Grady D 200 129.40-133.84 26,306 128.18 100.9
Aug. 8-9 Facebook FB M. Zuckerberg CEOI 133 184.92-190.47 25,110 183.70 40.1
Aug. 13 M. Zuckerberg CEOI 126 185.52-190.88 23,776
Aug. 12 M. Zuckerberg CEOI 126 185.24-187.58 23,374
Aug. 8 M. Zuckerberg CEOI 118 184.80-189.83 22,244
Aug. 14 M. Zuckerberg CEOI 113 179.94-185.80 20,442
Aug. 8 Ceridian HCM Holding CDAY D. Ossip CEO 500 49.27 24,635 50.64 46.8
Aug. 13-15 Air Lease AL S. Udvar-Hazy OD 508 37.91-39.93 19,590 38.49 27.4
Aug. 9 Upwork UPWK D. Marriott DI 1,200 15.06 18,072 15.00 -17.2
- Half the transactions were indirect **Two day transaction
p - Pink Sheets
Buying and selling by sector
Based on actual transaction dates in reports received this past week
Sector Buying Selling Sector Buying Selling
Basic Industries 2,937,559 34,656,337 Finance 5,644,574 62,450,626
Businessservices 37,470 21,464,808 Health care 5,898,419 59,191,221
Capital goods 00 Industrial 7,744,923 31,947,827
Consumerdurables 952,791 1,213,324 Media 434,230 14,840,049
Consumernondurables 5,202,285 20,635,154 Technology 149,185 178,896,721
Consumerservices 4,322,889 73,888,158 Transportation 219,740 2,404,453
Energy 5,444,040 2,646,778 Utilities 3,122,470 16,877,885
Sources: Thomson Financial; WSJ Market Data GroupFriday
Energy
Coal,C.Aplc.,12500Btu,1.2SO2-r,w 65.800
Coal,PwdrRvrBsn,8800Btu,0.8SO2-r,w 12.050
Metals
Gold, per troy oz
Engelhard industrial 1513.00
Engelhard fabricated 1626.48
Handy & Harman base 1515.25
Handy & Harman fabricated 1681.93
LBMA Gold Price AM *1517.65
LBMA Gold Price PM *1515.65
Krugerrand,wholesale-e 1573.62
Maple Leaf-e 1588.76
American Eagle-e 1588.76
Mexican peso-e 1832.34
Austria crown-e 1486.14
Austria phil-e 1588.76
Silver, troy oz.
Engelhard industrial 17.2000
Engelhard fabricated 20.6400
Handy & Harman base 17.1220
Handy & Harman fabricated 21.4030
LBMA spot price *£14.3000
(U.S.$ equivalent) *17.2900
Coins,wholesale $1,000 face-a 12709
Other metals
LBMA Platinum Price PM *837.0
Platinum,Engelhard industrial 836.0Friday
Platinum,Engelhard fabricated 936.0
Palladium,Engelhard industrial 1464.0
Palladium,Engelhard fabricated 1564.0
Aluminum, LME, $ per metric ton *1742.5
Copper,Comex spot 2.5900
Iron Ore, 62% Fe CFR China-s 89.6
Shredded Scrap, US Midwest-s,m 278
Steel, HRC USA, FOB Midwest Mill-s 598
Fibers and Textiles
Burlap,10-oz,40-inch NY yd-n,w 0.5250
Cotton,1 1/16 std lw-mdMphs-u 0.5708
Cotlook 'A' Index-t *70.90
Hides,hvy native steers piece fob-u n.a.
Wool,64s,staple,Terr del-u,w n.a.
Grains and Feeds
Barley,top-quality Mnpls-u n.a.
Bran,wheat middlings, KC-u 83
Corn,No. 2 yellow,Cent IL-bp,u 3.6800
Corn gluten feed,Midwest-u,w 100.1
Corn gluten meal,Midwest-u,w 364.6
Cottonseed meal-u,w 223
Hominy feed,Cent IL-u,w 102
Meat-bonemeal,50% pro Mnpls-u,w 213
Oats,No.2 milling,Mnpls-u 3.0875
Rice, Long Grain Milled, No. 2 AR-u,w 24.75
Sorghum,(Milo) No.2 Gulf-u 6.3525
SoybeanMeal,Cent IL,rail,ton48%-u 297.90
Soybeans,No.1 yllw IL-bp,u 8.3700
Wheat,Spring14%-pro Mnpls-u 6.0625Friday
Wheat,No.2 soft red,St.Louis-bp,u 4.6900
Wheat - Hard - KC (USDA) $ per bu-u 4.0175
Wheat,No.1soft white,Portld,OR-u 5.7000
Food
Beef,carcass equiv. index
choice 1-3,600-900 lbs.-u 196.79
select 1-3,600-900 lbs.-u 171.99
Broilers, National comp wtd. avg.-u,w 0.8255
Butter,AA Chicago 2.3400
Cheddar cheese,bbl,Chicago 176.50
Cheddar cheese,blk,Chicago 188.00
Milk,Nonfat dry,Chicago lb. 103.00
Coffee,Brazilian,Comp 0.9575
Coffee,Colombian, NY 1.2978
Eggs,large white,Chicago-u 0.5250
Flour,hard winter KC 13.25
Hams,17-20 lbs,Mid-US fob-u 0.82
Hogs,Iowa-So. Minnesota-u 75.52
Pork bellies,12-14 lb MidUS-u n.a.
Pork loins,13-19 lb MidUS-u 0.9505
Steers,Tex.-Okla. Choice-u 105.00
Steers,feeder,Okla. City-u,w 143.13
Fats and Oils
Corn oil,crude wet/dry mill wtd. avg.-u,w 27.2300
Grease,choice white,Chicago-h 0.2800
Lard,Chicago-u n.a.
Soybean oil,crude;Centl IL-u 0.2926
Tallow,bleach;Chicago-h 0.3150
Tallow,edible,Chicago-u n.a.KEY TO CODES: A=ask; B=bid; BP=country elevator bids to producers; C=corrected; E=Manfra,Tordella & Brooks; G=ICE; H=American Commodities Brokerage Co;
M=monthly; N=nominal; n.a.=not quoted or not available; R=SNL Energy; S=Platts-TSI; T=Cotlook Limited; U=USDA; W=weekly, Z=not quoted. *Data as of 8/15
Source: WSJ Market Data GroupCash Prices Friday, August 16, 2019
These prices reflect buying and selling of a variety of actual or “physical” commodities in the marketplace—
separate from the futures price on an exchange, which reflects what the commodity might be worth in future
months.WSJ.com/commoditiesBorrowing Benchmarks | WSJ.com/bonds
Money Rates August 16, 2019
Key annual interest rates paid to borrow or lend money in U.S. and international markets. Rates below are a
guide to general levels but don’t always represent actual transactions.
Inflation
July index Chg From (%)
level June '19 July '18
U.S. consumer price index
All items 256.571 0.17 1.8
Core 263.566 0.15 2.2
International rates
Week 52-Week
Latest ago High Low
Prime rates
U.S. 5.25 5.25 5.50 5.00
Canada 3.95 3.95 3.95 3.70
Japan 1.475 1.475 1.475 1.475
Policy Rates
Euro zone 0.00 0.00 0.00 0.00
Switzerland 0.50 0.50 0.50 0.50
Britain 0.75 0.75 0.75 0.75
Australia 1.00 1.00 1.50 1.00
Overnight repurchase
U.S. 2.44 2.45 3.35 1.92
U.S. government rates
Discount
2.75 2.75 3.00 2.50
Federal funds
Effective rate 2.1200 2.1200 2.4800 1.9300Week —52-WEEK—
Latest ago High Low
High 2.1800 2.2000 2.6500 2.0625
Low 1.9500 1.9500 2.4400 1.8000
Bid 2.0800 2.0500 2.4400 1.8800
Offer 2.1000 2.1500 2.4500 1.9100
Treasury bill auction
4 weeks 2.040 2.065 2.470 1.910
13 weeks 1.960 1.990 2.465 1.960
26 weeks 1.890 1.950 2.505 1.890
Secondary market
Fannie Mae
30-year mortgage yields
30 days 2.915 3.016 4.607 2.915
60 days 2.936 3.043 4.632 2.936
Other short-term rates
Week 52-Week
Latest ago high low
Call money
4.00 4.00 4.25 3.75
Notes on data:
U.S. prime rate is the base rate on corporate loans posted by at least 70% of the 10 largest U.S. banks,
and is effective August 1, 2019. Other prime rates aren’t directly comparable; lending practices vary
widely by location; Discount rate is effective August 1, 2019. DTCC GCF Repo Index is Depository
Trust & Clearing Corp.'s weighted average for overnight trades in applicable CUSIPs. Value traded is in
billions of U.S. dollars. Federal-funds rates are Tullett Prebon rates as of 5:30 p.m. ET.
Sources: Federal Reserve; Bureau of Labor Statistics; DTCC; FactSet;
Tullett Prebon Information, Ltd.Commercial paper (AA financial)
90 days 2.08 2.08 2.80 2.05Libor
One month 2.17213 2.19425 2.52238 2.06475
Three month 2.13588 2.17563 2.82375 2.12375
Six month 2.01675 2.05200 2.90788 2.01400
One year 1.94500 1.98788 3.14413 1.93250
Euro Libor
One month -0.434 -0.426 -0.390 -0.446
Three month -0.443 -0.417 -0.324 -0.443
Six month -0.452 -0.431 -0.288 -0.452
One year -0.428 -0.385 -0.159 -0.428
Value 52-Week
Latest Traded High LowDTCC GCF Repo Index
Treasury 2.192 58.410 5.149 1.962
MBS 2.220 92.800 4.434 1.978Week —52-WEEK—
Latest ago High LowGeneral Equity Funds
Adams Diversified Equity ADX 17.54 15.38 -12.3 9.4
Boulder Growth & Income BIF 12.84 10.70 -16.7 -0.9
Central Secs CET 36.31 30.24 -16.7 11.4
CohenStrsCEOppFd FOF 13.03 12.56 -3.6 3.3
EVTxAdvDivIncm EVT 23.23 23.42 +0.8 3.4
GabelliDiv&IncTr GDV 22.12 20.61 -6.8 -8.7
Gabelli Equity Tr GAB 5.55 6.02 +8.5 2.9
GeneralAmer GAM 41.26 35.19 -14.7 4.4
JHancockTaxAdvDiv HTD 25.81 25.15 -2.6 16.0
Librty AllStr Eq USA 6.30 6.07 -3.7 2.4
Royce Micro-Cap Tr RMT 8.83 7.82 -11.4 -19.1
Royce Value Trust RVT 15.10 13.28 -12.1 -11.3
Source Capital SOR 41.37 35.57 -14.0 -9.5
Tri-Continental TY 29.29 26.39 -9.9 2.5
Specialized Equity Funds
Aberdeen Glb Prem Prop AWP 6.77 5.95 -12.1 5.0
Adams Natural Resources PEO 18.11 14.90 -17.7 -18.1
GI NFJ DivInt&PremStr NFJ 13.53 12.09 -10.6 0.7
BR Enh C&I CII 16.12 15.40 -4.5 -4.2
BlackRock Energy & Res BGR 11.35 10.31 -9.2 -21.6
BlackRock Eq Enh Div BDJ 9.16 8.85 -3.4 0.1
BlackRock Enh Glbl Div BOE 11.39 10.16 -10.8 -2.6
BlackRock Enh Intl Div BGY 6.02 5.38 -10.6 1.0
BlackRock Hlth Sciences BME 37.47 37.98 +1.4 -2.4
BlackRock Res & Comm BCX 8.35 7.37 -11.7 -7.4
BlackRock Sci&Tech Trust BST 31.85 32.50 +2.0 2.8
Listed are the 300 largest closed-end funds as
measured by assets. Closed-end funds sell a limited
number of shares and invest the proceeds in securities.
Unlike open-end funds, closed-ends generally do not
buy their shares back from investors who wish to cash
in their holdings. Instead, fund shares trade on a stock
exchange. NA signifies that the information is not
available or not applicable. NS signifies fund not in
existence of entire period. 12 month yield is computed
by dividing income dividends paid (during the previous
twelve months for periods ending at month-end or
during the previous fifty-two weeks for periods ending
at any time other than month-end) by the latest
month-end market price adjusted for capital gains
distributions.
Source: Lipper
Friday, August 16, 2019
52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret
BlackRock Utl Inf & Pwr BUI 20.13 23.04 +14.5 20.3
CBRE ClrnGlbRlEst IGR 8.73 7.64 -12.5 10.4
CLEARBRIDGE ENGY MDS OPP EMO NA 8.60 NA -19.3
CLEARBRIDGE MLP&MDSTM TR CTR NA 8.75 NA -19.0
ClearBridge MLP & Midstm CEM NA 11.20 NA -18.5
ChnStrInfr UTF 26.63 25.88 -2.8 19.9
COHEN & STEERS MLP INC&E MIE 8.55 8.75 +2.3 -11.4
Cohen&SteersQualInc RQI 14.82 14.70 -0.8 26.6
CohenStrsREITPref RNP 24.25 23.02 -5.1 24.6
Cohen&Steers TotRet RFI 14.20 14.40 +1.4 21.0
Columbia Sel Prm Tech Gr STK 19.92 20.56 +3.2 9.1
DNP Select Income DNP 10.39 12.36 +18.9 20.9
Duff&Ph Glbl Util Inc Fd DPG 16.58 15.24 -8.1 9.1
EtnVncEqtyInc EOI 14.94 14.82 -0.8 0.6
EtnVncEqtyIncoII EOS 16.33 16.66 +2.0 2.0
EVRskMnDvsEqInc ETJ 9.23 9.39 +1.7 4.5
ETnVncTxMgdBuyWrtInc ETB 14.57 15.75 +8.1 2.6
EtnVncTxMgdBuyWrtOpp ETV 13.94 14.74 +5.7 0.1
EvTxMnDvsEqInc ETY 11.74 11.74 0.0 1.1
EtnVncTxMgdGlbB ETW 9.92 9.54 -3.8 -14.1
EVTxMnGblDvEqInc EXG 8.40 7.93 -5.6 -8.7
First Trust Energy Inc G FEN 20.96 20.88 -0.4 0.8
First Tr Enhanced Eq FFA 15.61 15.50 -0.7 1.8
FirstTrEnergyInfra FIF 17.21 15.37 -10.7 -0.2
FirstTrMLPEner&Inc FEI 12.04 11.30 -6.1 -7.5
Gabelli Healthcare GRX 11.96 10.35 -13.5 2.4
Gab Utility GUT 4.92 7.31 +48.6 41.0
GAMCOGlGold&NatRes GGN 4.25 4.40 +3.5 4.1
J Han Finl Opptys BTO 31.38 30.34 -3.3 -17.0
Neuberger Brmn MLP & EI NML 7.74 6.84 -11.6 -19.1
NubrgrRlEstSec NRO 5.66 5.40 -4.6 15.4
Nuv Dow 30 Dyn Overwrite DIAX 17.55 16.94 -3.5 -7.0
NuvCorEqAlpha JCE 14.36 13.80 -3.9 -4.0
NuveenDiversDiv&Inc JDD 11.32 10.71 -5.4 4.5
Nuveen Engy MLP Tot Rtn JMF 8.62 8.23 -4.5 -19.1
Nuveen Nasdaq 100 Dyn Ov QQQX 22.31 21.88 -1.9 -4.5
Nuv Real Est JRS 11.24 10.58 -5.9 10.5
Nuveen Rl Asst Inc & Gro JRI 18.73 16.75 -10.6 11.6
NuvS&P500DynOvFd SPXX NA 16.52 NA 3.552 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret Highland Income HFRO 14.18 12.93 -8.8 6.8
InvDYCrOpp VTA 12.43 10.88 -12.5 8.2
InvSnrIncTr VVR 4.71 4.14 -12.1 6.4
Nuveen Credit Strat Inc JQC 8.33 7.37 -11.5 11.8
NuvFloatRateIncFd JFR 10.86 9.53 -12.2 7.4
NuvFloatRteIncOppty JRO 10.78 9.45 -12.3 7.5
Nuveen Senior Income NSL 6.48 5.68 -12.3 7.3
PionrFltRate Tr PHD 12.00 10.38 -13.5 6.8
High Yield Bond Funds
AllianceBernGlHiIncm AWF 13.03 11.64 -10.7 6.8
Barings Glb SD HY Bd BGH 18.04 17.39 -3.6 9.8
BR Corporate HY HYT 11.57 10.34 -10.6 8.1
BlackRock Ltd Dur Inc BLW 16.90 15.27 -9.6 6.2
BNY Mellon Hi Yield Str DHF 3.28 3.01 -8.2 8.9
Brookfield Real Asst Inc RA 23.31 22.06 -5.4 10.9
CrSuisHighYld DHY 2.55 2.49 -2.4 9.1
DoubleLine Inc Sol DSL NA 19.66 NA 8.8
First Tr Hi Inc Lng/Shrt FSD 16.73 14.74 -11.9 8.3
IVY HIGH INCOME OPP IVH 14.99 13.32 -11.1 8.7
NeubHgYldStrt NHS 12.51 11.62 -7.1 7.3
NexPointStratOppty NHF 21.49 18.31 -14.8 12.9
Nuveen Crdt Opps 2022 TT JCO 9.53 9.53 0.0 5.7
Nuveen Global High Inc JGH 17.22 14.88 -13.6 8.1
Nuveen HI Dec 2019 Tgt JHD 9.95 9.88 -0.7 4.0
Nuveen HI Nov 2021 Tgt JHB 9.89 9.87 -0.2 5.3
PGIM Global High Yield GHY 16.07 13.96 -13.1 7.4
PGIM High Yield Bond ISD 16.37 14.18 -13.4 7.4
PioneerHilncmTr PHT 9.87 9.10 -7.8 7.8
Wells Fargo Income Oppty EAD NA 8.08 NA 8.4
WstAstHIF II HIX NA 6.66 NA 7.8
Western Asset Hi Inc Opp HIO NA 5.02 NA 6.5
Western Asset Hi Yld D O HYI 16.14 14.98 -7.2 6.8
Other Domestic Taxable Bond Funds
Ares Dynamic Crdt Alloc ARDC 16.88 15.04 -10.9 8.4
Barings Corporate Inv MCI NA 16.52 NA 7.4
BlackRock Mlt-Sctr Inc BIT 18.14 16.76 -7.6 8.0
BlackRock Tax Muni Bd BBN 25.49 24.78 -2.8 5.9
DoubleLine:Oppor Crdt Fd DBL 20.81 20.40 -2.0 7.5
Duff&Ph Util Cor DUC 9.62 8.86 -7.9 4.8
EVLmtDurIncm EVV 14.36 12.42 -13.5 6.4
Franklin Ltd Dur Income FTF 10.20 9.49 -7.0 12.0
KKR Income Opportunities KIO NA 15.22 NA 9.5
MFS Charter MCR 9.01 8.23 -8.7 8.3
Nuveen Taxable Muni Inc NBB 22.92 22.00 -4.0 5.4
PIMCO Corp & Inc Oppty PTY NA NA NA 8.7
PIMCO Corp & Inc Strat PCN NA NA NA 7.9
PIMCOHilnco PHK NA 7.87 NA 11.0
PIMCO IncmStrFd PFL NA 11.41 NA 9.0
PIMCO IncmStrFd II PFN NA 10.23 NA 9.6
Putnam Mas Int PIM 4.82 4.56 -5.4 7.1
Putnam Prem Inc PPT 5.37 5.22 -2.8 7.2
Wells Fargo Multi-Sector ERC NA 12.24 NA 9.7
World Income Funds
Abrdn AP IncFd FAX 4.88 4.12 -15.6 4.5
BrndywnGLB Glb Inc Oppts BWG 14.26 12.15 -14.8 6.6
EtnVncStDivInc EVG 14.59 13.11 -10.1 6.1
MS EmMktDomDebt EDD 7.59 6.67 -12.1 8.4
PIMCO Dyn Crd & Mrt Inc PCI NA 23.79 NA 9.5
PIMCO Dynamic Income PDI NA 31.20 NA 9.8
PIMCO Income Opportunity PKO NA 26.07 NA 9.6
PIMCO Stratg Inc RCS NA 9.56 NA 8.2
Templeton Em Inc TEI 10.15 9.48 -6.6 8.0
Templtn Glbl Inc GIM 6.80 6.14 -9.7 6.5
WstAstEmergDebt EMD NA 13.76 NA 8.3
Western Asset Gl Cr D Op GDO NA 17.19 NA 7.0
National Muni Bond Funds
AllBerNatlMunInc AFB 15.49 13.88 -10.4 4.0
BlckRk Inv Q Mun BKN 16.58 15.80 -4.7 4.4
BlackRock Muni 2030 Tgt BTT 26.20 23.81 -9.1 3.1
BlackRock Muni BFK 14.67 14.17 -3.4 4.9
BlackRock Muni II BLE 15.12 15.59 +3.1 4.6
BlckRk Muni Inc Qly BYM 15.68 14.18 -9.6 4.4
BR MuniAssets Fd MUA 14.46 15.04 +4.0 4.2
BR MuniEnhanced MEN 12.30 11.48 -6.7 4.9
BR MuniHoldings Qly MFL 14.94 13.63 -8.8 4.8
BR MH Qly 2 MUE 14.18 12.95 -8.7 4.7
BR MuniVest Fd MVF 9.81 9.49 -3.3 4.9
BR MuniVest 2 MVT 15.42 15.21 -1.4 4.8
BR MuniYield Fd MYD 15.09 14.88 -1.4 4.7
BR MuniYield Qlty MQY 16.42 15.14 -7.8 4.5
BR MuniYld Qlty2 MQT 14.40 13.13 -8.8 4.4
BR MuniYld Qly 3 MYI 15.18 13.64 -10.1 4.4
BNY Mellon Muni Bd Infra DMB NA 14.29 NA 4.5
BNY Mellon Str Muni Bond DSM 8.43 8.50 +0.8 5.0
BNY Mellon Strat Muni LEO 8.77 8.54 -2.6 4.9
DWS Muni Inc KTF 12.85 11.69 -9.0 4.7Prem12 Mo
Fund (SYM) NAV Close /Disc Yld52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret
Specialized Equity Funds
Bluerock Total Inc+ RE:A30.18 NA NA 5.6
Bluerock Total Inc+ RE:C29.01 NA NA 4.8
Bluerock Total Inc+ RE:I30.65 NA NA 5.8
Bluerock Total Inc+ RE:L30.01 NA NA 5.3
Broadstone Rl Asst Acc:I NA NA NA NS
Broadstone Rl Asst Acc:W NA NA NA NS
NexPointHCOpp;A 16.08 NA NA -14.2
NexPointHCOpp;C 15.93 NA NA -14.9
NexPointRlEstStrat;A20.98 NA NA 7.6
NexPointRlEstStrat;C21.10 NA NA 7.0
NexPointRlEstStrat;Z21.09 NA NA 7.9
PREDEX;I 26.24 NA NA 4.0
PREDEX;T 26.26 NA NA 3.9
PREDEX;W 26.27 NA NA 4.0
Principal Dvs Sel RA A24.96 NA NA NS
Principal Dvs Sel RA Ins24.97 NA NA NS
Principal Dvs Sel RA Y24.97 NA NA NS
Resource RE Div Inc:A10.57 NA NA 7.1
Resource RE Div Inc:C10.56 NA NA 6.3
Resource RE Div Inc:D10.73 NA NA 6.6
Resource RE Div Inc:I 11.02 NA NA 7.5
Resource RE Div Inc:L10.57 NA NA 6.9
Resource RE Div Inc:T10.54 NA NA 6.3
Resource RE Div Inc:U10.58 NA NA 7.1
Resource RE Div Inc:W10.73 NA NA 7.1
SharesPost 100;A 29.06 NA NA -1.1
SharesPost 100:I 29.18 NA NA -0.8
SharesPost 100:L 28.95 NA NA -1.3EVMuniBd EIM 14.24 13.08 -8.1 4.0
EVMuniIncm EVN 14.07 12.96 -7.9 4.5
EVNatMuniOpp EOT 21.91 22.92 +4.6 4.3
InvAdvMuIncTrII VKI 12.22 11.53 -5.6 4.9
Invesco MuniOp OIA 7.78 7.86 +1.0 5.0
InvescoMuOppTr VMO 13.65 12.79 -6.3 5.0
InvescoMuTr VKQ 13.66 12.75 -6.7 4.9
InvescoQual Inc IQI 13.80 12.76 -7.5 4.9
InvTrInvGrMu VGM 14.08 13.16 -6.5 4.7
InvescoValMunInc IIM 16.74 15.45 -7.7 4.6
MAINSTAY:MK DEFTR MUN OP MMD 20.70 20.80 +0.5 4.8
Nuveen AMT-Fr Mu Val NUW 17.13 17.69 +3.3 3.8
Nuveen AMT-Fr Qlty Mun I NEA 15.83 14.32 -9.5 4.5
Nuveen AMT-Fr Mu CI NVG 17.38 16.60 -4.5 4.8
Nuv Enh Muni Cr Inc NZF 16.99 16.30 -4.1 4.9
Nuveen Enh Muni Val NEV 15.47 14.81 -4.3 4.6
Nuveen Int Dur Mun Term NID 14.46 13.68 -5.4 3.7
NuvMuniHiIncOpp NMZ 14.23 14.36 +0.9 4.9
Nuveen Muni Val NUV 10.70 10.44 -2.4 3.6
Nuveen Quality Muni Inc NAD 16.19 14.50 -10.4 4.4
Nuveen Sel TF 2 NXQ 15.52 14.69 -5.3 3.4
PIMCO MuniInc PMF 13.69 14.67 +7.2 4.9
PIMCOMuniIncII PML 12.82 15.76 +22.9 4.9
Pimco Muni III PMX 11.60 12.47 +7.5 5.1
PioneerHilncAdv MAV 12.18 11.09 -8.9 5.1
PioneerMunHiIcmT MHI 13.26 12.61 -4.9 4.8
Putnam Mgd Inc PMM 8.27 8.00 -3.3 4.6
Putnam Muni Opp PMO 13.91 13.39 -3.7 4.4
Western Asset Mgd Muni MMU NA 14.83 NA 4.8
Westn Asst Mu Def Opp Tr MTT NA 22.28 NA 4.0
Single State Muni Bond
BlackRock CA Mun BFZ 15.63 13.84 -11.5 3.9
BR MH CA Qly Fd Inc MUC 15.92 14.30 -10.2 4.0
BR MH NJ Qly MUJ 16.20 14.58 -10.0 4.3
BR MH NY Qly MHN 15.31 13.68 -10.6 3.9
BR MuniYld CA MYC 15.99 14.44 -9.7 4.2
BR MuniYld CA Qly MCA 16.14 14.50 -10.2 4.3
BR MuniYld MI Qly MIY 15.97 14.34 -10.2 4.3
BR MuniYld NY Qly MYN 14.67 13.16 -10.3 3.8
EVCAMuniBd EVM 12.81 11.52 -10.1 4.2
InvCaValMuIncTr VCV 13.58 13.25 -2.4 4.5
InvPAValMuIncTr VPV 14.23 13.47 -5.3 5.0
InvTrInvGrNYMu VTN 14.72 13.77 -6.5 4.7
Nuveen CA AMT-F Qual MI NKX 16.68 15.51 -7.0 4.1
Nuveen CA Val NCA 10.81 10.45 -3.3 3.2
NuveenCAQtyMuInc NAC 16.30 15.09 -7.4 4.4
Nuveen MD Qual Muni Inc NMY 15.33 13.39 -12.7 3.9
Nuveen MI Qual Muni Inc NUM 16.05 14.30 -10.9 3.8
NuvNJ Qual Muni Inc NXJ 16.72 14.71 -12.0 4.4
Nuveen NY AMT/Fr Qual MI NRK 15.14 13.55 -10.5 4.0
Nuveen NY Qual Muni Inc NAN 15.72 14.15 -10.0 4.0
Nuveen OH Qual Muni Inc NUO 17.46 15.68 -10.2 3.5
Nuveen PA Qual Muni Inc NQP 16.00 14.17 -11.4 4.1
Nuveen VA Qlty Mun Inc NPV 15.17 13.74 -9.4 3.9
PIMCO CA PCQ 14.55 19.50 +34.0 4.8
PIMCOCAMuniII PCK 9.35 10.10 +8.0 4.1Prem12 Mo
Fund (SYM) NAV Close /Disc YldNuvSP500BuyIncFd BXMX 13.13 12.78 -2.7 -4.0
ReavesUtilityIncome UTG 35.21 36.86 +4.7 24.8
Tortoise Enrgy Infra Crp TYG 20.88 21.34 +2.2 -18.8
Tortoise Midstream Enrgy NTG 12.76 12.36 -3.1 -17.8
Income & Preferred Stock Funds
CalamosStratTot CSQ 12.51 12.46 -0.4 2.1
CohenStrsLtdDurPref&Inc LDP 25.39 24.92 -1.9 8.9
CohenStrsSelPref&Income PSF 26.28 28.60 +8.8 9.9
FirstTrIntDurPref&Inc FPF 23.51 22.82 -2.9 12.0
JHanPrefInc HPI 21.22 23.96 +12.9 18.5
JHPrefIncII HPF 20.92 22.93 +9.6 16.9
HnckJPfdInco III HPS 18.60 18.91 +1.7 10.7
J Han Prm PDT 15.27 17.00 +11.3 14.0
LMP CapInco SCD NA 13.30 NA 5.2
Nuveen Pref & Inc Opp JPC 9.97 9.66 -3.1 12.2
Nuveen Fd JPS 9.67 9.65 -0.2 18.4
Nuveen Pref & Inc Term JPI 24.30 24.15 -0.6 11.4
Nuveen TxAdvDivGr JTD 16.68 16.15 -3.2 1.2
TCW Strat Income TSI NA 5.68 NA 10.5
Virtus Glb Div & Inc ZTR 10.13 10.52 +3.8 0.9
Convertible Sec's. Funds
GI Conv & Inc NCV 5.50 5.59 +1.6 -10.4
AGI Conv & Inc II NCZ 4.94 4.93 -0.2 -8.5
AGI Eqty & Conv Inc NIE 23.08 21.36 -7.5 -0.9
CalamosConvHi CHY 11.13 10.99 -1.3 -6.2
CalmosConvOp CHI 10.59 10.31 -2.6 -8.1
World Equity Funds
Aberdeen Tot Dyn Div AOD 9.00 7.99 -11.2 -0.3
Calamos GloDynInc CHW 7.80 7.68 -1.5 -4.8
Cdn Genl Inv CGI 34.69 23.89 -31.1 -2.0
China CHN NA 19.00 NA 0.2
EV TxAdvGlbDivInc ETG 16.49 15.67 -5.0 -4.0
EtnVncTxAdvOpp ETO 22.69 25.40 +11.9 10.1
FirstTr Dyn Euro Eq Inc FDEU 14.23 12.92 -9.2 -9.1
Gabelli Multimedia GGT 7.58 8.33 +9.9 5.4
GDL Fund GDL 11.14 9.28 -16.7 5.6
India Fund IFN 22.43 20.18 -10.0 -8.5
Japan Smaller Cap JOF NA 8.33 NA -8.0
Korea KF 28.93 25.61 -11.5 -14.8
Mexico MXF NA 12.02 NA -20.4
MS ChinaShrFd CAF 23.28 20.22 -13.1 4.3
MS India IIF 21.49 18.29 -14.9 -18.2
New Germany GF 15.22 13.41 -11.9 -5.9
Swiss Helvetia SWZ 9.07 7.96 -12.2 -1.8
Templeton Dragon TDF 20.95 18.40 -12.2 2.1
Templeton Em Mkt EMF 15.87 14.12 -11.0 5.7
VirtusTotalRetFd ZF 10.96 10.68 -2.6 16.2
Wells Fargo Gl Div Oppty EOD NA 5.31 NA 7.9U.S. Mortgage Bond Funds
BlckRk Income BKT 6.46 6.11 -5.4 6.8
Invesco HI 2023 Tgt Term IHIT 10.55 10.49 -0.6 5.7
Nuveen Mtge Oppty Term JLS 23.11 22.97 -0.6 7.4
Investment Grade Bond Funds
BlRck Core Bond BHK 15.67 14.57 -7.0 5.4
BR Credit Alloc Inc BTZ 14.82 13.55 -8.6 6.0
J Han Income JHS 15.57 14.54 -6.6 4.6
MFS Intmdt MIN 4.08 3.79 -7.1 9.0
Western Asset Inf-Lk Inc WIA NA 11.68 NA 3.5
Western Asset Inf-Lk O&I WIW NA 11.13 NA 3.8
Loan Participation Funds
Apollo Senior Floating AFT 16.70 14.60 -12.6 8.6
BR Debt Strategy DSU 12.10 10.73 -11.3 7.4
BR F/R Inc Str FRA 14.44 12.51 -13.4 6.7
BlackRock Floatng Rt Inc BGT 13.99 12.22 -12.7 6.2
Blackstone / GSO Strat BGB NA 14.33 NA 10.2
Blackstone/GSO Sr Flt Rt BSL NA 16.72 NA 8.5
Eagle Point Credit ECC NA 17.27 NA 13.9
EtnVncFltRteInc EFT 15.09 13.23 -12.3 6.3
EV SenFlRtTr EFR 14.75 12.91 -12.5 6.5
EVSnrIncm EVF 6.99 6.12 -12.4 6.1
FT/Sr Fltg Rte Inc 2 FCT 13.55 11.70 -13.7 6.0
FT/Sr Fltg Rte 2022 TgTr FIV 9.42 8.93 -5.2 5.152 wk
Prem Ttl
Fund (SYM) NAV Close /Disc RetPrem12 Mo
Fund (SYM) NAV Close /Disc Yld52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret
USQ Core Real Estate:I25.80 NA NA 4.8
USQ Core Real Estate:IS25.80 NA NA 4.8
Versus Cap MMgr RE Inc:I28.14 NA NA NE
Versus Capital Real Asst25.40 NA NA 4.2
Wildermuth Endwmnt:A13.61 NA NA 6.3
Wildermuth Endwmnt:C13.24 NA NA 5.5
Wildermuth Endowment:I13.74 NA NA 6.6
Income & Preferred Stock Funds
Destra Multi-Altrntv;A13.42 NA NA -0.6
Destra Multi-Altrntv;C12.96 NA NA -1.4
Destra Multi-Altrntv;I13.64 NA NA -0.5
Destra Multi-Altrntv;L13.11 NA NA -1.1
Flat Rock Opportunity19.83 NA NA 6.6
Variant Altrntv Inc:Inst26.34 NA NA NS
Variant Altrntv Inc:Inv26.35 NA NA NS
Convertible Sec's. Funds
Calmos Dyn Conv and Inc CCD 19.84 19.88 +0.2 4.7
World Equity Funds
ACAP Strategic:A 18.78 NA NA 19.0
ACAP Strategic:W 14.06 NA NA 19.9
BMO LGM Front ME;I 8.41 NA NA -16.3
CalamosGlbTotRet CGO 11.43 12.08 +5.7 -0.1Loan Participation Funds
1WS Credit Income NA NA NA NS
Angel Oak Str Crdt:Inst NA NA NA 8.2
Blackstone/GSO FR EI D NA NA NA NS
Blackstone/GSO FR EI I NA NA NA 6.8
Blackstone/GSO FR EI T NA NA NA 6.3
Blackstone/GSO FR EI T-I NA NA NA NS
Blstn Commnty Dev 9.91 NA NA 3.5
CLIFFWATER CL FD;I10.05 NA NA NS
CNR Strategic Credit 10.11 NA NA NS
FedProj&TrFinanceTendr10.05 NA NA 4.4
FS Global Crdt Opptys D NA NA NA 6.7
Invesco Sr Loan A 6.50 NA NA 4.7
Invesco Sr Loan C 6.51 NA NA 3.9
Invesco Sr Loan IB 6.50 NA NA 4.9
Invesco Sr Loan IC 6.50 NA NA 4.8
Invesco Sr Loan Y 6.50 NA NA 4.9
Sierra Total Return:T 25.69 NA NA 5.0
Thrivent Church Ln&Inc:S10.68 NA NA NS
High Yield Bond Funds
Griffin Inst Access Cd:A NA NA NA 6.8
Griffin Inst Access Cd:C NA NA NA 6.8
Griffin Inst Access Cd:F NA NA NA 6.7
Griffin Inst Access Cd:I NA NA NA 6.8
Griffin Inst Access Cd:L NA NA NA 6.8
PIMCO Flexible Cr I;A NA NA NA NS
PIMCO Flexible Cr I;Inst NA NA NA 10.1
PionrILSBridge NA NA NA NS
WA Middle Mkt Dbt NA NA NA 9.1
WA Middle Mkt Inc NA NA NA 9.1
Other Domestic Taxable Bond Funds
Am Beacon Apollo TR:Y10.30 NA NA NS
Am Beacon SP Enh Inc:Y10.22 NA NA 5.2
BR Credit Strat;Inst NA NA NA NS
BlackRock Mlt-Sctr Oppty97.79 NA NA 7.6
BlackRock Mlt-Sec Opp II101.06 NA NA NS
Capstone Church Capital12.69 NA NA 1.9
CION Ares Dvsfd Crdt;A25.62 NA NA 5.3
CION Ares Dvsfd Crdt;C25.62 NA NA 5.3
CION Ares Dvsfd Crdt;I25.62 NA NA 5.3
CION Ares Dvsfd Crdt;L25.62 NA NA 5.3
CION Ares Dvsfd Crdt;W25.62 NA NA NS
CNR Select Strategies10.32 NA NA 0.0
GL Beyond Income 1.62 NA NA NE
Lord Abbett Cred Opps Fd 9.91 NA NA NS
OFI Carlyle Pvt Cred:A NA NA NA 0.0
OFI Carlyle Pvt Cred:I NA NA NA NS
OFI Carlyle Pvt Cred:L NA NA NA NS
OFI Carlyle Pvt Cred:N NA NA NA NS
OFI Carlyle Pvt Cred:Y NA NA NA NS
Palmer Square Opp Inc18.49 NA NA 5.3
Resource Credit Inc:A10.92 NA NA 6.3
Resource Credit Inc:C11.03 NA NA 5.6
Resource Credit Inc:I 10.95 NA NA 6.6
Resource Credit Inc:L 10.91 NA NA 6.1
Resource Credit Inc:W10.92 NA NA 6.3
World Income Funds
Destra Int&Evt-Dvn Crd:A24.87 NA NA NS
Destra Int&Evt-Dvn Crd:I24.87 NA NA 4.8
Destra Int&Evt-Dvn Crd:L24.86 NA NA NS
Destra Int&Evt-Dvn Crd:T24.85 NA NA NS
National Muni Bond Funds
PIMCO Flex Mun Inc;Inst NA NA NA NS
Tortoise Tax-Adv Soc Inf10.02 NA NA 4.3Prem12 Mo
Fund (SYM) NAV Close /Disc YldCLOSED-END FUNDS
Currencies
U.S.-dollar foreign-exchange rates in late New York trading
US$ vs,
Fri YTD chg
Country/currency in US$ per US$ (%)
Americas
Argentina peso .0182 54.8398 45.7
Brazil real .2496 4.0059 3.2
Canada dollar .7535 1.3272 –2.7
Chile peso .001412 708.10 2.0
Ecuador US dollar (^11) unch
Mexico peso .0509 19.6593 0.1
Uruguay peso .02763 36.1900 11.7
Asia-Pacific
Australian dollar .6779 1.4751 4.0
China yuan .1420 7.0429 2.4
Hong Kong dollar .1275 7.8433 0.1
India rupee .01406 71.142 2.3
Indonesia rupiah .0000702 14235 –1.0
Japan yen .009401 106.37 –2.9
Kazakhstan tenge .002585 386.83 0.6
Macau pataca .1238 8.0755 0.1
Malaysia ringgit .2395 4.1760 1.1
New Zealand dollar .6428 1.5557 4.5
Pakistan rupee .00626 159.765 14.3
Philippines peso .0191 52.378 –0.2
Singapore dollar .7223 1.3845 1.6
South Korea won .00082751208.47 8.5
Sri Lanka rupee .0056443177.17 –3.1
Taiwan dollar .03193 31.316 2.4
Thailand baht .03235 30.910 –4.4
Vietnam dong .00004308 23212 0.1
US$ vs,
Fri YTD chg
Country/currency in US$ per US$ (%)
Europe
Czech Rep. koruna .04308 23.213 3.5
Denmark krone .1487 6.7233 3.3
Euro area euro 1.1091 .9017 3.4
Hungary forint .003418 292.60 4.5
Iceland krona .008066 123.97 6.7
Norway krone .1110 9.0082 4.2
Poland zloty .2556 3.9129 4.6
Russia ruble .01503 66.526 –3.9
Sweden krona .1035 9.6651 9.2
Switzerland franc 1.0221 .9784 –0.3
Turkey lira .1793 5.5785 5.5
Ukraine hryvnia .0396 25.2630 –8.9
UK pound 1.2147 .8232 5.0
Middle East/Africa
Bahrain dinar 2.6523 .3770 0.02
Egypt pound .0603 16.5795 –7.4
Israel shekel .2820 3.5467 –5.1
Kuwait dinar 3.2841 .3045 0.4
Oman sul rial 2.5976 .3850 –0.01
Qatar rial .2746 3.642 0.2
Saudi Arabia riyal .2666 3.7511 –0.01
South Africa rand .0653 15.3049 6.6
CloseNet Chg% ChgYTD % Chg
WSJ Dollar Index 91.17 0.03 0.03 1.68
Sources: Tullett Prebon, Dow Jones Market Data