THE WALL STREET JOURNAL. Monday, March 9, 2020 |B7
Insider-Trading Spotlight
Trading by ‘insiders’ of a corporation, such as a company’s CEO, vice president or director, potentially conveys
new information about the prospects of a company. Insiders are required to report large trades to the SEC
within two business days. Here’s a look at the biggest individual trades by insiders, based on data received by
Thomson Financial on March 6, and year-to-date stock performance of the company
KEY: B: beneficial owner of more than 10% of a security class CB: chairman CEO: chief executive officer CFO: chief financial officer
CO: chief operating officer D: director DO: director and beneficial owner GC: general counsel H: officer, director and beneficial owner
I: indirect transaction filed through a trust, insider spouse, minor child or other O: officer OD: officer and director P: president UT:
unknown VP: vice president Excludes pure options transactions
Biggest weekly individual trades
Based on reports filed with regulators this past week
No. of shrs inPrice range ($) $ Value
Date(s) Company Symbol Insider Title trans (000s) in transaction (000s) Close ($) Ytd (%)
Buyers
Feb. 27 Energy Transfer ET K. Warren CEO 4,000 10.64 42,560 10.21 -20.4
Feb. 28 K. Warren CEO 300 10.80 3,240
Mar. 3-5 American Homes 4 Rent AMH T. Gustavson DI 1,074 27.94-28.62 30,411 28.94 10.4
Feb. 28-Mar. 3 Trinity Industries TRN B. Boze DOI 663 20.41-20.70 13,626 20.25 -8.6
Feb. 27-Mar. 2 Six Flags Entertainment SIX A. Ruchim DI 500 24.36-26.03 12,536 21.33 -52.7
Mar. 3-5 A. Ruchim DI 300 21.20-23.83 6,595
Feb. 28 Kinder Morgan KMI R. Kinder H 300 18.88 5,664 19.33 -8.7
Mar. 3-4 Newell Brands NWL B. Icahn D 321 15.10-16.39 5,124 13.98 -27.3
Feb. 26 GEO Group GEO G. Zoley CEO 250 16.17 4,044 16.78 1.0
Feb. 28-Mar. 2 Palo Alto Networks PANW J. Donovan D 16 180.04-191.03 3,002 176.17 -23.8
Feb. 28 PNC Financial Services Group PNC A. Feldstein D 24* 123.49 2,985 114.23 -28.4
Feb. 27-Mar. 2 Northern Oil & Gas NOG R. Rowling BI 2,000 1.30-1.40 2,700 1.30 -44.4
Feb. 28 Morgan Stanley MS S. Luczo DI 50 44.97 2,249 41.84 -18.2
Mar. 3-4 Tivity Health TVTY D. Tully DI 165 11.84-11.98 1,960 10.91 -46.4
Mar. 4 Planet Fitness PLNT C. Rondeau CEOI 25 67.24 1,681 64.35 -13.8
Feb. 28 Continental Resources CLR W. Berry CEO 90 17.32-18.95 1,654 14.85 -56.7
Mar. 2 Assured Guaranty AGO A. Feldstein CI 36* 41.29 1,486 41.55 -15.2
Feb. 26-28 American Assets Trust AAT E. Rady CEOI 33 40.97-43.94 1,425 41.28 -10.1
Sellers
Feb. 26 Denali Therapeutics DNLI D. Bratton BI 3,895 20.25 78,869 18.18 4.4
Mar. 3 Workday WDAY A. Bhusri CEO 300 163.41-172.42 50,305 158.68 -3.5
Mar. 2 D. Duffield DO 293 168.45-175.33 50,010
Mar. 3 Microsoft MSFT S. Nadella CEO 280 163.06-174.72 47,201 161.57 2.5
Mar. 2 Clorox CLX B. Dorer CEO 253 163.39-170.62 42,725 173.26 12.8
Mar. 3-4 Inspire Medical Systems INSP C. Khuong DI 500 83.21-84.55 42,123 84.21 13.5
Feb. 27 Coty COTY P. Laubies CEO 3,260 11.49 37,473 8.60 -23.6
Mar. 3-4 Zoetis ZTS J. Alaix D 264 140.41-143.13 37,244 137.05 3.6
Feb. 27-Mar. 2 Apollo Global Management APO M. Rowan HI 680 41.19-43.64 28,841 40.50 -15.1
Mar. 3-5 M. Rowan HI 430 42.78-43.45 18,485
Mar. 2-4 Tellurian TELL C. Souki DOI 17,989 1.40-1.72 27,496 1.21 -83.4
Feb. 28-Mar. 3 lululemon Athletica LULU D. Wilson UTI 107 211.05-233.99 23,699 218.55 -5.7
Mar. 2 CoStar Group CSGP A. Florance CEO 34 663.90 22,307 707.24 18.2
Mar. 2 Snap Inc SNAP E. Spiegel CEO 1,486 13.96 20,736 13.00 -20.4
Feb. 27-Mar. 2 Strategic Education STRA R. Silberman OD 129 138.36-152.08 18,887 150.37 -5.4
Mar. 2 NextEra Energy NEE J. Robo OD 71 253.23-268.74 18,581 271.82 12.2
Mar. 3-4 SBA Communications SBAC T. Hunt GC 58 292.17-294.74 17,029 285.57 18.5
Feb. 28-Mar. 3 Anaplan PLAN R. Ward DI 344 44.63-45.74 15,511 40.87 -22.0
- Half the transactions were indirect **Two day transaction
p - Pink Sheets
Buying and selling by sector
Based on actual transaction dates in reports received this past week
Sector Buying Selling Sector Buying Selling
Basic Industries 1,848,775 9,157,549 Finance 19,789,066 69,316,616
Businessservices 212,763 24,282,944 Health care 6,961,583 39,534,542
Capital goods 00 Industrial 1,815,056 41,997,569
Consumerdurables 348,956 10,989,497 Media 803,139 2,530,886
Consumernondurables 6,093,656 152,904,540 Technology 1,500,589 156,308,690
Consumerservices 6,774,586 35,330,493 Transportation 3,789,027 320,672
Energy 7,325,003 28,994,790 Utilities 172,231 42,055,482
Sources: Thomson Financial; WSJ Market Data GroupGeneral Equity Funds
Adams Diversified Equity ADX 16.53 14.46 -12.5 13.6
Boulder Growth & Income BIF 12.29 10.48 -14.7 2.1
Central Secs CET 35.73 30.30 -15.2 13.7
CohenStrsCEOppFd FOF 12.62 12.42 -1.6 11.2
EVTxAdvDivIncm EVT 22.50 22.64 +0.6 12.8
GabelliDiv&IncTr GDV 21.41 18.99 -11.3 -2.7
Gabelli Equity Tr GAB 5.20 5.82 +11.9 4.8
GeneralAmer GAM 39.65 34.25 -13.6 14.1
JHancockTaxAdvDiv HTD 25.56 25.90 +1.3 13.6
Librty AllStr Eq USA 6.02 6.05 +0.5 13.1
Royce Micro-Cap Tr RMT 8.55 7.68 -10.2 -1.1
Royce Value Trust RVT 14.45 13.18 -8.8 2.9
Source Capital SOR 41.05 36.80 -10.4 6.8
Tri-Continental TY 28.68 25.99 -9.4 8.5
Specialized Equity Funds
Aberdeen Glb Prem Prop AWP 6.92 6.20 -10.4 17.7
Adams Natural Resources PEO 13.73 11.92 -13.2 -20.6
GI NFJ DivInt&PremStr NFJ NA 11.90 NA 6.7
ASA Gold & Prec Met Ltd ASA 15.46 13.30 -14.0 30.3
BR Enh C&I CII 16.38 15.72 -4.0 8.1
BlackRock Energy & Res BGR 9.80 9.42 -3.9 -12.1
BlackRock Eq Enh Div BDJ 8.83 8.35 -5.4 8.0
BlackRock Enh Glbl Div BOE 11.25 10.05 -10.7 4.6
BlackRock Enh Intl Div BGY 6.05 5.39 -10.9 6.5
BlackRock Hlth Sciences BME 39.82 40.55 +1.8 10.3
BlackRock Res & Comm BCX 7.55 6.43 -14.8 -11.3
BlackRock Sci&Tech Tr II BSTZ 21.16 19.91 -5.9 NS
BlackRock Sci&Tech Trust BST 32.52 32.44 -0.2 16.1
BlackRock Utl Inf & Pwr BUI 22.13 22.42 +1.3 13.3
CBRE ClrnGlbRlEst IGR 8.48 7.62 -10.1 16.1
CLEARBRIDGE ENGY MDS OPP EMO NA 5.58 NA -32.8
CLEARBRIDGE MLP&MDSTM TR CTR NA 5.75 NA -32.4
ClearBridge MLP & Midstm CEM NA 7.79 NA -28.7
Cntr Cst Brkfld MLP&EI CEN 4.31 4.37 +1.4 -36.4
ChnStrInfr UTF 26.28 25.01 -4.8 14.5
Cohen&SteersQualInc RQI 14.00 13.33 -4.8 16.7
CohenStrsREITPref RNP 24.05 22.61 -6.0 20.2
Cohen&Steers TotRet RFI 13.97 13.96 -0.1 14.6
Columbia Sel Prm Tech Gr STK 20.86 21.60 +3.5 22.1
DNP Select Income DNP 10.38 NA NA NA
Duff&Ph Uti&Infra Inc Fd DPG NA 14.54 NA 10.8
EtnVncEqtyInc EOI 14.44 14.35 -0.6 10.3
Listed are the 300 largest closed-end funds as
measured by assets. Closed-end funds sell a limited
number of shares and invest the proceeds in securities.
Unlike open-end funds, closed-ends generally do not
buy their shares back from investors who wish to cash
in their holdings. Instead, fund shares trade on a stock
exchange. NA signifies that the information is not
available or not applicable. NS signifies fund not in
existence of entire period. 12 month yield is computed
by dividing income dividends paid (during the previous
twelve months for periods ending at month-end or
during the previous fifty-two weeks for periods ending
at any time other than month-end) by the latest
month-end market price adjusted for capital gains
distributions.
Source: Lipper
Friday, March 6, 2020
52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret
EtnVncEqtyIncoII EOS 16.16 16.38 +1.4 7.0
EVRskMnDvsEqInc ETJ 8.93 8.99 +0.7 10.6
ETnVncTxMgdBuyWrtInc ETB 13.86 15.60 +12.6 12.7
EtnVncTxMgdBuyWrtOpp ETV 13.34 14.22 +6.6 6.6
EvTxMnDvsEqInc ETY 11.22 11.27 +0.4 10.9
EtnVncTxMgdGlbB ETW 9.49 9.28 -2.2 5.3
EVTxMnGblDvEqInc EXG 8.17 8.03 -1.7 11.5
First Trust Energy Inc G FEN 17.52 18.29 +4.4 -0.3
First Tr Enhanced Eq FFA 15.47 15.40 -0.5 13.3
FirstTrEnergyInfra FIF 15.55 14.68 -5.6 3.9
FirstTrMLPEner&Inc FEI NA 9.85 NA -1.2
Gabelli Healthcare GRX 12.38 10.59 -14.5 10.9
Gab Utility GUT 4.89 7.69 +57.3 27.5
GAMCOGlGold&NatRes GGN 3.88 3.78 -2.6 3.1
J Han Finl Opptys BTO 27.03 27.57 +2.0 -12.2
Neuberger Brmn MLP & EI NML 5.44 5.06 -7.0 -28.8
NubrgrRlEstSec NRO 5.38 5.34 -0.7 20.3
Nuv Dow 30 Dyn Overwrite DIAX 16.51 16.19 -1.9 -4.4
Nuveen Engy MLP Tot Rtn JMF 4.65 5.06 +8.8 -38.3
Nuveen Nasdaq 100 Dyn Ov QQQX 22.53 22.36 -0.8 8.5
Nuv Real Est JRS 10.71 9.76 -8.9 2.2
Nuveen Rl Asst Inc & Gro JRI 18.53 16.75 -9.6 15.9
NuvS&P500DynOvFd SPXX NA 14.87 NA 5.0
NuvSP500BuyIncFd BXMX 12.67 12.37 -2.4 1.6
ReavesUtilityIncome UTG 35.18 35.80 +1.8 17.5
RMRRealEstInc RIF 23.12 19.24 -16.8 13.7
Tortoise Enrgy Infra Crp TYG 12.66 11.58 -8.5 -43.4
Tortoise Ess Asst Inc Tm TEAF 16.75 15.38 -8.2 NS
Tortoise Midstream Enrgy NTG 7.69 7.07 -8.1 -41.5
Income & Preferred Stock Funds
CalamosStratTot CSQ 12.36 12.61 +2.0 13.3
CohenStrsLtdDurPref&Inc LDP 25.74 25.34 -1.6 14.7
CohenStrsSelPref&Income PSF 26.62 30.69 +15.3 21.7
FirstTrIntDurPref&Inc FPF 23.90 22.92 -4.1 14.1
JHanPrefInc HPI 20.31 21.44 +5.6 5.5
JHPrefIncII HPF 19.98 20.79 +4.0 3.1
HnckJPfdInco III HPS 17.77 18.45 +3.8 7.3
J Han Prm PDT 14.89 16.75 +12.5 11.2
LMP CapInco SCD NA 13.13 NA 13.7
Nuveen Pref & Inc Opp JPC 9.96 9.69 -2.7 10.7
Nuveen Fd JPS 9.88 9.50 -3.8 11.6
Nuveen Pref & Inc Term JPI 24.82 24.24 -2.3 15.2
Nuveen TxAdvDivGr JTD 16.13 15.92 -1.3 8.9
TCW Strat Income TSI NA 5.79 NA 11.6
Convertible Sec's. Funds
AdvntCnvrtbl&IncFd AVK 15.78 14.99 -5.0 14.5
GI Conv & Inc NCV 5.28 5.35 +1.3 -5.7
AGI Conv & Inc II NCZ 4.74 4.72 -0.4 -5.8
AGI Eqty & Conv Inc NIE 23.73 21.89 -7.8 12.3
CalamosConvHi CHY 11.26 10.95 -2.8 12.3
CalmosConvOp CHI 10.69 10.36 -3.1 12.7
World Equity Funds
Aberdeen Emg Mkts Eq Inc AEF 7.64 6.67 -12.7 -3.3
Aberdeen Tot Dyn Div AOD 9.03 8.17 -9.5 9.2
Calamos GloDynInc CHW 7.48 7.95 +6.3 12.052 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret Barings Corporate Inv MCI NA 16.16 NA 7.2
BlackRock Mlt-Sctr Inc BIT 17.05 15.69 -8.0 9.2
BlackRock Tax Muni Bd BBN 26.85 26.52 -1.2 5.5
DoubleLine:Oppor Crdt Fd DBL NA 20.90 NA 7.0
Duff&Ph Util Cor DUC 9.77 9.49 -2.9 4.8
EVLmtDurIncm EVV 14.08 12.92 -8.2 7.8
Franklin Ltd Dur Income FTF NA 8.94 NA 11.6
J Han Investors JHI 18.02 16.73 -7.2 7.2
KKR Income Opportunities KIO NA 15.14 NA 10.4
MFS Charter MCR 8.96 8.22 -8.3 8.9
Nuveen Taxable Muni Inc NBB 24.11 23.35 -3.2 5.4
PIMCO Corp & Inc Oppty PTY NA 17.76 NA 9.6
PIMCO Corp & Inc Strat PCN NA 17.59 NA 8.6
PIMCOHilnco PHK NA 6.98 NA 11.4
PIMCO IncmStrFd PFL NA 11.38 NA 9.7
PIMCO IncmStrFd II PFN NA 10.22 NA 9.5
Putnam Mas Int PIM 4.81 4.51 -6.2 8.3
Putnam Prem Inc PPT 5.34 5.20 -2.6 8.3
Wells Fargo Multi-Sector ERC NA 11.99 NA 10.1
World Income Funds
Abrdn AP IncFd FAX 4.86 4.22 -13.2 5.1
BrndywnGLB Glb Inc Oppts BWG NA 13.03 NA 6.0
EtnVncStDivInc EVG NA 13.05 NA 6.8
MS EmMktDomDebt EDD 7.40 6.52 -11.9 8.9
PIMCO Dyn Crd & Mrt Inc PCI NA 24.74 NA 10.6
PIMCO Dynamic Income PDI NA 30.89 NA 10.3
PIMCO Income Opportunity PKO NA 26.52 NA 8.9
PIMCO Stratg Inc RCS NA 7.82 NA 9.4
Templeton Em Inc TEI NA 8.80 NA 8.9
Templtn Glbl Inc GIM NA 5.92 NA 6.8
WstAstEmergDebt EMD NA 14.33 NA 8.7
Western Asset Gl Cr D Op GDO NA 17.52 NA 7.1
National Muni Bond Funds
AllBerNatlMunInc AFB 15.87 NA NA 3.9
BlckRk Inv Q Mun BKN 17.01 16.07 -5.5 4.3
BlackRock Muni 2030 Tgt BTT 27.22 25.00 -8.2 3.0
BlackRock Muni BFK 15.05 14.60 -3.0 4.7
BlackRock Muni II BLE 15.45 15.41 -0.3 4.7
BlckRk Muni Inc Qly BYM 16.01 14.74 -7.9 4.1
BR MuniAssets Fd MUA 14.74 15.74 +6.8 4.0
BR MuniEnhanced MEN 12.70 11.74 -7.6 4.2
BR MuniHoldings Qly MFL 15.29 14.07 -8.0 4.1
BR MH Qly 2 MUE 14.42 13.25 -8.1 4.2
BR MuniHoldngs MHD 17.66 17.13 -3.0 4.5
BR MuniVest Fd MVF 10.05 9.55 -5.0 4.7
BR MuniVest 2 MVT 15.86 15.25 -3.8 4.6
BR MuniYield Fd MYD 15.53 15.19 -2.2 4.6
BR MuniYield Qlty MQY 16.85 15.66 -7.1 4.2
BR MuniYld Qlty2 MQT 14.83 13.70 -7.6 4.0
BR MuniYld Qly 3 MYI 15.63 14.48 -7.4 3.9
BNY Mellon Muni Bd Infra DMB 15.00 14.65 -2.3 4.4
BNY Mellon Str Muni Bond DSM 8.57 8.15 -4.9 5.0
BNY Mellon Strat Muni LEO 8.95 8.71 -2.7 4.9
DWS Muni Inc KTF 13.09 11.95 -8.7 4.2
EVMuniBd EIM 14.58 13.46 -7.7 3.9
EVMuniIncm EVN 14.51 13.35 -8.0 4.3
EVNatMuniOpp EOT 22.37 22.67 +1.3 4.1
InvAdvMuIncTrII VKI 12.42 11.52 -7.2 4.8
Invesco MuniOp OIA 7.98 8.09 +1.3 4.8
InvescoMuOppTr VMO 13.90 12.91 -7.1 4.7
InvescoMuTr VKQ 13.93 13.00 -6.7 4.8
InvescoQual Inc IQI 14.09 13.04 -7.5 4.7
InvTrInvGrMu VGM 14.34 13.39 -6.6 4.7
InvescoValMunInc IIM 17.12 15.98 -6.7 4.5
MAINSTAY:MK DEFTR MUN OP MMD 21.13 21.48 +1.7 4.8
NeubrgrBrm NBH 15.78 15.86 +0.5 4.7
Nuveen AMT-Fr Mu Val NUW 17.56 16.75 -4.6 3.6
Nuveen AMT-Fr Qlty Mun I NEA 16.32 15.04 -7.8 4.3
Nuveen AMT-Fr Mu CI NVG 17.98 16.98 -5.6 4.7
Nuveen Enh Muni Val NEV 16.34 15.68 -4.0 4.4
Nuveen Int Dur Mun Term NID 14.83 14.15 -4.6 3.6
Nuv Muni Credit Income NZF 17.52 16.71 -4.6 4.8
NuvMuniHiIncOpp NMZ 14.65 14.73 +0.5 5.0
Nuveen Muni Val NUV 10.93 10.70 -2.1 3.5
Nuveen Quality Muni Inc NAD 16.65 15.26 -8.3 4.3
Nuveen Sel TF NXP 16.72 16.06 -3.9 3.4
Nuveen Sel TF 2 NXQ 15.92 15.20 -4.5 3.3
PIMCO MuniInc PMF NA 15.15 NA 4.7
PIMCOMuniIncII PML NA 15.05 NA 5.1
Pimco Muni III PMX NA 12.60 NA 4.8
PioneerHilncAdv MAV 12.49 11.45 -8.3 4.1
PioneerMunHiIcmT MHI 13.45 12.35 -8.2 4.7
Putnam Mgd Inc PMM 8.42 8.19 -2.7 4.8
Putnam Muni Opp PMO 14.18 13.50 -4.8 4.8
RiverNorth Mgd Dur Mun I RMM 20.12 20.35 +1.1 NSPrem12 Mo
Fund (SYM) NAV Close /Disc YldCdn Genl Inv CGI 34.12 23.59 -30.9 2.8
EV TxAdvGlbDivInc ETG NA 16.25 NA 16.0
EtnVncTxAdvOpp ETO 22.50 23.20 +3.1 11.0
FirstTr Dyn Euro Eq Inc FDEU 13.41 13.01 -3.0 3.0
Gabelli Multimedia GGT 6.69 7.24 +8.2 -4.4
GDL Fund GDL 10.93 8.90 -18.6 -2.3
Highland Global Alloc HGLB 11.00 7.98 -27.5 -30.7
India Fund IFN 20.58 17.88 -13.1 -3.2
Japan Smaller Cap JOF 8.76 7.43 -15.2 -6.4
MS ChinaShrFd CAF 23.74 19.64 -17.3 -7.7
MS India IIF 21.42 18.27 -14.7 -7.4
New Germany GF 16.24 14.22 -12.4 7.6
Templeton Dragon TDF NA 18.74 NA 10.1
Templeton Em Mkt EMF NA 13.82 NA 3.9
Wells Fargo Gl Div Oppty EOD NA 5.24 NA 11.0U.S. Mortgage Bond Funds
BlckRk Income BKT 6.53 6.18 -5.4 6.8
Invesco HI 2023 Tgt Term IHIT 10.60 10.63 +0.3 5.7
Nuveen Mortgage and Inc JLS 23.26 22.08 -5.1 6.2
Investment Grade Bond Funds
BlRck Core Bond BHK 16.44 15.36 -6.6 5.2
BR Credit Alloc Inc BTZ 15.36 14.34 -6.6 6.4
J Han Income JHS 15.99 15.01 -6.1 4.6
MFS Intmdt MIN 4.08 3.84 -5.9 9.2
Western Asset Inf-Lk Inc WIA NA 12.53 NA 3.3
Western Asset Inf-Lk O&I WIW NA 11.60 NA 3.7
Loan Participation Funds
Apollo Senior Floating AFT NA 14.51 NA 8.1
BR Debt Strategy DSU 11.89 10.70 -10.0 7.9
BR F/R Inc Str FRA 14.10 12.47 -11.6 7.0
BlackRock Floatng Rt Inc BGT 13.67 12.10 -11.5 6.8
Blackstone / GSO Strat BGB 14.90 13.86 -7.0 9.8
Blackstone/GSO Sr Flt Rt BSL 16.10 15.52 -3.6 8.5
Eagle Point Credit ECC NA 13.42 NA 17.8
EtnVncFltRteInc EFT 14.40 13.07 -9.2 7.3
EV SenFlRtTr EFR 14.10 12.94 -8.2 7.4
EVSnrIncm EVF 6.73 6.17 -8.3 7.1
FT/Sr Fltg Rte Inc 2 FCT 13.08 11.76 -10.1 7.4
FT/Sr Fltg Rte 2022 TgTr FIV 9.23 8.87 -3.9 4.0
Highland Income HFRO 14.10 11.94 -15.3 7.7
InvDYCrOpp VTA 12.20 11.02 -9.7 7.5
InvSnrIncTr VVR 4.55 4.07 -10.5 6.7
Nuveen Credit Strat Inc JQC 7.68 7.07 -7.9 17.5
NuvFloatRateIncFd JFR 10.36 9.45 -8.8 7.9
NuvFloatRteIncOppty JRO 10.27 9.31 -9.3 8.0
Nuveen Senior Income NSL 6.17 5.62 -8.9 8.0
PionrFltRate Tr PHD 11.50 10.47 -9.0 6.5
High Yield Bond Funds
AllianceBernGlHiIncm AWF 12.90 11.74 -9.0 6.9
Barings Glb SD HY Bd BGH 17.06 16.18 -5.2 10.8
BR Corporate HY HYT 11.69 10.55 -9.8 8.5
BlackRock Ltd Dur Inc BLW 16.90 15.35 -9.2 7.0
BNY Mellon Hi Yield Str DHF NA 2.93 NA 9.0
Brookfield Real Asst Inc RA 22.32 20.71 -7.2 11.8
CrSuisHighYld DHY 2.46 2.31 -6.1 9.5
DoubleLine Inc Sol DSL NA 19.21 NA 9.8
First Tr Hi Inc Lng/Shrt FSD NA 14.84 NA 9.0
IVY HIGH INCOME OPP IVH 14.40 13.05 -9.4 9.4
NeubHgYldStrt NHS 12.26 11.70 -4.6 8.8
NexPointStratOppty NHF 19.94 16.29 -18.3 14.9
Nuveen Crdt Opps 2022 TT JCO 9.26 9.69 +4.6 5.7
Nuveen Global High Inc JGH 17.09 15.48 -9.4 7.8
Nuveen HI Nov 2021 Tgt JHB 9.79 9.75 -0.4 5.1
PGIM Global High Yield GHY NA 14.63 NA 8.6
PGIM High Yield Bond ISD NA 14.76 NA 8.5
PioneerHilncmTr PHT 9.68 8.99 -7.1 8.2
Wells Fargo Income Oppty EAD NA 7.95 NA 9.1
WstAstHIF II HIX NA 6.55 NA 8.7
Western Asset Hi Inc Opp HIO NA 4.97 NA 7.5
Western Asset Hi Yld D O HYI NA 15.03 NA 6.8
Other Domestic Taxable Bond Funds
Ares Dynamic Crdt Alloc ARDC NA 14.60 NA 8.852 wk
Prem Ttl
Fund (SYM) NAV Close /Disc RetPrem12 Mo
Fund (SYM) NAV Close /Disc Yld52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret
ACAP Strategic:W 14.35 NA NA 22.7
BMO LGM Front ME;I 7.75 NA NA -15.1
CalamosGlbTotRet CGO 10.92 12.11 +10.9 4.7Loan Participation Funds
1WS Credit Income 20.60 NA NA NS
AlphCntrc Prime Merid In10.19 NA NA NS
Angel Oak Str Crdt:Inst NA NA NA 6.6
Axonic Alternative Inc24.51 NA NA 3.5
Blackstone/GSO FR EI D23.65 NA NA 6.4
Blackstone/GSO FR EI I23.66 NA NA 6.7
Blackstone/GSO FR EI T23.61 NA NA 6.2
Blackstone/GSO FR EI T-I24.12 NA NA NS
Blackstone/GSO FR EI U24.65 NA NA NS
Blstn Commnty Dev 10.10 NA NA 3.4
BNYM Alcntr Glb MS Cr Fd NA NA NA NS
CLIFFWATER CL FD;I10.22 NA NA NS
CNR Strategic Credit 9.85 NA NA 7.4
FedProj&TrFinanceTendr10.00 NA NA 4.1
FS Global Crdt Opptys D NA NA NA 6.9
Garrison Capital Inc GARS NA 5.94 NA NA
Schrdrs Opp Inc;A 24.95 NA NA NS
Schrdrs Opp Inc;A2 NA NA NA NS
Schrdrs Opp Inc;I 24.96 NA NA NS
Schrdrs Opp Inc;SDR 24.97 NA NA NS
Invesco Sr Loan A 6.27 NA NA 4.8
Invesco Sr Loan C 6.28 NA NA 4.1
Invesco Sr Loan IB 6.27 NA NA 5.1
Invesco Sr Loan IC 6.27 NA NA 4.9
Invesco Sr Loan Y 6.27 NA NA 5.1
Sierra Total Return:T 19.52 NA NA 6.6
High Yield Bond Funds
Griffin Inst Access Cd:A NA NA NA 6.9
Griffin Inst Access Cd:C NA NA NA 6.8
Griffin Inst Access Cd:F NA NA NA 6.8
Griffin Inst Access Cd:I NA NA NA 6.8
Griffin Inst Access Cd:L NA NA NA 6.9
PIMCO Flexible Cr I;A-2 NA NA NA NS
PIMCO Flexible Cr I;A-4 NA NA NA 9.2
PIMCO Flexible Cr I;Inst NA NA NA 10.0
PionrILSBridge NA NA NA 0.0
WA Middle Mkt Dbt NA NA NA 8.5
WA Middle Mkt Inc NA NA NA 8.9
Other Domestic Taxable Bond Funds
Am Beacon Apollo TR:T10.00 NA NA NS
Am Beacon Apollo TR:Y10.00 NA NA 2.9
Am Beacon SP Enh Inc:T 9.32 NA NA NS
Am Beacon SP Enh Inc:Y 9.33 NA NA 5.0
BR Credit Strat;Inst 10.13 NA NA 4.6
BlackRock Mlt-Sctr Oppty98.37 NA NA 7.6
BlackRock Mlt-Sec Opp II101.17 NA NA NS
Carlyle Tact Pvt Cred:A NA NA NA 7.8
Carlyle Tact Pvt Cred:I NA NA NA 8.4
Carlyle Tact Pvt Cred:L NA NA NA 8.1
Carlyle Tact Pvt Cred:N NA NA NA NS
Carlyle Tact Pvt Cred:Y NA NA NA 8.2
CION Ares Dvsfd Crdt;A NA NA NA 5.4
CION Ares Dvsfd Crdt;C NA NA NA 5.4
CION Ares Dvsfd Crdt;I NA NA NA 5.4
CION Ares Dvsfd Crdt;L NA NA NA 5.4
CION Ares Dvsfd Crdt;U NA NA NA NS
CION Ares Dvsfd Crdt;W NA NA NA 5.4
CNR Select Strategies10.90 NA NA 0.0
GL Beyond Income 1.23 NA NA NE
KKR CREDIT OPPTY;I NA NA NA NS
Lord Abbett Cred Opps Fd 9.66 NA NA NS
Lord Abbett Cred Opps Fd 9.66 NA NA 7.6
Palmer Square Opp Inc18.23 NA NA 5.8
Resource Credit Inc:A10.59 NA NA 7.7
Resource Credit Inc:C10.69 NA NA 6.9
Resource Credit Inc:I 10.61 NA NA 7.9
Resource Credit Inc:L 10.58 NA NA 7.4
Resource Credit Inc:W10.58 NA NA 7.7
Thrivent Church Ln&Inc:S NA NA NA 3.3
World Income Funds
Destra Int&Evt-Dvn Crd:A24.90 NA NA 5.0
Destra Int&Evt-Dvn Crd:I24.91 NA NA 5.2
Destra Int&Evt-Dvn Crd:L24.88 NA NA 4.7
Destra Int&Evt-Dvn Crd:T24.87 NA NA 4.5
National Muni Bond Funds
PIMCO Flex Mun Inc;A-3 NA NA NA NS
PIMCO Flex Mun Inc;Inst NA NA NA NS
Tortoise Tax-Adv Soc Inf 9.87 NA NA 4.6Prem12 Mo
Fund (SYM) NAV Close /Disc YldCLOSED-END FUNDS
Western Asset Mgd Muni MMU NA 13.63 NA 4.7
Westn Asst Mu Def Opp Tr MTT NA 21.49 NA 4.0
Single State Muni Bond
BlackRock CA Mun BFZ 16.05 14.33 -10.7 3.5
BR MH CA Qly Fd Inc MUC 16.18 14.69 -9.2 3.7
BR MH NJ Qly MUJ 16.46 14.76 -10.3 4.3
BR MH NY Qly MHN 15.54 14.18 -8.8 3.8
BR MuniYld CA MYC 16.31 14.79 -9.3 3.6
BR MuniYld CA Qly MCA 16.39 14.80 -9.7 3.9
BR MuniYld MI Qly MIY 16.21 14.72 -9.2 4.1
BR MuniYld NJ MYJ 16.57 15.64 -5.6 4.7
BR MuniYld NY Qly MYN 14.89 13.50 -9.3 3.8
EVCAMuniBd EVM 13.05 11.83 -9.3 4.0
Eaton Vance NY Muni Bd ENX 13.98 12.60 -9.9 3.9
InvCaValMuIncTr VCV 13.91 13.07 -6.0 4.3
InvPAValMuIncTr VPV 14.56 13.53 -7.1 4.7
InvTrInvGrNYMu VTN 15.01 13.83 -7.9 4.4
Nuveen CA AMT-F Qual MI NKX 17.25 15.86 -8.1 3.9
Nuveen CA Val NCA 11.04 10.73 -2.8 3.2
NuveenCAQtyMuInc NAC 16.69 15.34 -8.1 4.2
Nuveen MD Qual Muni Inc NMY 15.81 14.19 -10.2 3.8
Nuveen MI Qual Muni Inc NUM 16.41 14.46 -11.9 3.7
NuvNJ Qual Muni Inc NXJ 17.13 15.16 -11.5 4.3
Nuveen NY AMT/Fr Qual MI NRK 15.44 13.95 -9.7 3.9
Nuveen NY Qual Muni Inc NAN 15.98 14.52 -9.1 3.9
Nuveen OH Qual Muni Inc NUO 17.88 15.71 -12.1 3.4
Nuveen PA Qual Muni Inc NQP 16.39 14.79 -9.8 4.1
Nuveen VA Qlty Mun Inc NPV 15.63 14.59 -6.7 3.6
PIMCO CA PCQ NA 17.78 NA 4.7
PIMCOCAMuniII PCK NA 10.05 NA 4.1Prem12 Mo
Fund (SYM) NAV Close /Disc YldSpecialized Equity Funds
Broadstone Rl Est Acc:I10.55 NA NA 10.0
Broadstone Rl Est Acc:W10.54 NA NA 9.7
CC Real Estate Income;A 7.54 NA NA -15.1
CC Real Estate Income;Ad 7.25 NA NA -19.5
CC Real Estate Income;C 7.33 NA NA -19.0
CC Real Estate Income;I 7.54 NA NA -15.1
CC Real Estate Income;T 7.33 NA NA -16.3
Clarion Partners REI D NA NA NA NS
Clarion Partners REI I NA NA NA NS
Clarion Partners REI S NA NA NA NS
Clarion Partners REI T NA NA NA NS
NexPointHCOpp;A 15.58 NA NA 0.9
NexPointHCOpp;C 15.36 NA NA 0.2
NexPointRlEstStrat;A19.10 NA NA 3.7
NexPointRlEstStrat;C19.26 NA NA 3.1
NexPointRlEstStrat;Z19.28 NA NA 4.3
PREDEX;I 26.35 NA NA 4.2
PREDEX;T 26.40 NA NA 4.2
PREDEX;W 26.40 NA NA 4.2
Principal Dvs Sel RA A24.92 NA NA NS
Principal Dvs Sel RA Ins24.95 NA NA NS
Principal Dvs Sel RA Y24.98 NA NA NS
Resource RE Div Inc:A10.45 NA NA 6.5
Resource RE Div Inc:C10.43 NA NA 5.7
Resource RE Div Inc:I 10.89 NA NA 6.7
Resource RE Div Inc:L10.45 NA NA 6.2
Resource RE Div Inc:W10.61 NA NA 6.5
SharesPost 100;A 30.35 NA NA 6.0
SharesPost 100:I 30.52 NA NA 6.3
SharesPost 100:L 30.20 NA NA 5.8
USQ Core Real Estate:I25.86 NA NA 4.4
USQ Core Real Estate:IS25.86 NA NA 4.4
Versus Cap MMgr RE Inc:I28.28 NA NA NE
Versus Capital Real Asst25.41 NA NA 4.9
Wildermuth Endwmnt:A14.04 NA NA 9.8
Wildermuth Endwmnt:C13.62 NA NA 9.0
Wildermuth Endowment:I14.17 NA NA 10.2
Income & Preferred Stock Funds
A3 Alternative Cr 10.75 NA NA NS
Calamos L/S Eqty and DI CPZ 18.49 17.98 -2.8 NS
Destra Multi-Altrntv;A13.10 NA NA 2.4
Destra Multi-Altrntv;C12.60 NA NA 1.6
Destra Multi-Altrntv;I13.35 NA NA 2.8
Destra Multi-Altrntv;L12.77 NA NA 1.9
Flat Rock Opportunity19.35 NA NA 10.9
Variant Altrntv Inc:Inst26.97 NA NA 12.9
Variant Altrntv Inc:Inv26.98 NA NA 12.6
Convertible Sec's. Funds
Calmos Dyn Conv and Inc CCD 20.15 19.94 -1.0 12.4
World Equity Funds
ACAP Strategic:A 19.31 NA NA 21.852 wk
Prem Ttl
Fund (SYM) NAV Close /Disc RetBorrowing Benchmarks | WSJ.com/bonds
Money Rates March 6, 2020
Key annual interest rates paid to borrow or lend money in U.S. and international markets. Rates below are a
guide to general levels but don’t always represent actual transactions.
Inflation
Jan. Index Chg From (%)
level Dec. '19 Jan. '19
U.S. consumer price index
All items 257.971 0.39 2.5
Core 266.004 0.40 2.3
International rates
Week 52-Week
Latest ago High Low
Prime rates
U.S. 4.25 4.75 5.50 4.25
Canada 3.95 3.95 3.95 3.95
Japan 1.475 1.475 1.475 1.475
Policy Rates
Euro zone 0.00 0.00 0.00 0.00
Switzerland 0.50 0.50 0.50 0.50
Britain 0.75 0.75 0.75 0.75
Australia 0.50 0.75 1.50 0.50
Overnight repurchase
U.S. 1.15 1.60 3.40 1.15
U.S. government rates
Discount
1.75 2.25 3.00 1.75
Federal funds
Effective rate 1.0800 1.5900 2.4800 1.0800
High 1.1500 1.6500 3.0000 1.1500Week —52-WEEK—
Latest ago High LowWeek —52-WEEK—
Latest ago High Low
Low 1.0000 1.4500 2.4400 0.5000
Bid 1.0500 1.5500 2.4400 1.0500
Offer 1.1000 1.6000 2.5000 1.1000
Treasury bill auction
4 weeks 0.925 1.530 2.470 0.925
13 weeks 1.155 1.505 2.410 1.155
26 weeks 1.010 1.440 2.460 1.010
Secondary market
Fannie Mae
30-year mortgage yields
30 days 2.398 2.731 3.953 2.386
60 days 2.439 2.773 3.966 2.422
Other short-term rates
Week 52-Week
Latest ago high low
Call money
3.00 3.50 4.25 3.00
Notes on data:
U.S. prime rate is the base rate on corporate loans posted by at least 70% of the 10 largest U.S. banks,
and is effective March 4, 2020. Other prime rates aren’t directly comparable; lending practices vary
widely by location; Discount rate is effective March 4, 2020. DTCC GCF Repo Index is Depository
Trust & Clearing Corp.'s weighted average for overnight trades in applicable CUSIPs. Value traded is in
billions of U.S. dollars. Federal-funds rates are Tullett Prebon rates as of 5:30 p.m. ET.
Sources: Federal Reserve; Bureau of Labor Statistics; DTCC; FactSet;
Tullett Prebon Information, Ltd.Commercial paper (AA financial)
90 days 1.01 1.49 2.58 1.01Libor
One month 0.86263 1.51525 2.50150 0.86263
Three month 0.89600 1.46275 2.63263 0.89600
Six month 0.87988 1.39725 2.68213 0.87988
One year 0.84563 1.38150 2.86900 0.84563Euro Libor
One month -0.573 -0.534 -0.408 -0.573
Three month -0.518 -0.471 -0.330 -0.518
Six month -0.470 -0.432 -0.294 -0.474
One year -0.402 -0.354 -0.171 -0.428
Value 52-Week
Latest Traded High LowDTCC GCF Repo Index
Treasury 1.146 47.800 6.007 1.146
MBS 1.169 86.950 6.699 1.169Cash Prices WSJ.com/commodities Friday, March 6, 2020
These prices reflect buying and selling of a variety of actual or “physical” commodities in the marketplace—
separate from the futures price on an exchange, which reflects what the commodity might be worth in future
months.
Friday
Energy
Coal,C.Aplc.,12500Btu,1.2SO2-r,w 59.150
Coal,PwdrRvrBsn,8800Btu,0.8SO2-r,w 11.650
Metals
Gold, per troy oz
Engelhard industrial 1685.00
Engelhard fabricated n.a.
Handy & Harman base 1683.65
Handy & Harman fabricated 1868.85
LBMA Gold Price AM *1647.45
LBMA Gold Price PM *1659.60
Krugerrand,wholesale-e 1738.78
Maple Leaf-e 1755.50
American Eagle-e 1755.50
Mexican peso-e 2023.81
Austria crown-e 1641.80
Austria phil-e 1755.50
Silver, troy oz.
Engelhard industrial 17.3500
Engelhard fabricated n.a.
Handy & Harman base 17.1650
Handy & Harman fabricated 21.4560
LBMA spot price *£13.3100
(U.S.$ equivalent) *17.2000
Coins,wholesale $1,000 face-a 12681
Other metals
LBMA Platinum Price PM *866.0
Platinum,Engelhard industrial 898.0
Platinum,Engelhard fabricated n.a.Friday
Palladium,Engelhard industrial 2581.0
Palladium,Engelhard fabricated n.a.
Aluminum, LME, $ per metric ton *1715.0
Copper,Comex spot 2.5730
Iron Ore, 62% Fe CFR China-s 89.5
Shredded Scrap, US Midwest-s,m 281
Steel, HRC USA, FOB Midwest Mill-s 587
Fibers and Textiles
Burlap,10-oz,40-inch NY yd-n,w 0.5650
Cotton,1 1/16 std lw-mdMphs-u 0.5904
Cotlook 'A' Index-t *72.30
Hides,hvy native steers piece fob-u n.a.
Wool,64s,staple,Terr del-u,w n.a.Grains and Feeds
Barley,top-quality Mnpls-u n.a.
Bran,wheat middlings, KC-u 95
Corn,No. 2 yellow,Cent IL-bp,u 3.7500
Corn gluten feed,Midwest-u,w 114.8
Corn gluten meal,Midwest-u,w 468.0
Cottonseed meal-u,w 250
Hominy feed,Cent IL-u,w 98
Meat-bonemeal,50% pro Mnpls-u,w n.a.
Oats,No.2 milling,Mnpls-u 3.2775
Rice, Long Grain Milled, No. 2 AR-u,w 25.88
Sorghum,(Milo) No.2 Gulf-u 7.4775
SoybeanMeal,Cent IL,rail,ton48%-u 306.60
Soybeans,No.1 yllw IL-bp,u 8.7850
Wheat,Spring14%-pro Mnpls-u 6.6175Friday
Wheat,No.2 soft red,St.Louis-bp,u 5.5200
Wheat - Hard - KC (USDA) $ per bu-u 4.5125
Wheat,No.1soft white,Portld,OR-u 6.0000
Food
Beef,carcass equiv. index
choice 1-3,600-900 lbs.-u 183.37
select 1-3,600-900 lbs.-u 177.78
Broilers, National comp wtd. avg.-u,w 0.7658
Butter,AA Chicago 1.8550
Cheddar cheese,bbl,Chicago 147.75
Cheddar cheese,blk,Chicago 175.00
Milk,Nonfat dry,Chicago lb. 111.50
Coffee,Brazilian,Comp 1.1026
Coffee,Colombian, NY 1.5485
Eggs,large white,Chicago-u 0.8650
Flour,hard winter KC 14.15
Hams,17-20 lbs,Mid-US fob-u n.a.
Hogs,Iowa-So. Minnesota-u 58.14
Pork bellies,12-14 lb MidUS-u n.a.
Pork loins,13-19 lb MidUS-u 0.9336
Steers,Tex.-Okla. Choice-u 112.95
Steers,feeder,Okla. City-u,w 159.06
Fats and Oils
Corn oil,crude wet/dry mill wtd. avg.-u,w 36.0000
Grease,choice white,Chicago-h 0.2900
Lard,Chicago-u n.a.
Soybean oil,crude;Centl IL-u 0.2883
Tallow,bleach;Chicago-h 0.3550
Tallow,edible,Chicago-u 0.3550KEY TO CODES: A=ask; B=bid; BP=country elevator bids to producers; C=corrected; E=Manfra,Tordella & Brooks; G=ICE; H=American Commodities Brokerage Co;
M=monthly; N=nominal; n.a.=not quoted or not available; R=SNL Energy; S=Platts-TSI; T=Cotlook Limited; U=USDA; W=weekly, Z=not quoted. *Data as of 3/5
Source: WSJ Market Data GroupIPO Scorecard
Performance of IPOs, most-recent listed first
% Chg From % Chg From
Company SYMBOL Friday 3 sOffer1st-day Company SYMBOL Friday 3 sOffer1st-day
IPO date/Offer price close ($)price close IPO date/Offer price close ($)price close
Flying Eagle Acquisition10.40 4.0 ... East Stone Acquisition 9.98 –0.2 –0.3
FEAC.UT March 6/$10.00 ESSCU Feb. 20/$10.00
GFL Environmental 17.01 –10.5 1.3 Churchill Capital III 10.45 4.5 –0.6
GFL March 2/$19.00 CCXX.UT Feb. 14/$10.00
Passage Bio 20.20 12.2 –9.0 Newborn Acquisition 10.03 0.3 –0.2
PASG Feb. 28/$18.00 NBACU Feb. 14/$10.00
Zhongchao 2.91 –27.3 –27.3 CITIC Capital Acquisition10.15 1.5 –0.5
ZCMD Feb. 24/$4.00 CCAC.UT Feb. 11/$10.00
dMY Technology Grp 10.25 2.5 –0.9 Greenrose Acquisition 9.99 –0.1 –0.8
DMYT.UT Feb. 21/$10.00 GNRSU Feb. 11/$10.00
Sources: Dow Jones Market Data; FactSet