Barron\'s - 16.03.2020

March 16, 2020 BARRON’S S21

2020 2019 Name Firm City (Up to $1 mil) ($1-10 mil) ($10 mil+) Foundations Endowments Institutional ($mil) ($mil) ($mil)

Individuals Net Worth Net Worth Assets Account Net Worth

High Ultrahigh Total Typical Typical

Rank

Customers

COLORADO

1. 
   
   
   
   1. Shawn Fowler Morgan Stanley PWM Denver •••$3,468 $35 $79
   
   
   
   


2. N Pamela Rosenau Rosenau Group at HighTower Aspen •• 1,175 10 30


3. 
   
   
   
   2. Wally Obermeyer ObermeyerWoodInvestmentCounsel Aspen •• 1,550 3 10
   
   
   
   


4. 
   
   
   
   7. Donna Di Ianni Merrill Lynch Wealth Mgmt Aspen ••• 1,282 11.8 20
   
   
   
   


5. 
   
   
   
   3. Mark Smith Raymond James Greenwood Village ••• 866 1.7 7
   
   
   
   


6. 
   
   
   
   5. Carl Hoover MerrillPrivateWealthMgmt Denver •• 2,391 15 25
   
   
   
   


7. 
   
   
   
   4. Melissa Corrado Harrison UBS Financial Services Denver •• 1,362 25 100
   
   
   
   


8. 
   
   
   
   6. Scott Thisted MerrillPrivateWealthMgmt Denver •• 2,391 15 25
   
   
   
   


9. N Gary Cooper UBS Financial Services Denver •• 1,506 7 25


10. 
    
    
    
    9. Max Bull Morgan Stanley PWM Denver •••3,450 35 79
    
    
    
    


11. 
    
    
    
    10. Andrew Lang Lang Investment Group Littleton ••••• 1,120 5 7.5
    
    
    
    


12. 
    
    
    
    15. Brent Hablutzel Merrill Lynch Wealth Mgmt Greenwood Village ••• 467 2 3
    
    
    
    


13. 
    
    
    
    11. Mark R. Brown Brown&Company Denver •• 510 6.2 13
    
    
    
    


14. 
    
    
    
    16. Brad Bickham Colorado Financial Mgmt Boulder •••• 1,473 2 3
    
    
    
    


15. 
    
    
    
    14. Frank Caccavallo Wells Fargo Advisors Boulder ••• 846 2.5 10
    
    
    
    


16. N Steve Booren Prosperion Financial Advisors Greenwood Village ••• 869 2 10


17. 
    
    
    
    12. Joseph Janiczek JaniczekWealthMgmt Denver ••• 625 2.5 7
    
    
    
    


18. 
    
    
    
    17. Michael Caplan UBS Financial Services Denver ••• 460 7.5 10
    
    
    
    

CONNECTICUT

1. 
   
   
   
   1. Jeff Erdmann MerrillPrivateWealthMgmt Greenwich • $9,049 $40 $60
   
   
   
   


2. N Justin Nelson J.P. Morgan Greenwich • 10,033 50 100


3. 
   
   
   
   2. Paul Tramontano First Republic Investment Mgmt Greenwich •• 3,436 40 100
   
   
   
   


4. 
   
   
   
   3. William Greco UBS Financial Services Hartford ••••3,830 10 15
   
   
   
   


5. N Laura Davis J.P. Morgan Greenwich • 6,947 75 150


6. 
   
   
   
   4. Brian Hetherington MerrillPrivateWealthMgmt NewCanaan •• 2,824 25 30
   
   
   
   


7. N Patrick Fox J.P. Morgan Greenwich •• 5,035 75 200


8. 
   
   
   
   5. Harold Trischman Morgan Stanley Wealth Mgmt Greenwich ••••••2,242 5 10
   
   
   
   


9. 
   
   
   
   10. Terence Markey Morgan Stanley PWM Greenwich •••• 5,707 30 50
   
   
   
   


10. 
    
    
    
    8. Thomas Vacheron MerrillPrivateWealthMgmt Fairfield •• 1,771 8 20
    
    
    
    


11. 
    
    
    
    11. Bryan Stepanian Alex. Brown|Raymond James Greenwich •••2,530 100 150
    
    
    
    


12. 
    
    
    
    9. Nancy Daoud Ameriprise Financial Oxford •• 1,305 0.75 3.5
    
    
    
    


13. 
    
    
    
    12. CharlesJ.NobleIII Janney Montgomery Scott New Haven ••••1,005 6 12
    
    
    
    


14. N Jeffrey Corliss RDM Financial Group at HighTower Westport •••• 879 3.5 7


15. N H. Denis Toner First Republic Investment Mgmt Greenwich ••• 1,175 25 50


16. 
    
    
    
    16. Peter Chieco Morgan Stanley Wealth Mgmt Greenwich ••• 2,111 7 15
    
    
    
    


17. 
    
    
    
    22. Matthew Somberg Gottfried & Somberg Wealth Mgmt Glastonbury •••• 890 2.5 3
    
    
    
    


18. 
    
    
    
    15. Teresa Jacobsen UBS Financial Services Stamford ••••• 823 15 25
    
    
    
    


19. 
    
    
    
    20. David Goodwin MerrillLynchWealthMgmt Hartford •••• 722 7 12
    
    
    
    


20. 
    
    
    
    19. Chris Jewell Wells Fargo Advisors Greenwich ••••1,400 10 40
    
    
    
    


21. 
    
    
    
    17. Rob Giannetti MerrillPrivateWealthMgmt Greenwich • 9,049 40 60
    
    
    
    


22. 
    
    
    
    14. Ken Steeves Creative Planning - Orange CT Orange •• 1,073 0.9 4.2
    
    
    
    


23. N Joshua Kampf Merrill Lynch Wealth Mgmt New Haven •• 1,686 3.5 5


24. 
    
    
    
    13. John Goodwin Morgan Stanley PWM Stamford ••• 2,219 30 75
    
    
    
    


25. 
    
    
    
    18. Will Gourd UBS Financial Services Stamford •••1,891 20 25
    
    
    
    


26. N Jason Cerniglia Ameriprise Financial Mystic •• 1,230 1.7 4


27. 
    
    
    
    6. John Beirne Beirne Wealth Consulting Services Shelton ••••1,590 4 10
    
    
    
    


28. 
    
    
    
    35. Thomas Hutchison Merrill Lynch Wealth Mgmt New Haven •• 1,686 3.5 5
    
    
    
    


29. 
    
    
    
    21. Ivan Dolgins MerrillLynchWealthMgmt Stamford ••• 2,308 0.75 1
    
    
    
    


30. 
    
    
    
    26. Chad Czerwinski UBS Financial Services Hartford ••• 1,792 5 10
    
    
    
    


31. 
    
    
    
    24. Lawrence Haertel UBS Financial Services Greenwich ••• 726 3 5
    
    
    
    


32. 
    
    
    
    28. Richard T. Goodwin Merrill Lynch Wealth Mgmt Madison ••• 2,175 3 5
    
    
    
    


33. 
    
    
    
    29. James Noonan Merrill Lynch Wealth Mgmt Mystic ••• 544 2 4
    
    
    
    


34. 
    
    
    
    23. Chris North CreativePlanning-FairfieldCT Fairfield ••• 516 0.6 1.7
    
    
    
    


35. 
    
    
    
    27. Linus Cooke Merrill Lynch Wealth Mgmt New Canaan ••• 2,003 3.5 7.5
    
    
    
    


36. 
    
    
    
    30. Thomas Markey Morgan Stanley Wealth Mgmt Stamford ••••1,072 5 8