Barron's - USA (2020-10-12)

October 12, 2020 BARRON’S M33

Market Laboratory

WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS

NewHighs 325 11 348

NewLows 78 2 73

WeeklyComp. NYSE NYSEAmer Nasdaq

NYSEAMER

NEWHIGHS
AcmeUnited ChardanHlthcr2 MAG Silver SolitarioZinc

AgeX Therap Goldmining NewGold US Antimony

Ampco-PittsWt IssuerDirect SanchezMidstrm

NEWLOWS

CondorHospitalityPTK Acqn

NASDAQ

NEWHIGHS
10xGenomics EastStoneAcqn iShGlbCleanEnergyPurpleInnovWt

A-MarkPrecMet EchoGlobalLog iShGlbTimber Qorvo

AAON EducDev iShMSCI EM AsiaQualcomm

AcademySports eGain iShMSCIACxJpn Quanterix

AcceleronPharmaEidosTherap iShMSCINewZealandQuinStreet

AclarisTherap Electro-SensorsiShPHLXSemicondR1RCM

AdaptHealth EnphaseEnergy JanusS/MC GrwAlphRadiusGlbInfr
AdaptiveBiotech Entegris JanusSCGrwAlphaRenewableEnergy

AdvShViceETF Equinix JazzPharma Rent-A-Center

AlexionPharm Etsy KeyTronic Repligen

Alpha&OmegaSemExactSciences KismetAcqnWt Roku

AlphaHlthcrAcqnUneXpWorld KornitDigital RushEnt A

Alphatec FateTherap KronosBio RushEnt B

AltairEngg FifthThirdPfdB KuraOncology Saia
AmerElecPwrUn FifthThirdPfdK KymeraTherap SciPlay

AmericanRscs FirstCitizensPfdA LandcadiaIII Seagen

AmerSupercondFirstMidBncpPfdCLatticeSemi SeaSpine

AmplifyOnlineRetFirstMidwestPfdALensar ShattuckLabs

Appian FirstService LGI Homes ShockwaveMed

AppliedMolecularFive9 LHC Group Shyft

ArcBest Flexsteel LibertyBroadbandCSI-BONE

ArenaPharm Franchise7.5%PfdALifeSciAcqn SiyataMobileWt
arGEN-X FranklinElec LifeSciAcqnUn Skyworks

AscendisPharma FreedomHolding LiqTechIntl SoFiGigEcon

AsiaPacificWire Freshpet LiquiditySvcs SoftwareII A

AtlasAir FT IPOXEurEq LiveOakBcshs SoftwareII Wt

Atlassian FT MC GrwthAlphaLogitechIntl SolarEdgeTech

AXT FT MCGrAlpDX LSI Inds SpringWorks

AziyoBiologics FT NasdArtlIntel MadrigalPharm SproutSocial

B.RileyPfdB FT NasdCleanEdgeManhattanAssoc SpruceBio

Bandwidth FT NasdClEdSmGrMarinePetrol SPS Commerce

BeamGlobal FT NasdGlblAuto MarvellTech StableRoadAcqn

BeamGlobalWt FT NasdRetail MaximIntProductsStableRoadUn

BedBath FT NasdSemicon MesaLab StableRoadWt

BeiGene FT SC GrwthAlphaMicrochipTech StdAVBFin

BerkeleyLights FT SKoreaAlpha MiratiTherap StitchFix

BeyondMeat FTIndxxNextG MitekSystems StokeTherap

Big5SportingGdsGenasys MongoDB StoneCo

BioLifeSols GibraltarInds MonolithicPower SunOpta

BlackLine GlbX Health&WellMontesArchimedesSunPower

BlueprintMed GlbX Robotics&AIMorningstar SuperiorGroup

BMC Stock GlbXAuto&Elc MrCooper SurfaceOncol

BrainstormCell GlbXCnBiotech MyoKardia SurgeryPartners

BrighthousePfdB GlbXEdu MYR Group SVB Fin

Broadcom GlbXFinTech Natera TandemDiabetes

BRP GlbXInternetThingsNationalVision Tantech

BuildersFirstSrcGlbXLongevityThemNetfinAcqnA TechTarget

C4 Therap GlbXTelemed NetfinAcqnWt Tenable

CalamosDynConvGlXNasd100CCGrwNewbornAcqnWt TetraTech

CalliditasTherap GoPro NewFortressEnerTexasInstruments

Camtek GoresV Wt NextGenAcqn TFF Pharm

CanadianSolar GreenBrickPtrs NiuTech TG Therap

CapstoneTurbine GreencityAcqn Novocure Thryv

CardiffOncology GriffinIndlRealty NuanceComms TPIComposites

CareDx HainCelestial NXP Semi TradeDesk

CasellaWaste HD Supply O2MicroIntl TravelCenters

CaseysGenStoresHibbettSports OceanPwrTech TravelCtrsNt28

CassavaSciencesHolicityA OcularTherapeutixTravelCtrsNt29

CastleBiosci HolicityWt OFSCapNts2023TriumphBncpPfdC

CBAK Energy HorizonTherap Okta Trupanion

CelldexTherap Huazhu OmegaFlex Tucows

CH Robinson Icon ON Semi TurningPtTherap

ChromaDex IES Holdings Oncorus TwistBiosci

CitiTrends Immunovant OntrakPfd UltragenyxPharm

Clarus Inovalon OpenLending UnionAcqnII

Clearfield Insmed OpticalCable Upwork

CognizantTech Insulet OrionEnergySysVanEckSemiconduc

CollectorsUniv IntelliaTherap PacBiosciCA VangdIntlDivApp

CompassPath InvscBldrSEM50ADRPacificEthanol VangdRuss2000Grw

ConsumerPtfo InvscDWACnsStplsPactivEvergreen Veracyte

Copart InvscDWADevMktPaylocity Vericel

Costco InvscDWAHlthcrMomPeck VicShDivAccel

Covetrus InvscDWAIndlsMomPeloton VicShNasdNext50

CreatdWt InvscDWAMom PerformantFin VicShUS500EnhVol

Crocs InvscDWASCMomPersonalis VicShUSDiscEnhVol

CSW IndustrialsInvscDWATechMomPetraAcqn VirtusInvtPtrs

CTI BioPharma InvscGlblWater PioneerPwrSolsVistasMediaAcqnUn

CVD EquipmentInvscS&PSCCnsDiscPlugPower VivoPowerIntl

CymaBayTherapInvscS&PSCHlthCrPool VOXX Intl

Cytokinetics InvscWaterRscs PopularPfd Watford

Datadog iRhythmTechs PreludeTherap Wendy's

DavisSelectIntlETFiRobot PresidioProperty WestwaterRscs

DefNasdJrBio iShAsia50ETF PrincipalHlthInnovXcelEnergy

DenaliTherap iShESGAdvMSCI ProPhaseLabs Xilinx

DigitalTurbine iShESGAwareEM Pulmonx ZaiLab

Diodes iShESGEMLdrs PulseBiosciencesZillow A

DormanProductsiShExponentialTechPurpleInnovationZillow C

NEWLOWS

1347 Property ForumMergerIIIWtKismetAcqnWt RechargeAcqn

AconS2Acqn FtacOlympus KronosBio RiceBranTech

Akouos FusionPharm LandcadiaIII ShattuckLabs

AltimeterGrw GoresHoldingsV LionheartAcqnII ShiftPixy

AnPacBioMed GoresV Wt MetenEdtechX SilenceTherap

ArtiusAcqnA HallofFameResortMissionProduce SkillfulCrafts

ARYASciencesAcqIIIHarmonyBio MontesArchimedesSoftwareAcqnGrpII

AziyoBiologics HaymakerII Wt NewHoldInvestmentSoftwareII A

BurgundyTechAcqnUnHighCapeCap NewHoldInvt SoftwareII Wt

C4 Therap HolicityA NextGenAcqn SpruceBio

Celsion HolicityWt NorthMountainUnSynalloy

CM Life HycroftMining OasisPetrol TayshaGene

CodeChainNew IG Acqn OutsetMedical Teligent

CorbusPharm Immunome PetraAcqn UnitedInsurance

DyneTherapeuticsInhibrx PolyPid VastaPlatform

E.MergeTechA InsuAcqnII PresidioProperty VectorAcqn

E.MergeTechWt InterceptPharmProShUltShNdBtechVesperHlthcrAcqn

FedNat iShiBdsDec30TreaPsychemedics VPC Impact

ForumMergerIII

NYSE

NEWHIGHS

ABB CrownHoldings InterPrivate PublicStoragePfdN

AT&T 5%PfdA Cummins Invitae PulteGroup

AT&T PfdC D8 Holdings JELD-WEN Qiagen

AberdeenJapanEquDTE EnergyDeb80JamesHardie QuantaServices

AdvDrainageSys Danaher JanusHenderson RPM

AegonCapSec AEBDanaherPfdA JinkoSolar RedBallAcqnA

AffiliatedNts60 DanaherPfdB KB Home RedBallAcqnWt

AgilentTechs DaqoNewEnergy KaleyraWt ReneSola

AlabamaPwrPfdADarlingIngred KenonHoldings ResoluteForest

Alibaba DeckersOutdoor L Brands RitchieBros

AllianzGIAI&TechDeere Leaf RivernorthOppsRt

AllstatePfdG DellTechC Lennar A Rockwell

AllstatePfdI Dick's Lennar B Rollins

Ameresco DigitalRealtyPfJLexingtonRltyPfCSafehold

AmerFinDeb2060dMYTechA LithiaMotors SailPointTechs

AmHomes4Rent dMYTechII Wt LithiumAmericas Sea

AmHomes4RentPfdGDollarGeneral LiveOakAcqnUn SealedAir

AmericanRenal Domino's LiveOakAcqn ServiceNow

AmerWaterWorksDonnelleyFin LiveOakAcqnWt SmithAO

AmericanWell DragoneerGrwA Livent Snap

Ametek DragoneerGrwWtLowe's SocCapHedII A

Amphenol Dun&Bradstreet MDC Holdings SocialCapHedIII

ApolloStratGr DycomInds MI Homes SocialCapHedIV

AptivPfdA elfBeauty MSA Safety SocialCapHedV

Aptiv EPAM Systems Manning&Napier SocialCapHedVI

ArcelorMittalNts EastGroup MasoniteIntl SOQUIMICH

ArcherDaniels EastmanChem Matson Sogou

AresMgmt Eaton McDonalds SonicAutomotive

ArtisanPtrsAsset EatonVance MeritageHomesSouthernNts2020C

AssurGrMunNt ElancoAnimal MettlerToledo SportsEntAcqn

AthenePfdC Elastic MolinaHealthcareSquare

AtlStreetAcqn Empower MorganStanleyPfdASt.Joe

Autohome Endava MorganStanleyPfdLStanleyBlackDck

AutoNation EsteeLauder NL Industries Steris

Avalara Evertec NVR StewartInfo

Avantor FS KKR Cap II Natuzzi StifelFinNts47

AvantorPfdA Fastly Nautilus STMicroelec

Avaya FedAgricMtgPfdFNavistarIntl Synnex

AzurePowerGlblFedRealtyInvPfdCNelnet TE Connectivity

BadgerMeter FedEx Netstreit TFI Intl

Ball FirstRepBkPfdI Nevro TPGPaceBenFin

BankofAmPfdE FirstRepBkPfd NewFrontierWt TPGPaceTechOpps

BankofAmPfdL FirstMarkHorizonNewOrientalEducTRI Pointe

BankofAmPfdHH FiverrIntl NextEraEnergy TaiwanSemi

BankofAmPfdKK Floor&Decor NextEraEnergyUnTarget

Bill.com Fortive NextEraEnergyUnTextainer

Bio-RadLab A FortressValueII NextEra6.219%UnThermoFisherSci

BlackKnight FortressValueIIWtNextEraEnergy ThomsonReuters

BlkRkHlthSci FortBrandsHome Nike Timken

BlkRkHlthSciII FusionAcqnUn NiSourcePfdB Toll Bros

BlackRock GabelliEquityPfdKNorthernGenesis TopBuild

BlkRkMuni2030GalileoAcquisitionNorthernGenesis Toro

BlkRkSci&TchII GameStop NovoNordisk TraneTech

BloomEnergy Gap NuvAZ QualMuni Trex

BrightSphere Generac oneA Twilio

BrightSphereNts31GigCapital2Un OspreyTechUn Twitter

Broadstone Globant Owens&Minor TylerTech

BrookfieldInfr GoldmanSachsPfAOwensCorning US BancorpPfdB

BrookfieldRenewGoldmanSachsPfDPG&EUn Unilever

BrookfieldRenew Graco PJT Partners Unilever

BrookfdRenewPfdA17Grainger PMV Consumer UnionPacific

CITICCapAcqnWtGreenDot PPG Ind UnitedMicro

CanNtlRlwy Greenbrier PSBusParksPfdZ UPS B

CanPacRlwy Group1Auto PackagingCpAm UnitedRentals

CarrierGlobal Hanesbrands ParkerHannifin UnitedHealth

Caterpillar HannonArmstrongPaycomSoftware UtzBrandsWt

CenturyComm HavertyFurn A PennyMacFin VertivUn

CeridianHCM HavertyFurn PenskeAuto Vertiv

CharlesRiverLabsDR Horton Pentair VertivWt

Chemours Hovnanian PerkinElmer VistaOutdoor

Clarivate HubSpot Pinterest Vontier

ClearwaterPaper Humana PrimeImpactI VornadoPfdK

ClearwayEnergyCIAA Procter&Gamble VulcanMatls

ClearwayEnergyAIDT Progressive VyGlblGrowth

Cloudflare IDEX Prologis W.R.BerkleyDeb59

ColgatePalm iHuman ProspectCapNt24WestPharmSvcs

ComfortSystems IllinoisToolWks PrudentialNt58 Whirlpool

ContainerStore Infosys PublicStoragePfEWipro

CooperT&R InnovativeIndPropPublicStoragePfI WorthingtonInds

CornerstoneBldg InspireMedical PublicStoragePfJXylem

Corning InstalledBldg PublicStoragePfKZendesk

Corteva

NEWLOWS

AEA-Bridges CN Finance GoAcqnA PeridotAcqn

AIG Wt CohnRobbins GoAcqnWt PermianvilleRT

ApolloStratGr ColonnadeAcqnGenesisHealthcarePhoenixTree

Asana CooTekCayman GuangshenRail PrimeImpactI

AscendantDigA CoreCivic HPX A PublicStoragePfdN

AshfordHosp D8 A HPX Wt RedBallAcqnA

AspirationalCns D8 Wt IonAcqn1 RedBallAcqnWt

AtlStreetAcqn DTE EnergyDeb80iHuman ReinventTechPtrs

AuroraCannabis dMYTechA LongviewAcqnARivernorthOppsRt

BEST dMYTechII Wt Mallinckrodt SocialCapHedIV

BP Prudhoe DragoneerGrwA MultiPlan SocialCapHedV

CCNeubergerPrinIIDragoneerGrwWtNavSight SocialCapHedVI

CCNeubergerIIWtEmpower NewYorkCityReit TPGPaceBenFin

CONSOL Coal EquityDistributionNorthernGenesisTPGPaceTechOpps

CapstarSpacA ExecutiveNtwk OaktreeAcqnII TailwindAcqn

ChinaGreenAg FastAcqn oneA TortoiseAcqnII

ChurchillCapIV FGNewAmericaAcqnPMV Consumer ViaOptronics

ChurchillCapIVWtFirstMarkHorizonPalantirTech Vontier

ChurchillCapIV FortressValueII PeabodyEnergy YucaipaAcqnA

ClimateChgI FortressValueIIWt

CONFERENCECALLCALENDAR

Earnings-Related

Company Date Time Earnings-RelatedPeriod

BankofAmerica October14 8:30AM Q3

BankofNewYorkMellon October16 8:00AM Q3

BlackRock October13 8:30AM Q3

CitizensFinancial October16 9:00AM Q3

DeltaAirLines October13 10:00AM Q3

Fastenal October13 10:00AM Q3

FirstRepublicBank October13 10:00AM Q3

Johnson&Johnson October13 8:30AM Q3

KansasCitySouthern October16 8:45AM Q3

PNCFinancialServices October14 9:30AM Q3

Schlumberger October16 8:30AM Q3

StateStreet October16 10:00AM Q3

U.S.Bancorp October14 9:00AM Q3

UnitedAirlinesHoldings October15 10:30AM Q3

WalgreensBootsAlliance October15 8:30AM Q4

Source:CCBN,www.ccbn.com

Short Interest

NYSEShortInterestRises0.5%

S

HORT INTEREST ON THE NEW YORK

Stock Exchange rose 0.5%, to

13,775,375,326 shares, as of Sept. 30,

from a revised 13,711,893,578 on Sept.

15. The short-interest ratio fell to 3.1 days,

versus 3.3 days on Sept. 15. The ratio is calcu-

lated by dividing the number of shares sold

short by the average total traded each day.

Short interest on the NYSE American Ex-

change fell 6%, to 432,514,349 shares, as of

Sept.30, from a revised 459,662,483, as of Sept

15. The short-interest ratio decreased to 1.8

days, from a revised 2.2 in the prior period.

The top three shorts on the NYSE:

SPDR S&P 500 ETF Trust (ticker: SPY),

iShr MSCI Em Mkt (EEM) and Macy’s

(M). The top three on the NYSE MKT:

Senseonics (SENS), GlobalStar (GSAT) and

Northern Dynasty and Minerals (NAK).

—MICHAELT.KOKOSZKA

NasdaqShortsUp3%

A

S OF SEPT. 30, OVERALL NASDAQ

short interest rose 3%, to

9,760,325,219 shares, compared

with 9,477,940,064 on Sept. 15. The

short-interest ratio was 2.48 days, versus 2.54

in the preceding reporting period.

On the Nasdaq Global Markets, short in-

terest increased 2.4%, to 8,379,625,495 shares

in 2,499 securities. That’s up from 8,817,114,108

in 2,466 securities on Sept. 15. The short-inter-

est ratio was 2.8 days, versus 2.97 days for the

previous reporting period.

Short interest on the Nasdaq Capital Mar-

kets climbed 7%, to 1,380,699,724 shares in

1,135 securities, versus 1,290,825,956 in 1,100

on Sept. 15. The short-interest ratio remained

the same at 1 day. The top three shorts in the

period: Sirius XM (ticker: SIRI), American

Airlines (AAL), and Opko Health (OPK).

—MICHAELT.KOKOSZKA