Types of Audience Decisions 49
an organizational hierarchy and outside it. The second group helps them manage their own or their
organization’s fi nancial resources.
Before we go into more detail about each of the 13 major decision types the audiences of profes-
sionals make, we should be aware of several important caveats regarding decision types and the extent
to which they can help professionals predict the audience’s information needs. First, even when two
genres are meant to elicit the same type of decision, the decision criteria audiences use to evaluate the
content in one genre will vary slightly from the decision criteria they use to evaluate the content in
the other genre. For instance, strategic plans and marketing plans are both meant to elicit oversight
decisions. But where board members expect strategic plans to address the corporate objective, the
corporate strategy, the corporate-wide action plan, and so on, top management expects marketing
plans to address the marketing department’s objective, the marketing department’s strategy, and the
marketing department’s action plan. Similarly, commercial bank loan offi cers require somewhat dif-
ferent fi nancial information when making lending decisions about requests for credit from small
privately held companies as opposed to requests from large publicly held ones.^7
Second, audience members are free to make any type of decision they wish, no matter what type
of decision a professional intends to elicit from them. For example, a supervisor might imagine her
request for a productivity increase from her staff would elicit a straightforward compliance decision
from them. But while considering her request, some staff members may make employment deci-
sions instead and decide to look elsewhere for a less demanding job. Similarly, an employee might
imagine his request for a salary increase would evoke a straightforward budgetary decision from his
boss. But while considering the employee’s request, the boss may make an oversight decision and
decide to eliminate the employee’s position altogether. In general, any unilateral request for change
can trigger an unintended decision type.
Third, some genres, such as annual reports, are routinely used by different audiences to make
different types of decisions. For example, board members and shareholders may use annual
reports to make oversight decisions when casting their votes on management’s recommenda-
tions. Potential investors and fi nancial analysts may use them to make investment decisions when
buying shares or recommending the purchase of a company’s stock. Job applicants may use them
to make employment decisions when applying for a new position. Customers may use them to
make usage decisions when educating themselves about a company’s new product line. Bankers
may use them to make lending decisions when considering a company’s creditworthiness. Some
fi rms try to address the information needs of their annual reports’ different audiences in different
sections of their annual reports. Some fi rms only address the needs of the primary audience—
their shareholders.
Finally, a few situations exist in which a professional may not care what type of decision the
audience makes or even if it makes any decision at all. Some communications may be purely per-
functory. Others may be routine exchanges of information. In these cases a professional may not
need to consider the type of decision the audience will make. The following sections describe the
types of audience decisions professionals do need to attend to seriously.
Audience Decisions About Principal/Agent Relationships
In order to understand the fi rst group of six decision types—oversight, compliance, staffi ng,
employment, exonerative, and rallying decisions—we must fi rst understand the differences between
principals and their agents. Principals are the people to whom agents must answer. Principals of
managers, for example, include their fi rm’s shareholders, board members, and upper management.
More broadly speaking, principals of managers can also be said to include their clients, custom-
ers, and creditors, or else anyone to whom they are contractually obligated. Managers themselves