Barron's - USA (2020-12-07)

December 7, 2020 BARRON’S M37

Market Laboratory

WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS

NewHighs 490 20 741

NewLows 20 1 44

WeeklyComp. NYSE NYSEAmer Nasdaq

NYSEAMER

NEWHIGHS
CloughGlbEqFd FriedmanInds NewBeginningsWtPlatinumGrpMtls
CloughGlblOpp GoldenMinerals NexGenEnergy RadiantLogistics

CoreMoldingTechInfuSystems Oblong SachemNts2025
EVI Industries NewBeginnings PTK Acqn Un UniqueFabricating
EnergyFuels NewBeginnings PTK Acqn Wt WirelessTel
NEWLOWS

NorthernDynasty

NASDAQ

NEWHIGHS

17Educ&Tech DZS iShAsia50ETF QellAcqn
AcaciaComms Eargo iShCoreMSCITotIntQellAcqnA
AcamarPtrsWt EasternBanksharesiShCoreS&PUSGrowthQellAcqnWt

Accolade EdocAcqn iShESGAdvMSCI Qorvo
AceConvergence EidosTherap iShESGAdvMSCIEMQualcomm
AciesAcqn Emcore iShESGAwareEM QuinStreet

AconS2Acqn EnduranceIntl iShESGAwareMSCIR1RCM
AconS2AcqnA EnergyRecoveryiShESGAwareUSARadaElectronic
AdaptHealth EnsignGroup iShESGEMLdrs Radcom

Adtran Entegris iShESGIUSALdrsRadiusGlbInfr
AdvEnergyInds EstablishLabs iShExponentialTechRambus
AdvMicroDevicesEtsy iShFallAngelsUSDBdRapid7

AdvShDorseyMc EucratesBio iShGlbCleanEnergyRCI Hospitality
AdvShDW FSM ACEuroseas iShGlbTimber RealPage
AequiAcqn Ever-Glory iShIndia50ETF RechargeAcqn
AeroVironment Exponent iShIntlTreasuryBdRhythmPharm

Affimed FalconCapAcqn iShMSCI ACWI RibbonComms
AGBA AcqnWt FalconCapWt iShMSCI EAFE SCRiotBlockchain
AGBAAcqnRt FARO Tech iShMSCI EM AsiaRodgersSilicVal

Alarm.com FatBrandsPfdB iShMSCIACWIxUSRoku
AlaskaCommSys FateTherap iShMSCIACxJpn RothCHAcqnI
AlbertonAcqn Fathom iShMSCIEMxChinaRothCHAcqnIWt

AlbertonAcqnWt Ferroglobe iShMSCIEuropeSmCpRothCHAcquisitionI
AlignTech FidelityNasdCompiShMSCIGlbImpactRyanair

AllegiantTravel FiestaRestaurantiShMSCINewZealandSabre6.5%Pfd

AllegroMicro FifthThirdPfdB iShMSCIQatar Saia

AlloVir FinTechAcqnV iShNasdaqBiotechSanaraMedTech

AllscriptsHlthcr FinTechIV Wt iShPHLXSemicondSchmittIndustries

Alphabet A FirstCitizBcshA iShS&PSC600GrowthSchnitzerSteel

Alphabet C FirstSolar JackintheBox ScholarRock

AlphaHlthcrA FiveBelow JanusS/MC GrwAlphSchultzeSpaq

AlphaHlthcrAcqnUnFiveStarSrLivingJanusSCGrwAlphaSchultzeSpaq

AlphaHlthcrWt Flex JiyaAcqnA Seagate

AlphaMarkActiveMgdFlexShCredScoreUSJoint SeaportGlb

AltairEngg Fluent KellyServices A Seer

AltimeterGrw FocusFinPtrs Kforce Semtech

AltimeterGrwA FoghornTherap KingsoftCloud SesenBio

AltraIndlMotion FormFactor KinnateBio ShattuckLabs

Ambarella Forterra KinsaleCapital Shyft

AMCI Acqn ForumMergerIII Kirkland's SierraWireless

AMCIAcqnWt FranklinElec KLA SigilonTherap

AMCIAcquisition FreedomHolding KornitDigital Silicom

Amerco FT APxJapan KratosDefense SiliconLab

AmerSupercond FT BICK Kubient SilverbackTherap

AmicusTherap FT CloudComp KubientWt SilvercrestAsset

AnalogDevices FT DevMktsXUS KymeraTherap SilverSpikeAcqn

ApellisPharm FT DorseyDyn5 LamResearch SilverSpikeAcqnWt

ApexTechAcqn FT DorseyFoc5 LandcadiaII SilverSpikeUn

ApexTechAcqn FT GerAlpha LandcadiaII A SirenLCBlend

ApexTechAcqnWtFT IPOXEurEq LandcadiaIII SirenNasdNexGen

Aphria FT LC CoreAlpha LandcadiaIII A SiriusIntlIns

ApolloEnd FT LC GrwthAlphaLandcadiaIII Wt SleepNumber

ApplMaterials FT LC US Equity Lands'End Smith-Midland

AquaBountyTech FT MC CoreAlpha LarimarTherap SMTC

ArcBest FT MC GrwthAlphaLatticeSemi SoFiGigEcon

ArcLightClean FT MCGrAlpDX LefterisAcqn SoftwareAcqnGrpII

ArcLightCleanA FT MegaCap LevelOnePfdB Sonos

ArcLightCleanWt FT Nasd100 EW LibertyBroadbandASouthMountainUn

ArcturusTherap FT Nasd100TechLibertyBroadbandCSouthMtnA

arGEN-X FT Nasd100xTechLibertyGlobal A SouthMtnWt

ArrowInvDWATactFT NasdaqTrans LibertyGlobal C SpartacusAcqnUn

ArtiusAcqn FT NasdArtlIntel LifeSciAcqn SpartacusAcqnWt

ASML FT NasdCleanEdgeLifetimeBrands SPDRDorseyWrightFx

AtaraBiotherap FTNasdCybersecLionheartAcqnII SperoTherap

Atlassian FT NasdRetail Littelfuse SpringValleyAcqn

AurisMedical FT NasdSemiconLoncarCancerETFSPS Commerce

AviatNetworks FT NasdTechDiv LongevityAcqn SS&C Tech

AvidBioservices FT RiverFrDynAPLongevityAcqnWtStableRoadAcqn

AvidTechnologyFT RiverFrDynDevLPL Financial StableRoadUn

BassettFurnitureFTRiverFrDynEMLuminarTech StableRoadWt

BCTG Acqn FT RiverFrDynEurLuminarTechWt StarboardValueA

BeamTherap FT SC CoreAlpha LunaInnov StarboardValWt

BicycleTherap FT SC GrwthAlphaLuxHlthTech Starbucks

Bilibili FT SC US Equity Macom Tech SteelDynamics

BioanalyticalSys FT SC Value Magnite StitchFix

BioLifeSols FT SSI Strat MallardAcqn StokeTherap

BioNTech FT SwitzAlpha MallardAcqnWt StoneCo

BioTelemetry FT TotalUSMkt Mannatech StoneX

BitDigital FtacOlympus MarathonPatent Strattec

BlackLine FTACOlympusWt MarinusPharma StreamlineHlth

BlueknightEnPtrsAFTIndiaNifty50EWMarvellTech SumoLogic

BlueprintMed FTIndxxInnTran Masimo SunOpta

BMC Stock FTIndxxNextG MatchGroup SurgeryPartners

BookingHldgs FTIntlEquOpps MaximIntProductsSutroBioph

BowXAcqnA FTRisingDivAch MercadoLibre SyndaxPharm

BowXAcquisitionUnGarmin MeridaMergerCorp.IT-MobileUS

BreezeHldgs GCI LibertyA MeritMedical TakeTwoSoftware

BridgeBioPharmaGenasys MerrimackPharmTCR2 Therap

BridgetownUn GeneralFinNts25 MersanaTherap TDH

Brightcove GenerationBio Methanex TekkorpDigital

BrighthouseFinlPfCGentex Michaels Telos

BrilliantAcqn Gentherm MicrochipTech TenzingAcqn

BrilliantAcqnRt GlbX Health&WellMicronTech Teradyne

BrilliantAcqnWtGlbX Robotics&AIMicroStrategy Tesla

Broadcom GlbX ThemGrwth MiratiTherap TexasInstruments

BroadcomPfdA GlbXAI&Tech MKS Instrum TottenhamAcqnI

Brooks Auto GlbXAuto&Elc Moderna TowerSemi

BRP GlbXCleanTech Mogo TPIComposites

BuildersFirstSrcGlbXConsciousCosMohawkGroup TraconPharm

BurgundyTechAGlbXDAXGermanyMonakerGroup TradeDesk

BurgundyTechWtGlbXFinTech MongoDB TridentAcqns

CalamosConvHiGlbXGen&BiotechMonocleAcquisitionTridentAcqns

CalamosConvOpGlbXInternetThingsMonsterBev TridentAcqnsWt

CalamosDynConvGlbXLongevityThemMountainCrest TrilliumTherap

CalamosGlblTotGlbXMillThematicMrCooper Trimble

CalamosStratTotGlbXS&P500CatholicMYR Group TrinityBiotech

CalamsGlblDynIncGlbXS&PCathDvxUSNanoDimension Triterras

CambiumNtwks GlbXSocialMedia NanoStringTech TriterrasWt

CanadianSolar GlbXTelemed NanoXImaging TriumphBncpPfdC

CanopyGrowth GlobalWaterRscsNatera TRowePrice

CapstoneTurbine GRAVITY NationalBeverageTrupanion

CardiffOncology GreencityAcqn NatlEnerSvs TS Innovation

CareDx GreencityAcqnWtNatrlOrderAcqn TTEC

CarParts.com Greenlane NaviosMaritime TurmericAcqn

CasaSystems GreenVisionAcqnNeoGames TuscanHldgsII

Cellectis GreenwichLife NeoGenomics TuscanIIUn

CelsiusHldg GriffinIndlRealty Neuronetics TuscanIIWt

CenturyAluminumGrowGeneration NewAge TuscanWt

Ceragon GuardantHealth NewellBrands TwistBiosci

Cerence GWPharm NewHoldInvt UltraClean

CerevelTherap HainCelestial NewHoldInvt UltragenyxPharm

CerevelTherapWtHD Supply NewProvidenceA UnionAcqnII

CF Finance II HealthAssurance NewsCorp A UnitedBancshares

CFFinAcqnIII HennessyCap NewsCorp B Uniti

CFFinanceAcqnII HighCapeCapA NextGenAcqn UnivDisplay

CFFinanceIIWt HighCapeCapWt NGM Biopharm US GlobalInv

ChangeHlthcrUn HimaxTechs nLIGHT USA Tech

CharterComms HireQuest NorthMountainUnVanEckFallAnglHYBd

Chimerix HL Acqns NorthMtnA VanEckGaming

ChinaAutoSys HLAcquisitions NovaMeasuring VanEckRetail

ChinaBiologic HLAcquisitionsRtNovocure VanEckSemiconduc

ChinaHGSRealEstHLAcquisitionsWtNovusCapital VanEckVideoGam

ChipMOSTechs HookerFurniture NuanceComms VangdIntlDivApp

CHP MergerWt HudsonTech NurixTherap VangdRuss1000

CHS PfdB HyreCar NXP Semi VangdRuss1000Grw

CitiTrends IAC/InterActive OaktreeSpec VangdRuss2000

ClearBr AC Grw IBEX OasisPetrol VangdRuss2000Grw

ClearBrDivStrat Identiv OceanFirstPfdA VangdRuss2000Val

CMLifeSciA IderaPharm OcularTherapeutixVangdRuss3000

CNB Fin PfdA IEC Elec OFSCapNts2023 VangdTotIntlStk

CoastalFinl IES Holdings Okta VectorAcqn

Codexis IG Acqn OlemaPharm VectorAcqnA

CodiakBioSci IG Acqn A ON Semi Veracyte

Cognex II-VI Oncorus Vericel

CognizantTech II-VI 6% Pfd OncoSecMedical VerintSystems

Cohu Impinj OptimizeRx Veritone

CollectiveGrowth IndlTechA Organogenesis VesperHlthcrAcqn

CollectiveGrowth IndlTechAcqns OrionEnergySys VesperHlthcrWt

CollectiveGrwWt InfinityPharm Otonomy VicShIntlVolWtd

CollectorsUniv Inhibrx OTR Acqn VicShNasdNext50

ColliersIntl Innodata OzonHoldings VicShProtectAmer

CommVehicle IntelliaTherap PacBiosciCA VicShUS500EnhVol

CompassPath InvscBldrSEM50ADRPactivEvergreen VicShUS500Vol

ComputerTask InvscBS2028HY ParatekPharma VicShUSDiscEnhVol

Concentrix InvscBull2025CpBdPatterson VicShUSEQIncmEnh

ConstructionPtrsInvscBuyBackAchPayPal VicShUSSCVolWtd

Conx InvscDivAchvrs Pennant VillageFarms

Costco InvscDWABasicMatlPeoplesUtdPfdA VirtusInvtPtrs

Cowen InvscDWACnsStplsPetraAcqn VistasMediaAcqnUn

CRISPR Therap InvscDWAConsCycPetraAcqnWt VistasMediaWt

Crocs InvscDWAEMMomPetrosPharm Visteon

Cronos InvscDWASCMomPMV Pharm Vonage

CrowdStrike InvscDWATechMomPopulationHlth VOXX Intl

CrownCrafts InvscFTSEUS1500SMPowerIntegrationsVPC Impact

CureVac InvscIntlBuyBkAchPraxisPrecision VPCImpactWt

Cyanotech InvscIntLowBeta Precigen WahedFTSEUSAShar

DadaNexus InvscNasd100 PriceSmart WheelerREITPfdD

DAVIDsTEA InvscNasdNext100PrimorisSvcs WintrustFinPfdE

DavisUSEquity InvscQQQI PrincipalHlthInnovWisdomTreeInvs

DavisWorldwideInvscRAFIStDvxUSPrincipalQual WisdTrCloud

DecarbonizationInvscRAFIStratUSPrincplMillennialsWisdTrEM CpBd

DeerfieldHlthcAInvscRAFIStrUSSmPrinUSMega WisdTrEMQualDivGrw

DeerfieldHlthcr InvscS&PSCCnsDiscPrinUSSCMulti WisdTrUSQltyDiv

DeerfieldWt InvscS&PSCCnsStplPriorityTechn WisdTrUSSCQltyDiv

DefNasdJrBio InvscS&PSCHlthCrProfoundMed WorldAcceptance

DenaliTherap InvscS&PSCIndlsPropertySolns WstAstTR

Digimarc InvscS&PSCInfTechPropSolnsWt Xilinx

DigitalTurbine InvscS&PSCMatlsPropTechInvII XPEL

Diodes IovanceBiotherapPTC Yandex

DixieGroup IQ Chaikin US SC PTC Therap YRC Worldwide

Docebo IQChaikinUSLC Pulmonx ZaiLab

DollarTree IridiumComm PulseBiosciencesZaniteAcqn

DragoneerGrowthIIiSh1-5YIGCorpBdPureTechHealth ZebraTech

DragonVictory iSh13YearIntlTBdQAD A Zscaler

DuddellStreet iSh5-10YIGCorpBdQAD B Zumiez

Dunkin'

NEWLOWS

1347 Property FinTechAcqnV MingZhuLogisticsRoot

17Educ&Tech GCM Grosvenor Momo SeaportGlb

AconS2AcqnA GoHealth NabrivaTherap Seer

AdvShDorseyShrtHF Ents PetrosPharm SigilonTherap

AlphaHlthcrA Histogen Progenity SilverbackTherap

AltimeterGrwA IG Acqn A PropTechInvII VectorAcqnA

CitiusPharmWt JiyaAcqnA ProShUltShNdBtechVesperHlthcrA

Concentrix KinnateBio ProShUltShtQQQVesperHlthcrWt

EastRscsAcqnA LandcadiaIII A PyxisTankersWt VincoVentures

FalconCapWt LongevityAcqn RechargeAcqnWtViveveMedical

Fanhua MallardAcqnWt RodgersSilicVal Vroom

NYSE

NEWHIGHS

AEA-Bridges Culp Investindustrial RioTinto

AEA-BridgesA DPCM Capital JMP RoyceGlbValueTr

AEA-BridgesWt Dana JacobsEngg RoyceMicroCap

AECOM DarlingIngred JamesHardie RoyceValue

ASETech DeckersOutdoor JanusHenderson RyderSystem

AbbVie DellTechC JawsAcquisitionSCETr VI 5% Pfd L

AberdeenJapanEquDenbury JawsAcqnA SK Telecom

Accenture DeutscheBank JawsSpitfire SPX

Adient Disney JohnBeanTech SchwabC

AdvDrainageSys dMY Tech KB Fin ScienceApplicat

AffiliatedMgrs dMY TechA KKR ScorpioTankersNts

AjaxI dMY Tech II KeysightTechs Sea

Albemarle dMYTechA KingswayFin SealedAir

Alcoa dMYTechII Wt KingswoodAcqn ServiceNow

AllianzGIAI&TechdMYTechIII Un KontoorBrands ShakeShack

AllianzGIDivIncmDolbyLab KoreaFund Shutterstock

AllianzGIEqtyConvDonnelleyFin KronosWorldwideSibanye-Stillwater

AltimarAcqn DragoneerGrowthL&F Acqn SilvergateCapital

AlumofChina Duff&PhelpsUtil LG Display SlackTech

AlussaEnergyWt elfBeauty LazardGlblFd Smartsheet

AmerEagle EatonVance Lear Snap

Ameriprise EtnVncEqtyInco IILightspeedPos SnapOn

Amphenol EtnVncMuni2028LiveOakAcqnUn Snowflake

Amrep EtnVncRiskMngdLiveOakAcqn SocialCapHedV Wt

Anaplan Elastic LiveOakAcqnWt SocCapHedII Wt

AnworthMtgPfdBElementSolns LiveOakAcqnII SocialCapHedosophiaHldgsCorp.IVWt

APi Group EllingtonResiMtgLouisianaPacific SocialCapHedV

ApolloStratGr EmersonElec Lydall SocialCapHedVI

ApolloStratGrA Empower MSA Safety SocialCapHedVI Wt

ApolloStratGrWt EmpowerA MagnaIntl SolarWinds

Aptiv EmpowerWt Manning&Napier Sony

ArcelorMittal Entravision MartinMarietta SouthernNts2020C

ArcelorMittalNts EthanAllen MaxLinear SoCopper

Arconic EuropeanEqFd MayvilleEngg SpartanAcqnII

AresMgmt EvercoreA Medifast SportsEntA

ArloTech Evertec MegalithFinWt Spotify

ArrowElec EvolentHealth MesabiTrust SpragueRscs

ArtisanPtrsAsset ExecutiveNtwk ModineMfg St.Joe

AsburyAutomotiveExecutiveNtwkWtMoelis StarGroup

AspirCnsUn FastAcqn MorganStanley StarPeakEner

AtlStreetAcqn FastAcqnA MorganStanleyPfdAStrPeakEnerA

AtlasCrestInvt FastAcqnWt MS ChinaShrFd StrPeakEnerWt

AvanosMedical FG NewAmericaMyovantSciencesSterlingBncpPfdA

AvantiAcqn FGNewAmericaA Natuzzi StifelFinancial

AvantiAcqnWt FGNewAmericaWtNavSight STMicroelec

Avaya FMC NavSightA StoneMor

Avient FS KKR Cap II NavSightWt Strats USC GJH

AzurePowerGlbl FairIsaac Nesco SunnovaEnergy

BHP Group FarPeakAcqn NescoWt SuperiorIndsIntl

BHP Group Farfetch NewGermanyFdSustOppsAcqnUn

BadgerMeter FedAgricMtgPfdFNexPointRealEst Suzano

Bill.com FedEx Nike SynchronyPfdA

BlackBerry Ferrari NomuraHoldings Synnex

BlkRkCB Tr FiatChrysler Norbord Systemax

BlackRockCorpHiYdFirstMarkHorizonNorthernGenesis TE Connectivity

BlkRkHlthSci FirstMarkHorizonANorthernGenesis Ternium

BlkRkHlthSciII Fitbit NorthernGenesisAcqnWtTJX

BlackRock FlahertyPfdIncm NorthernStar TPGPaceBenFin

BlkRkIQM Tr FlyingEagleAcqn Nutrien TPGPaceBenA

BlkRkMuni20 FlyingEagle NuvAZ QualMuni TPGPaceBenWt

BlkRkMuniQual FoleyTrasimII NuvMuniValue TPGPaceTechOpps

BlkRkMuniHldg FoleyTrasII Wt NuvOH QualMuniTPGPaceTechA

BlRkMuniHldgQltyFortressTransportOFGBancorpPfD TPGPaceTechWt

BlkRkSci&TchII FortressValueII OaktreeAcqnII A TailwindAcqn

BlkRkTaxMuniBdFortressValueII Oi TailwindAcqnWt

BlkRkUtilities FreeportMcM Omnichannel TaiwanFund

BluescapeOpps fuboTV OntoInnovation TaiwanSemi

BoydGaming FusionAcqnUn Oppenheimer A Target

BrasilAgro FusionAcqnA OspreyTechA TeckRscsB

BrightSphere FusionAcqnWt PG&EUn TeklaWorldHlthcrFd

BrinkerIntl GFLEnvironmentalPMV Consumer TemplMktFd

BroadstoneAcqn GFL Env Un POSCO TempurSealy

BroadstoneAcqnAGOAcquisitionUnPPG Ind Terex

Broadstone GabelliConv ProgHoldings TigaAcquisitionUn

BrookfieldFinNts GabelliDivPfdH PagerDuty TItanIntl

BrookfieldRenew GabelliEquity PagSeguroDig TortoiseAcqnII

Brown-Forman A GabelliEqPfdG PaloAltoNtwks Tortoise II A

BrunswickNts2049GabelliEquityPfdKParTechnology TrepontAcqnI

BrunswickNts2049GabelliGlbSmall&MCPartyCity Tri-Continental

CAI Intl GabelliMultiPfdG PaycomSoftware TrineAcqnUn

CBRE Group GabelliUtilPfdC Pearson TrineAcqn

CITICCapAcqn GameStop PeridotAcqn TrineAcqnWt

CITICCapAcqnWtGatosSilver PeridotAcqnWt Trinseo

CNH Indl GigCapital3Un PershingSquare Triple-S Mgmt

CNO Financial GigCapital3 PershingSquWt TritonIntlPfdA

CNOFinDeb2060 GigCapital3Wt Pfizer TritonIntlPfdD

CableOne GigCapital2Wt Phreesia Tronox

CaliforniaRscs Glaukos PineIslandAcqn Tupperware

CallawayGolf GlobalShipLease Pinterest TylerTech

CIBC GlobusMedical PioneerMuniHiInAdvUS BancorpPfdK

CapitalOnePfdI GoldmanSachsPfAPitneyBowesNt43US BancorpPfdL

CapitalOnePfdJ GoldmanSachsPfCPivotalInvtII Uber

CapitalOnePfdKGoldmanSachsPfDPivotalInvII UnitedMicro

CapitolInvtV Grainger PrimeImpactI UnitedRentals

Capri Guidewire PrimeImpactI A US Steel

Capstar HCA Healthcare Primerica UnitySoftware

Carvana HDFC Bank PriorityIncmPfdDVG Acqn

CascadeAcqn HIG Acqn PublicStoragePfHVG Acqn A

Caterpillar HancockIncmSecsPublicStoragePfI VG Acqn Wt

CementosPacasmHercHoldings PublicStoragePfKVale

Cemex HighlandIncmPfdAPublicStoragePfMValmontInds

CerberusTele HighlandTransI PublicStoragePfdNVeoneer

CeridianHCM HondaMotor PublicStoragePfdOVertiv

Chemours Honeywell PureStorage VivintSmartHmWt

Chewy HorizonAcqn Q2Holdings VornadoPfdN

CitizensFinPfdE HorizonAcqnA QuantaServicesWaddell&ReedFin

Cleveland-Cliffs HorizonAcqnII QuantumScape Walmart

ClimateChgI HorizonGlobal QuantumScapeWtWescoIntl

ClimateChgCrisisAHoulihanLokey QwestNts2057 WescoPfdA

ClimateChgCrisWtHubSpot RH WstAstHIF II

Cloudflare HudbayMinerals RMG Acqn WstAstInflIncm

CohnRobbins ICL Group RMGAcqn WstAstInflOpps

CohnRobbinsA IDT RMG Acqn Wt WestlakeChem

CohnRobbinsWt IHS Markit RayonierAdvMatlsWipro

ColonnadeAcqn IonAcqn1 ReinventTechA Workiva

ColonnadeWt IonAcqn1 A ReneSola XPO Logistics

CLSelPrTechGrFdITT ResideoTech Xylem

CiaSiderurgica IngersollRand ResoluteForest Yeti

ConstBrands A InspireMedical RexAmerRes Yalla

ConstBrands B ICE RibbitLeapA YucaipaAcqn

Corning InterPrivate RiceAcqn YucaipaAcqnWt

Corteva InterPrivate RingCentral Zymeworks

Cullen/FrostPfdB InterPrivateWt

NEWLOWS

Aaron's EmpowerA LAIX SocialCapHedVI Wt

BrookfieldFinNts FarPeakAcqn L&F Acqn TPGPaceBenA

CNOFinDeb2060 HighlandTransI LiveOakAcqnII TPGPaceBenWt

CapitolInvtV JawsSpitfire SocialCapHedV WtTrepontAcqnI

ChinaMobile JianpuTech SocialCapHedosophiaHldgsCorp.IVWtYatsenHolding

CONFERENCECALLCALENDAR

Earnings-Related

Company Date Time Earnings-RelatedPeriod

Autozone December8 10:00AM Q1

Brown-Forman December8 10:00AM Q2

CampbellSoup December9 8:30AM Q1

Source:CCBN,www.ccbn.com

DISTRIBUTIONS&OFFERINGS

SecondaryDistributionsofcommonstocks

Allena Pharmaceuticals 10,400,000 $1.25 $13,000,000

Ammo 8,564,285 $2.10 $17,984,999

Array Technologies 36,656,250 $35.00 $1,282,968,750

BeiGene Ltd 19,650,098 $225.00 $340,097,850

Burning Rock Biotech Ltd 2,243,000 $25.75 $57,757,250

Cambium Networks 2,500,000 $28.00 $70,000,000

Codexis 4,285,715 $17.50 $75,000,013

Cogent Biosciences 10,256,411 $9.75 $100,000,007

Consolidated Edison 7,200,000 $76.85 $553,320,000

Dada Nexus Ltd 36,000,000 $50.00 $450,000,000

Docebo 3,000,000 $48.00 $144,000,000

Elanco Animal Health 54,500,000 $30.25 $1,648,625,000

Evoqua Water Technologies 12,000,000 $25.15 $301,800,000

FuelCell Energy 34,518,539 $6.50 $224,370,504

Golar LNG Ltd 11,000,000 $8.75 $96,250,000

Intellia Therapeutics 5,513,699 $36.50 $201,250,014

JetBlue Airways 41,975,000 $14.40 $604,440,000

Li Auto 94,000,000 $29.00 $1,363,000,000

Medigus Ltd 141,969,820 $1.83 $12,990,239

Oak Street Health 5,632,430 $46.00 $259,091,780

Ondas Holdings 5,000,000 $6.00 $30,000,000

Outset Medical 4,000,000 $53.00 $212,000,000

Progenity 7,645,259 $3.27 $24,999,997

Reata Pharmaceuticals 2,000,000 $140.85 $281,700,000

Rexford Industrial Realty 6,000,000 $47.40 $284,400,000

Shift4 Payments 9,200,000 $55.50 $510,600,000

Sunnova Energy International 8,050,000 $37.00 $297,850,000

Syneos Health 6,000,000 $61.90 $371,400,000

Twist Bioscience 2,802,272 $110.00 $308,249,920

Veritone 3,000,000 $18.50 $55,500,000

XP 31,654,894 $39.00 $1,234,540,866

ZoomInfo Technologies 12,500,000 $45.00 $562,500,000

Source:DealogicLLC,NewYorkCity;(212)577-4400.