REBECCA ROTHSTEIN
Merrill Private Wealth Mgmt
BEVERLY HILLS, CA
$3B
ELAINE MEYERS
JP Morgan Securities
SAN FRANCISCO
$2.9B
CHERYL YOUNG
Morgan Stanley Wealth Mgmt
LOS GATOS, CA
$965M
LAILA PENCE
Pence Wealth Mgmt
NEWPORT BEACH, CA
$1.5B
LORI VAN DUSEN
LVW Advisors
PITTSFORD, NY
$1.7B
SHARON OBERLANDER
Merrill Lynch Wealth Mgmt
CHICAGO
$1.1B
LOUISE GUNDERSON
UBS Financial Services
NEW YORK CITY
$896M
DARLENE MURPHY
Wellesley Asset
Management
WELLESLEY, MA
Murphy is a portfolio
manager of three
mutual funds. Their
focus: convertible
securities, which
combine aspects of
fixed income with the
potential for equity
appreciation. “We
can assist clients
with things like
estate planning and
insurance,” she says,
“but the truth is if the
investment portfolio
is not working for
the client, then none
of the other stuff
matters.”JUDITH LU
Miracle Mile Advisors
LOS ANGELES
“It’s not enough to
make a lot of money
anymore. [Clients
are] also interested
in how they’re going
to make their mark
in the world,” says
Lu, a graduate of
UCLA who is fluent
in Mandarin and
Spanish and studied
flamenco in Spain.
Lu helps clients go
beyond passive
ESG fund invest-
ing by allocating
a small portion of
their portfolios to in-
novative startups like
Soccket, a New York
City company that
makes soccer balls
that harness kinetic
energy and become
portable electricity
generators.AMERICA’S TOP WOMEN
WEALTH ADVISORS
ANN MARIE ETERGINO
RBC Wealth Management
CHEVY CHASE, MD
When she was growing
up, there was a lot of
anxiety about money,
says Etergino, who
watched her mother
rely on her struggling
father. “I realized I
would have to take care
of my mother,” she says.
“I became focused on
learning about money.
Knowledge of money
was power.” Besides
helping clients, Etergino
is a board member of
Women for Women
International, a non-
profit that empowers
women in war zones like
Afghanistan and
South Sudan.8. SUSAN KAPLAN
Kaplan Financial Services
NEWTON, MA
$1.9B
9. MARY DEATHERAGE
Morgan Stanley Private Wealth
Mgmt
LITTLE FALLS, NJ
$2.6B20. JENNIFER ELLISON
B|O|S
REDWOOD CITY, CA
$4.4B
2 1. SONIA ATTKISS
UBS Financial Services
NEW YORK CITY
$2.3B
22. KAREN ALTFEST
Altfest Personal Wealth Mgmt
NEW YORK CITY
$1.3B23. DAGNY MAIDMAN
First Republic Investment Mgmt
SAN FRANCISCO
$1.9B
24. GILLIAN YU
Morgan Stanley Private Wealth
Mgmt
SAN FRANCISCO
$5.3B
25. JACQUELINE WILLENS
UBS Financial Services
NEW YORK CITY
$921M35. CATHERINE EVANS
First Republic Investment Mgmt
SAN FRANCISCO
$597M
36. PATRICIA BELL
Merrill Lynch Wealth Mgmt
SHORT HILLS, NJ
$695M
3 7. TRACEY GLUCK
JP Morgan Securities
LOS ANGELES
$1.1B
38. DIANE COMPARDO
Moneta
ST. LOUIS
$1.3B
39. MAUREEN RAIHLE
Merrill Private Wealth Mgmt
CHICAGO
$1.7B
40. LESLIE LAUER
UBS Financial Services
ATLANTA
$3.1B
4 1. DARLENE MURPHY
Wellesley Asset Mgmt
WELLESLEY, MA
$2.8B42. CO
UBS Fin
SAN DI
$582M
43. LO
William
CHICA
$1.1B
44. DO
Merrill
ASPEN
$916M
45. SU
Morgan
Mgmt
NEW Y
$1.1B
46. LO
Merrill
SAN FR
$1.5B
4 7. CA
William
CHICA
$707M
48. KA
Morgan
CHICA
$1.1B
49. JO
Merrill
HOUST
$1.4B
50. LE
United
GARDE
$953M
5 1. MA
Morgan
DALLA
$454M
52. CH
Merrill
FLORH
$471M
53. GA
Wells F
SHERM
$526M
54. DE
Daniels
LAS VE
$494M
55. IN
Morgan
SAN FR
$1.1B
56. GW
Merrill
SAN FR
$1.1B
5 7. JES
UBS Fin
WELLE
$408M10. PATTI BRENNAN
Key Financial
WEST CHESTER, PA
$976M- CHRISTINA BOYD
Merrill Lynch Wealth Mgmt
WAYZATA, MN
$1.2B - DEBRA BREDE
D.K. Brede Investment Mgmt
Company
NEEDHAM, MA
$939M - PAMELA ROSENAU
HighTower Advisors
ASPEN, CO
$1B - MARGARET STARNER
Starner Group/Raymond James
CORAL GABLES, FL
$1B - EMILY RUBIN
UBS Financial Services
NEW YORK CITY
$1.3B - MARY MULLIN
Merrill Lynch Wealth Mgmt
BOSTON
$2.3B - TERESA JACOBSEN
UBS Financial Services
STAMFORD, CT
$842M - LINNELL SULLIVAN
Merrill Lynch Wealth Mgmt
CINCINNATI
$1.1B - DEBRA WETHERBY
Wetherby Asset Mgmt
SAN FRANCISCO
$4.9B
26. JUDITH MCGEE
McGee Wealth Mgmt/
Raymond James
PORTLAND, OR
$619M
2 7. MARCIE BEHMAN
Merrill Private Wealth Mgmt
BOSTON
$1.5B
28. MELISSA CORRADO
HARRISON
UBS Financial Services
DENVER
$1.3B
29. NICOLE CHRISTIANS
Merrill Lynch Wealth Mgmt
FARMINGTON HILLS, MI
$2.1B
30. JUDY FREDRICKSON
UBS Financial Services
MINNEAPOLIS
$1.5B
3 1. ANN MARIE ETERGINO
RBC Wealth Mgmt
CHEVY CHASE, MD
$850M
32. DEBBIE JORGENSEN
Merrill Lynch Wealth Mgmt
SAN FRANCISCO
$1.7B
33. ALI PHILLIPS
Obermeyer Wood Investment
Counsel
ASPEN, CO
$1.6B
34. MELISSA SPICKLER
Merrill Lynch Wealth Mgmt
BLOOMFIELD HILLS, MI
$1.1BJUNE 30, 20 19
KEY
Wealth Advisor
Company
Location
Custodied Assets
Under Management