Barron's - USA (2021-02-15)

February 15, 2021 BARRON’S M27

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

IncBuildC p 22.440.17 5.3 17.7
IntVal I 30.810.64 7.6 38.8
IntValA p 29.720.62 7.6 37.6
LtdTIn 14.020.01 -0.1 14.9
LtdTIncI 14.020.01 0.0 15.8
LtdTMu I 14.700.01 0.4 9.5
LtdTMuA 14.700.01 0.4 8.8
ThriventFundsA:
DivrIncPlus 7.85 NA NA NA
LgCpStk 28.83 NA NA NA
MidCapStk 30.57 NA NA NA
MuniBd 11.75 NA NA NA
ThriventFundsS:
LgCpVal n 24.59 NA NA NA
MidCapStk n 35.24 NA NA NA
OppIncmPl n 10.25 NA NA NA
TIAA-CREF/InstlCl:
CoreBond Inst 10.90-0.01-0.8 18.7
CorePlsBd 11.060.00 -0.5 19.4
TIAA-CREF/RetailCl:
EqIdx n 30.120.48 6.3 59.3
Gro&Inc n 24.900.33 6.1 53.1
LrgCpGro n 24.710.66 9.0 99.5
MgdAlloc n 14.190.18 3.7 34.8
SocChEq n 23.110.33 6.5 59.1
TIAA/CREFFunds:
BdIdxInst 11.43-0.01-1.2 17.5
EqIdxInst 29.560.48 6.4 60.7
EqIdxRet 30.020.48 6.3 59.4
Gr&IncInst 17.510.23 6.1 54.4
Gr&IncRet 17.890.23 6.1 53.2
HgYldInst 9.65 0.01 1.2 18.2
InflLkdBdInst 12.380.02 0.8 17.2
IntlEqIdxInst 22.060.48 4.1 20.1
IntlEqIdxRet 22.580.49 4.1 19.2
IntlEqInst 13.910.38 6.0 14.4
LC2020Ret 14.480.14 2.9 29.4
LC2025Ret 15.250.17 3.4 31.8
LC2030Ret 15.900.20 4.0 34.2
LC2035Ret 16.710.24 4.6 36.5
LC2040Inst 12.060.20 5.2 39.8
LC2040Ret 17.380.28 5.2 38.7
LC2045Ret 14.790.26 5.8 40.9
LCIdx2010Inst 17.880.13 2.1 29.8
LCIdx2020Inst 20.320.18 2.7 33.3
LCIdx2025Inst 21.880.23 3.3 36.0
LCIdx2035Inst 25.030.34 4.4 41.3
LCIdx2040Inst 26.280.39 5.0 43.5
LCIdx2045Inst 26.920.44 5.6 45.9
LifeStkIdx 35.220.56 6.3 60.4
LrgCpGrIdxInst52.110.65 5.6 94.2
LrgCpGrIdxRet 52.500.64 5.6 92.7
LrgCpGrInst 24.790.66 9.0101.3
LrgCpVl IdxInst21.580.40 5.7 29.1
LrgCpVl IdxRet21.990.41 5.7 28.1
LrgCpVl Inst 19.570.35 4.7 22.3
MdCpGrInst 30.431.17 10.2 98.5
MdCpVl Inst 18.120.31 7.5 15.9
QuantSmCpEqInst21.880.68 18.0 48.9
RealSecInst 18.610.35 5.3 47.0
S&P500IdxInst43.260.55 4.9 56.7
S&P500IdxRet 42.960.54 4.9 55.5
ShTrmBdInst 10.520.00 0.2 9.9
SmCpBl IdxInst28.250.70 16.0 60.5
SmCpBl IdxRet28.370.70 15.9 59.3
SocChEqInst 26.210.37 6.5 60.4
SocChEqRet 26.650.38 6.4 59.2
TortoiseCapital:
TorMLPPipInsCl9.35 0.25 12.4-17.8
TouchstoneFamilyFd:
FlexIncY 11.24-0.02 0.3 17.2
FocEqY 57.470.83 7.0 56.5
LagCapFoc A p53.190.65 6.2 66.5
MdCpGrwY 42.321.09 5.7 84.6
MdCpY 46.431.10 4.9 56.8
SandsCapGrY 22.971.05 12.8155.2
SelGrwth 20.770.95 12.8153.3
SmCoA p 6.37 0.15 12.7 51.4
TrforCreditUnions:
UltShtDur TCU 9.43 0.00 0.0 5.5
TransamericaA:
AsAlCnsrv p 11.820.10 2.4 25.7
AsAIGrow p 15.400.32 7.2 38.2
AsAlMod p 12.710.15 3.6 28.7
AsAlModGr p 13.800.22 5.3 33.5
Balanced 32.690.25 2.7 40.4
FocusA 61.373.20 16.3201.8
TrustforProfessionalMa:
PerfTrstMuniInst26.140.10 1.1 19.9
PrfTrtStrtBd Ins23.250.05 0.6 17.5
TweedyBrowneFds:
GblValue n 28.700.34 4.6 13.0

U

UMFunds:
BehavVal 72.43 NA NA NA
USAAGroup:
500Indx Reward n53.76 NA NA NA
CA Bd n 11.72 NA NA NA
CapGr n 12.34 NA NA NA
CrnrsMod n 16.53 NA NA NA
CrnstModAggr n28.49 NA NA NA
ExtMktIn n 28.71 NA NA NA
Gr&Inc n 24.60 NA NA NA
Gr&TxStr n 24.43 NA NA NA
Grwth n 36.15 NA NA NA
HiIncm n 7.90 NA NA NA
Inco n 13.84 NA NA NA
IncStk n 18.04 NA NA NA
Intl n 27.38 NA NA NA
IntmTerm n 14.03 NA NA NA
LgTerm n 13.96 NA NA NA
Nasdaq100 n 37.91 NA NA NA
ntTerBd n 11.01 NA NA NA
PrecMM n 20.29 NA NA NA
S&PIdx n 53.73 NA NA NA
SciTech n 39.92 NA NA NA
ShtT n 10.69 NA NA NA
ShtTBdA n 9.37 NA NA NA
SmCpStk n 21.53 NA NA NA
TarRet2030 n 13.53 NA NA NA
TarRet2040 n 13.66 NA NA NA
TarRet2050 n 14.08 NA NA NA
TarRetIncm n 11.96 NA NA NA
VA Bd n 11.78 NA NA NA
ValueFd n 16.44 NA NA NA

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

WldGr n 29.03 NA NA NA

V

VALIC:

CoreBd 12.13 NA NA NA

CoreVal 12.300.15 4.3 20.4

FrgnVal 10.740.24 4.3 7.8

GlobEq 11.210.32 12.1 25.1

HighYdBd 7.94 NA NA NA

HlthSci 29.830.48 7.8 79.1

InflPro 12.18 NA NA NA

IntlEq 8.07 0.17 4.1 18.1

IntlGro 18.810.84 8.9 78.6

IntlSmCpEq 24.560.48 4.0 26.2

LgCpGro 21.970.28 3.8 77.3

MidCpIdx 30.08 NA NA NA

MidCpVal 19.870.45 7.4 26.5

SciTech 46.39 NA NA NA

SmCpIdx 24.87 NA NA NA

SocResp 23.950.49 5.1 53.0

StckIdx 52.30 NA NA NA

StraBd 11.880.01 0.2 18.7

ValUltra 25.730.48 5.3 88.4

ValueLineFunds:

AstAlcClInv n 44.260.46 0.4 48.5

CapAppreClInv n14.010.28 8.6 75.0

VanEckFunds:

EmgMktsY 24.240.62 13.6 33.6

VANGUARDADMIRAL:

400MCpIdxInst342.549.26 10.4 45.1

500Adml n 363.714.59 4.9 56.8

BalAdml n 45.840.43 3.4 44.1

CAITAdml n 12.420.02 0.7 15.5

CALTAdml n 12.910.04 1.1 18.9

CapOpAdml nr 197.405.21 11.2 67.2

CoDilxAd n 153.84-0.55 8.0 94.3

CoStIxAd nr 84.930.29 -1.0 33.7

DivAppIdxAdm n38.900.42 1.5 50.6

EMAdmr n 46.501.46 11.6 31.0

EnergyAd nr 31.051.53 19.7-24.9

EnergyAdml nr62.030.52 5.4-28.0

EqIncAdml n 82.461.08 3.9 29.8

EuropeAdml n 78.381.45 3.3 17.9

ExplrAdml n 133.874.28 11.8 88.8

ExtndAdml n 142.424.46 14.2 79.2

FinIxdAd nr 39.280.83 7.6 19.7

GNMAAdml n 10.71-0.03-0.2 12.9

GroIncAdml n 98.681.28 5.3 55.1

GrwthAdml n 138.371.93 6.1 95.8

HltClxAd nr 118.371.76 5.8 60.1

HlthCareAdml nr93.980.79 3.3 46.0

HYCorAdml nr 6.00 0.01 0.8 21.2

InfProAd n 28.37-0.01 0.2 21.1

InfTechIdx n 194.834.98 7.5135.3

IntlGrAdml n 181.076.44 13.0104.0

ITBondAdml n 12.43-0.01-1.1 22.3

ITCorpIx n 25.900.01 -0.8 24.5

ITIGradeAdml n10.380.00 -0.6 22.9

ITsryAdml n 11.61-0.01-0.7 17.9

ITTresIdx n 23.25-0.01-0.7 17.1

LarCapAd n 93.591.29 5.4 60.8

LTGradeAdml n11.21-0.03-4.6 31.0

LTsryAdml n 13.14-0.08-6.3 33.0

LTTresIdx n 30.13-0.17-6.4 32.1

MatIdx nr 82.691.23 3.3 28.7

MidCpAdml n 276.917.17 8.0 54.2

MrgBkdIdx n 21.58-0.06-0.1 13.1

MuHYAdml n 12.130.04 1.8 20.5

MuIntAdml n 14.950.03 0.9 16.3

MuLTAdml n 12.340.04 1.2 19.9

MuLtdAdml n 11.290.00 0.4 10.0

MuShtAdml n 15.960.00 0.2 6.1

NJLTAdml n 12.890.04 1.8 21.8

NYLTAdml n 12.320.03 1.3 18.5

PacifAdml n 103.862.43 5.6 26.0

PALTAdml n 12.270.03 1.2 20.1

PrmcpAdml nr 169.334.61 10.1 61.3

RealEstatAdml n126.992.12 5.5 36.3

S&PSC600Idx 391.8913.7216.1 49.2

SmCapAdml n 104.392.87 12.0 58.6

SmGthAdml n 106.183.09 12.9 94.9

STBondAdml n10.850.00 0.0 11.9

STCorpIx n 22.610.01 0.1 14.0

STFedAdml n 11.01-0.01 0.1 10.9

STIGradeAdml n11.020.00 0.1 13.1

STIPSIxAdm n 25.810.03 0.8 12.0

STsryAdml n 10.770.00 0.0 9.9

STTresIdx n 20.550.00 0.0 8.6

TotBdAdml n 11.44-0.02-1.3 17.8

TotIntBdIdxAdm n23.14-0.05-1.0 15.6

TotIntlAdmIdx nr34.510.81 6.3 24.3

TotStAdml n 100.941.62 6.5 61.1

TxMBal nr 39.280.36 3.2 37.3

TxMCapAdml n208.863.31 5.7 60.9

TxMIn r 15.910.33 4.5 22.2

TxMSC nr 86.333.02 16.2 49.1

USGroAdml n 187.625.10 10.4129.2

UtilIxAd nr 68.96-0.92 0.2 39.6

ValAdml n 48.540.66 4.6 29.1

WdsrllAdml n 73.661.62 7.2 46.8

WellsIAdml n 68.810.30 0.3 26.7

WelltnAdml n 78.440.67 2.4 36.6

WndsrAdml n 75.911.23 6.3 32.1

VANGUARDFDS:

CAIT n 12.420.02 0.7 15.2

CALT n 12.910.04 1.0 18.6

CapOp nr 85.502.26 11.2 66.9

DivdGro n 33.230.25 0.0 48.6

DivrEq n 50.101.12 8.2 73.4

EmgMktSelStk n29.800.80 12.5 35.9

Energy nr 33.070.28 5.4-28.2

EqInc n 39.350.52 4.0 29.5

Explr n 143.904.59 11.8 88.2

EXPValFd n 42.341.19 12.8 32.7

FTAlWldInAdml n38.710.94 6.5 25.2

GlbCapCyl Inv nr10.420.40 9.0 13.2

GlbEq n 40.911.18 8.2 55.9

GloMinVolFdAdm n28.240.37 3.3 23.2

GNMA n 10.71-0.03-0.2 12.5

GroInc n 60.450.78 5.3 54.6

HlthCare nr 222.871.86 3.3 45.8

HYCor nr 6.00 0.01 0.8 20.9

InflaPro n 14.450.00 0.1 20.8

IntlExplr n 21.630.51 6.0 15.7

IntlGr n 56.922.02 13.0103.2

IntlVal n 42.160.84 4.7 18.4

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

INSTTRF2015 24.970.15 1.7 26.6

INSTTRF2020 26.940.23 2.6 31.1

INSTTRF2025 28.350.30 3.3 34.5

INSTTRF2030 29.220.36 3.9 36.6

INSTTRF2035 30.010.41 4.5 38.7

INSTTRF2040 30.830.47 5.0 40.6

INSTTRF2045 31.570.53 5.6 42.7

INSTTRF2050 31.670.54 5.7 43.0

INSTTRF2055 31.750.54 5.7 43.0

INSTTRF2060 31.850.54 5.7 43.1

INSTTRFINC 24.670.13 1.4 25.4

ITIGrade n 10.380.00 -0.6 22.5

ITTsry n 11.61-0.01-0.7 17.5

LifeCon n 23.080.16 1.8 29.1

LifeGro n 42.230.64 4.9 40.3

LifeInc n 17.350.05 0.3 23.1

LifeMod n 32.710.36 3.3 34.7

LTIGrade n 11.21-0.03-4.6 30.6

LTTsry n 13.14-0.08-6.4 32.6

MATxEx n 11.540.04 1.1 19.7

MgdPayFdInv n18.050.24 4.2 22.8

MidCpGro p 36.711.30 9.5 85.8

MuHY n 12.130.04 1.8 20.2

MuInt n 14.950.03 0.9 16.1

MuLong n 12.340.04 1.2 19.6

MuLtd n 11.290.00 0.4 9.7

MuSht n 15.960.00 0.2 5.8

NYLT n 12.320.03 1.3 18.2

OHLTte n 13.340.03 1.0 20.0

Primcp nr 163.404.44 10.0 61.0

PrmcpCor n 31.860.90 9.9 50.5

SelValu nr 27.870.69 7.3 21.7

STAR n 32.600.51 4.9 48.4

STFed n 11.01-0.01 0.0 10.6

STIGrade n 11.020.00 0.1 12.8

STIPSixInv 25.770.02 0.8 11.8

StratgcEq n 41.061.43 13.3 41.9

StrSmCpEqInv n41.211.45 16.6 39.5

STTsry n 10.770.00 0.0 9.6

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

TgtRe2015 n 15.990.09 1.7 26.3

TgtRe2020 n 35.190.30 2.6 30.9

TgtRe2025 n 22.250.24 3.3 34.3

TgtRe2030 n 42.120.52 3.9 36.5

TgtRe2035 n 26.350.37 4.5 38.6

TgtRe2040 n 46.510.72 5.1 40.6

TgtRe2045 n 29.780.50 5.6 42.7

TgtRe2050 n 48.030.81 5.7 42.9

TgtRe2060 n 46.060.78 5.7 42.8

TgtRet2055 n 52.140.88 5.7 42.9

TgtRetInc n 15.140.08 1.4 25.1

TotIntBdIxInv n11.57-0.03-1.0 15.5

USGro n 72.431.96 10.4128.5

WellsI n 28.410.13 0.3 26.5

Welltn n 45.430.39 2.4 36.3

Wndsr n 22.510.36 6.3 31.7

WndsrII n 41.520.91 7.2 46.5

VANGUARDINDEXFDS:

500 363.704.59 4.9 56.3

EmgMktInstPl 117.623.69 11.6 31.2

ExtndIstPl 351.4511.0014.2 79.3

FTAIWdInPl 129.973.16 6.5 25.4

Growth 138.391.93 6.0 95.1

IdxIntl n 20.630.48 6.3 24.1

ITTresIdx Inst 28.85-0.02-0.7 17.1

LTTresIdx Inst 38.24-0.22-6.4 32.2

MdCpGrAdml n99.132.99 8.6 86.2

MdCpVlAdml n66.111.39 7.3 25.9

MidCp n 61.041.58 8.0 53.6

RUSS2000IdxInst351.098.70 16.0 60.5

SmCap 104.352.86 12.0 58.1

SmValAdml n 67.871.76 11.1 31.6

TotBd 11.44-0.02-1.3 17.4

TotBd2 11.28-0.02-1.4 17.2

TotIntlInstIdx r 138.003.24 6.3 24.5

TotItlInstPlId r 138.033.24 6.3 24.5

TotSt 100.901.62 6.5 60.6

VANGUARDINSTLFDS:

BalInst 45.850.43 3.4 44.2

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

DevMktsIndInst15.930.33 4.5 22.3

DevMktsInxInst24.900.52 4.5 22.3

EmMkInst r 35.361.11 11.6 31.1

EuroInst 33.420.61 3.3 18.0

ExDurTrsInst 41.83-0.38-9.1 42.5

ExtndInst 142.414.46 14.2 79.2

FTAlWldIst r 122.732.99 6.5 25.3

FTScinst 27.850.38 5.3 68.2

GrwthInst 138.371.92 6.1 95.9

InPrSeIn 11.560.00 0.2 21.2

InstIdx 347.874.41 4.9 56.9

InstPlus 347.894.41 5.0 56.9

InstTStIdx 78.811.27 6.5 61.3

InstTStPlus 78.801.26 6.5 61.3

ITBdInst 12.43-0.01-1.0 22.4

ITBdInstPI 12.43-0.01-1.0 22.5

LaCapInst 385.215.31 5.4 60.8

LTBdInst 15.79-0.05-4.9 32.9

LTBdInstPl 15.79-0.05-4.8 32.9

MidCpInst 61.171.58 8.0 54.2

MidCpIstPl 301.697.82 8.0 54.3

RealEstaInstl 19.650.32 5.5 36.4

Rs1000GrwIdxInst503.556.26 5.6 94.1

Rs1000Vl IdxInst247.574.57 5.7 29.1

Russ1000IdxInst358.895.50 5.7 60.8

Russ2000GrIxInst462.759.97 16.5 86.8

Russ3000Idx 358.175.72 6.3 60.7

SmCapInst 104.392.87 12.0 58.7

SmCapIstPl 301.308.27 12.0 58.7

SmGthInst 85.042.48 12.9 95.0

SmValInst 37.940.99 11.1 31.7

STBdIdxInstPl 10.850.00 0.0 11.9

STBDInst 10.850.00 0.0 11.9

STCorpIxInst p 27.670.00 0.1 14.0

STIGradeInst 11.020.00 0.1 13.2

STIPSIxins 25.830.03 0.8 12.1

STTresIdx 25.81-0.01 0.0 8.6

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

TotBdInst 11.44-0.02-1.3 17.8

TotBdInst2 11.28-0.02-1.4 17.5

TotBdInstPl 11.44-0.02-1.3 17.9

TotIntBdIdxInst34.72-0.07-1.0 15.7

TotStInst 100.961.63 6.6 61.2

TtlWrldIxInst p 200.943.88 6.2 43.3

TxMCaInst r 103.771.65 5.7 61.0

TxMSCInst r 86.533.03 16.2 49.2

ValueInst 48.540.66 4.6 29.1

VictoryFunds:

EstValA 44.08 NA NA NA

EstValI 44.12 NA NA NA

EstValR p 43.41 NA NA NA

FundFIncI 8.32 NA NA NA

SmCap Grwth p108.53 NA NA NA

SmCoOppI 51.71 NA NA NA

VirtusFunds:

CeredexLgCpVlEqI14.010.18 3.8 29.8

CeredexMdCpVlEqI13.010.22 5.2 30.9

GvSecUltShtBdI10.050.00 0.1 5.5

InnGrSt I 78.323.52 17.5270.3

VirtusFundsClA:

MidGrA 74.361.70 9.3163.8

MulSStA p 4.80 0.00 0.5 10.7

SmCapSusA 58.930.89 13.2139.8

StratGrA p 28.340.41 7.1 99.7

TactAllA p 13.670.14 3.6 59.7

VirtusFundsClI:

EmMktI 14.700.23 10.7 30.4

ForOppI 33.020.73 2.0 35.2

IntSmCapI 23.740.33 1.5 45.8

MulSStI 4.81 0.00 0.5 11.5

QualitySmCapI27.300.62 11.6 56.4

SmCapSusI 60.640.92 13.3141.7

SmCpCorI 49.440.72 6.8 77.1

VoyaFds:

GNMA A 8.56-0.01 0.1 11.9

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

GrOppI 59.171.25 5.3 80.6

InmdBdI 10.53-0.01-0.8 19.7

TRPGrEqI 115.831.71 8.0 86.2

WXYZ

Wasatch:

CoreGr n 101.163.09 10.6 94.4

IntlGr n 36.450.83 5.0 42.1

MicCap n 15.171.40 27.8211.2

SmCapGr n 63.912.37 12.4147.7

SmCapV n 10.270.23 13.1 45.8

UltraGr n 55.442.21 17.2207.1

WCM:

FcusEmgMk Inst21.970.65 10.8 79.4

FocInterGrFdInv26.490.89 7.7 79.1

WCMFocusFunds:

WCMFocIntlGrwIns26.660.90 7.7 80.3

WeitzFunds:

PIIIOpp 16.150.08 4.4 42.1

ShtDurIncInst 12.450.01 0.6 10.3

ValueInv n 53.321.13 5.4 56.2

WellsFargoAdvAdmi:

DiscvAdm 55.332.18 11.0132.6

Growth 57.421.32 9.8120.9

WellsFargoAdvClA:

AstAllA p p 16.22 NA NA NA

CmStkA p p 23.030.60 6.7 44.7

DivCapBldr 12.480.22 4.6 41.5

IdxAstAllA 41.350.32 2.4 40.0

OmegaGwth 78.541.84 6.7103.7

OpptyA 51.590.67 3.7 54.8

PremLgCoGrthA18.530.53 9.8100.1

SpecTech 21.210.78 11.7147.5

SpSmCpValA p p40.101.17 13.0 30.6

StrMunA 9.36 0.02 0.7 10.9

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

WellsFargoAdvInst:

CoreBd 13.29-0.02-1.1 18.8

Growth 64.731.49 9.8122.3

MdCpVal 45.800.88 5.8 33.3

ShDurGovBdI 9.84 0.00 0.1 9.1

UlStInc 8.62 0.00 0.1 8.5

UlStMuInc 9.62 0.00 0.2 4.7

WesternAsset:

CoreBondA 13.47 NA NA NA

CoreBondI 13.47 NA NA NA

CoreBondIS 13.49 NA NA NA

CorePlusBdA 12.39 NA NA NA

CorePlusBdI 12.41 NA NA NA

CorePlusBdIS 12.40 NA NA NA

IntermedBdI 11.35 NA NA NA

IntermTermMuniA 6.62 NA NA NA

IntermTermMuniI 6.62 NA NA NA

ManagedMuniA16.87 NA NA NA

ManagedMuniI16.90 NA NA NA

ShortTermBdIS 3.96 NA NA NA

SMAShCrPlCp n 9.40 NA NA NA

SmashSerC n 9.78 NA NA NA

SmashSerM n 11.23 NA NA NA

TotalRetUnconI10.86 NA NA NA

Westwood:

IncomeOppI 13.470.10 3.1 28.9

WilmingtonFunds:

BroadMktBdInst10.26-0.02-1.1 17.1

Intl Inst 10.57 NA NA NA

LgCpStrInst 28.540.44 5.7 59.8

WmBlairFundsClI:

IntlGthI r 42.831.39 8.0 55.3

SmMidI r 39.541.55 12.6 89.4

WmBlairFundsInst:

IntlGth 22.010.72 8.1 56.6

WmBlairFundsR6:

EmgMktGth 21.690.75 15.1 65.7

Mutual Funds Data provided by

CONFERENCECALLCALENDAR

Earnings-Related

Company Date Time Earnings-RelatedPeriod

AdvanceAutoParts February16 8:00AM Q4

AgilentTechnologies February16 4:30PM Q1

Albemarle February18 9:00AM Q4

AllegionPLC February16 8:00AM Q4

AlliantEnergy February19 1:00PM Q4

Ameren February19 10:00AM Q4

AnalogDevices February17 10:00AM Q1

AristaNetworks February18 4:30PM Q4

CabotOil&Gas February19 9:30AM Q4

CFIndustries February18 9:00AM Q4

CVSHealth February16 8:00AM Q4

Deere&Co February19 10:00AM Q1

DTEEnergy February19 9:00AM Q4

Ecolab February16 1:00PM Q4

Flowserve February19 11:00AM Q4

GenuineParts February17 11:00AM Q4

HenrySchein February17 10:00AM Q4

HiltonWorldwide February17 10:00AM Q4

HormelFoods February18 9:00AM Q1

IPGPhotonics February16 10:00AM Q4

LKQ February18 8:00AM Q4

MarriottInternational February18 8:30AM Q4

Mosaic February18 11:00AM Q4

NewmontCorporation February18 10:00AM Q4

NiSource February17 11:00AM Q4

OccidentalPetroleum February17 11:00AM Q4

PioneerNaturalResources February18 10:00AM Q4

PPL February18 11:00AM Q4

VulcanMaterials February16 11:00AM Q4

WasteManagement February18 10:00AM Q4

WestPharmaceuticalServices February18 9:00AM Q4

WestinghouseAirBrakeTechnologies February18 8:30AM Q4

Zoetis February16 8:30AM Q4

Source:CCBN,www.ccbn.com

Top5InsiderPurchasesbyCompanyin2021

Numberof Numberof Avg.

Company Symbol Insiders Shares $Value Price

YorkWater...................................................... YORW 15 877 39,030 $ 44.52

HamiltonBeachBrands................................. HBB 10 202,652 3,627,471 $ 17.90

NaccoIndustries............................................ NC 10 43,832 1,051,091 $ 23.98

BankOfSouthCarolina.................................. BKSC 9 20,364 332,049 $ 16.31

CompassDiversified ..................................... CODI 7 36,570 717,326 $ 19.62

Top5InsiderSalesbyCompanyin2021

Numberof Numberof Avg.

Company Symbol Insiders Shares $Value Price

Mongodb ........................................................ MDB 12 126,833 46,266,249 $ 364.78

AmericanWell................................................. AMWL 10 3,802,194 100,512,874 $ 26.44

MonolithicPowerSystems............................ MPWR 10 207,876 76,448,193 $ 367.76

TexasInstruments.......................................... TXN 10 144,927 24,709,756 $ 170.50

Carmax ........................................................... KMX 9 341,999 39,312,953 $ 114.95

DISTRIBUTIONS&OFFERINGS

SecondaryDistributionsofcommonstocks

Adicet Bio 9,230,770 $13.00 $120,000,010

Applied Therapeutics 3,000,000 $23.00 $69,000,000

Ares Capital 13,500,000 $18.12 $244,620,000

Autolus Therapeutics 14,285,715 $7.00 $100,000,005

Babcock & Wilcox Enterprises25,641,026 $5.85 $150,000,002

Biophytis 12,000,000 $16.75 $20,100,000

BridgeBio Pharma 3,000,000 $62.50 $187,500,000

Brookfield Renewable 15,000,000 $51.50 $772,500,000

Cleveland-Cliffs 60,000,000 $16.29 $977,400,000

Codiak BioSciences 2,750,000 $21.00 $57,750,000

ComSovereign 5,647,059 $4.25 $24,000,001

ConforMIS 80,952,381 $1.05 $85,000,000

Corvus Pharmaceuticals 8,571,429 $3.50 $30,000,002

Diffusion Pharmaceuticals 29,268,294 $1.03 $30,000,001

Ekso Bionics 3,902,440 $10.25 $40,000,010

EMCORE 5,787,037 $5.40 $31,250,000

Enlivex Therapeutics 2,296,107 $20.00 $45,922,140

Evoqua Water Technologies 16,382,793 $24.85 $407,112,406

ExOne 1,666,667 $54.00 $90,000,018

GeoVax Labs 1,440,000 $6.25 $9,000,000

GT Biopharma 4,300,000 $5.50 $23,650,000

Hall of Fame Resort & Entertainment12,244,897 $2.45 $29,999,998

Ideal Power 1,352,975 $17.00 $23,000,575

I-Mab 8,686,042 $54.00 $203,933,160

Infinity Pharmaceuticals 21,000,000 $3.80 $79,800,000

KalVista Pharmaceuticals 5,375,000 $36.00 $193,500,000

Leslie's 29,000,000 $26.00 $754,000,000

Liberty Oilfield Services 8,700,000 $11.45 $99,615,000

Lightspeed POS 8,400,000 $70.00 $588,000,000

Limbach 1,783,500 $12.00 $21,402,000

Mereo Biopharma 172,500,000 $2.90 $100,050,000

Oak Street Health 10,723,821 $56.00 $600,533,976

Onconova Therapeutics 25,000,000 $1.00 $25,000,000

Oncorus 3,000,000 $19.00 $57,000,000

OneMain 8,000,000 $53.00 $424,000,000

Option Care Health 17,250,000 $18.50 $319,125,000

Phunware 11,111,111 $2.25 $25,000,000

Polar Power 750,000 $18.00 $13,500,000

Protalix BioTherapeutics 7,608,695 $4.60 $34,999,997

Reliance Global 2,070,000 $6.00 $12,420,000

Sientra 5,410,628 $6.75 $36,521,739

SQZ Biotechnologies 3,000,000 $20.00 $60,000,000

Staffing 360 Solutions 21,855,280 $0.90 $19,669,652

TherapeuticsMD 59,500,000 $1.85 $110,075,000

Torchlight Energy Resources23,000,000 $1.20 $27,600,000

Travere Therapeutics 6,550,000 $26.75 $175,212,500

urban-gro 5,400,000 $10.00 $54,000,000

US Energy 984,000 $5.10 $5,018,400

Varonis Systems 2,307,693 $195.00 $450,000,135

VerifyMe 1,650,000 $5.30 $8,745,000

VolitionRX 3,809,524 $5.25 $20,000,001

Wynn Resorts 7,475,000 $115.00 $859,625,000

Youdao 7,000,000 $34.00 $238,000,000

Zomedica 91,315,790 $1.90 $173,500,001

Source:DealogicLLC,NewYorkCity;(212)577-4400.