Barron's - USA (2021-02-15)

M28 BARRON’S February 15, 2021

Nuv RealEst (JRS) .......................... A 10.19 9.00 – 11.7 – 10.6

Nuveen RlAsst Inc &Gro (JRI)-a ...... N 16.00 14.25 – 10.9 – 17.0

NuvS&P500DynOvFd (SPXX) ......... N NA 15.66 NA 0.1

NuvSP500BuyIncFd (BXMX) .......... N 14.13 12.87 – 8.9 1.6

PIMGlbStkPI (PGP)-a ...................... N NA 10.42 NA – 7.0

ReavesUtilityIncome (UTG) ............ A 32.13 32.87 + 2.3 – 11.8

RMR Mortgage Trust(RMRM) ........ A NA 12.78 NA – 39.7

Salient Midstream &MLP (SMM) ... N 6.58 4.89 – 25.7 – 27.8

TortoiseEnergy Ind (NDP) .............. N 20.21 15.86 – 21.5 – 44.1

TortoiseEnrgy InfraCrp (TYG) ........ N 30.94 23.65 – 23.6 – 62.7

TortoiseEss AsstInc Tm (TEAF) ..... N 16.89 13.95 – 17.4 – 9.95

TortoiseMidstream Enrgy (NTG) .... N 32.62 25.09 – 23.1 – 73.4

TortoisePipelne &Enrgy (TTP) ....... N 24.25 19.07 – 21.3 – 59.2

TortoisePwr &Engy Infr (TPZ) ....... N 14.70 11.90 – 19.0 – 20.7

VAGIAI &Tech Opptys (AIO)-a ......... N 30.62 29.46 – 3.8 61.2

VDivInt&PremStr (NFJ) .................. N 16.09 13.90 – 13.6 10.5

WellsFargo Ut& Hi Inc (ERH)-a ....... A 12.40 12.82 + 3.4 – 10.7

Income&PreferredStockFunds

CalamosStratTot (CSQ)-a ................ N 16.74 16.77 + 0.2 26.9

CohenStrsLtdDurPref&Inc (LDP)-a. N 26.10 25.65 – 1.7 0.5

CohenStrsSelPref&Income (PSF)-a. N 26.81 27.59 + 2.9 – 7.6

CohenStrsTaxAvPreSecs&I (PTA)-a N 25.62 25.12 – 2.0 NS

Del Div& Inc (DDF) ......................... N 10.21 9.71 – 4.9 – 32.1

Dividend and Income(DNIF) ........... O 17.67 11.96 – 32.3 – 0.2

FirstTrIntDurPref&Inc (FPF) ........... N 24.50 23.92 – 2.4 4.4

GabelliGo Anywhere Tr (GGO) ........ N 15.88 NA NA NA

JHanPrefInc (HPI)-a ........................ N 19.68 19.23 – 2.3 – 12.1

JHPrefIncII (HPF)-a ......................... N 19.36 19.02 – 1.8 – 9.1

HnckJPfdInco III (HPS)-a ................ N 17.32 17.01 – 1.8 – 6.1

J HanPrm (PDT)-a ........................... N 13.65 14.12 + 3.4 – 17.0

LMP CapInco (SCD) ........................ N NA 12.28 NA – 11.4

Nuveen Pref& I 2022 Trm(JPT)-a .... N 24.50 24.55 + 0.2 1.7

Nuveen Pref& Inc Opp(JPC)-a ........ N 9.73 9.27 – 4.7 – 5.7

Nuveen Fd (JPS)-a ........................... N 9.79 9.53 – 2.7 – 1.6

Nuveen Pref& Inc Term(JPI)-a ........ N 24.87 24.24 – 2.5 – 1.5

Nuveen TxAdvDivGr(JTD) .............. N 16.42 14.38 – 12.4 – 12.4

TCWStrat Income (TSI) .................. N NA 5.67 NA 0.6

ConvertibleSec's.Funds

AdvntCnvrtbl&IncFd (AVK)-a ........... N NA 17.92 NA 23.9

Bancroft Fund Ltd (BCV) ................. A 36.08 35.67 – 1.1 48.6

CalamosConvHi(CHY)-a .................. N 17.01 15.80 – 7.1 42.6

CalmosConvOp (CHI)-a ................... N 16.11 14.91 – 7.4 41.2

Ellsworth G&I Fund Ltd (ECF) .......... A 16.09 17.04 + 5.9 59.5

GabelliConv Sec (GCV) ................... N 7.47 6.77 – 9.4 24.3

HiIncBd(PCF) ................................. N NA 8.67 NA 2.7

VAGI Conv& Inc II (NCZ)-a .............. N 6.02 5.31 – 11.8 11.6

VAGI Conv& Inc (NCV)-a ................. N 6.71 5.97 – 11.0 10.6

52Week

Stock Market Prem Market

FundName(Symbol) Exch NAV Price /Disc Return

VAGI Con &Inc 2024 (CBH)-a .......... N 10.81 10.10 – 6.6 8.9

VAGI DvsInc & Conv (ACV)-a ........... N NA 35.66 NA 48.0

VAGI Eqty &Conv Inc (NIE) ............. N 33.22 29.70 – 10.6 30.6

WorldEquityFunds

AbrdnAusEq (IAF) ........................... A 6.21 5.53 – 11.0 12.0

Aberdeen Emg Mkts Eq Inc (AEF) .... A 10.37 8.97 – 13.5 20.8

Aberdeen GlblDyn Div(AGD) .......... N 12.57 11.18 – 11.1 13.3

Aberdeen Japan Equity (JEQ) .......... N 11.19 9.80 – 12.4 31.4

Aberdeen Tot DynDiv (AOD) ........... N 10.72 9.42 – 12.1 11.1

BlackRock Capital Alloc (BCAT) ...... N 21.47 23.02 + 7.2 NS

Calamos GloDynInc (CHW)-a ........... N 10.49 10.22 – 2.6 27.1

Cdn Genl Inv (CGI)-y ........................ T 55.98 38.60 – 31.0 43.5

Central and EasternEuro (CEE) ....... N 28.92 25.23 – 12.8 – 3.7

China (CHN) ................................... N 38.29 34.44 – 10.1 73.2

Delaware Enh GlDiv &In (DEX) ....... N 10.93 9.84 – 10.0 – 0.2

EV TxAdvGlbDivInc (ETG) ............... N 20.59 18.58 – 9.8 6.4

EtnVncTxAdvOpp (ETO) ................. N 28.30 26.07 – 7.9 6.7

Economic Inv Tr (N/A)-cy ................. T 165.38 116.60 – 29.5 10.8

European Equity Fund Inc (EEA) ...... N 12.20 10.49 – 14.0 11.8

FirstTrAbEmergOp (FEO) ................ N 17.14 15.45 – 9.9 17.9

FirstTr Dyn EuroEq Inc (FDEU) ....... N 13.95 12.15 – 12.9 – 13.8

GabelliGl Sm&MidCp Val (GGZ) ..... N 16.38 13.80 – 15.8 24.7

GabelliMultimedia (GGT)-h ............. N 9.25 9.37 + 1.3 32.6

GDL Fund (GDL) ............................. N 10.88 9.00 – 17.3 1.8

Herzfeld Caribb(CUBA) .................. O 6.73 5.82 – 13.5 – 7.3

Highland GlobalAlloc (HGLB) ......... N 10.74 7.10 – 33.9 – 6.4

India Fund (IFN) .............................. N 24.23 21.21 – 12.5 17.7

J Han HdgdEty & Inc (HEQ) ............ N 13.13 11.58 – 11.8 – 13.6

JHancockTaxAdv GlSh Yld (HTY) ... N 6.56 5.84 – 11.0 – 9.8

Japan Smaller Cap (JOF) ................. N 10.70 9.36 – 12.5 11.1

Korea (KF) ...................................... N NA 44.13 NA 47.7

LazardGlbTotRetInc (LGI)-a ............. N 20.43 18.75 – 8.2 21.3

MexicoEqandIncmFd (MXE) ........... N 11.52 9.61 – 16.6 – 18.2

Mexico (MXF) ................................. N NA 13.60 NA – 3.2

Miller/Howard High Inc E (HIE) ....... N 9.41 8.41 – 10.6 – 19.4

MS ChinaShrFd (CAF)-J ................... N 26.44 22.40 – 15.3 20.0

MS India (IIF) .................................. N 27.62 23.76 – 14.0 14.2

New Germany (GF) ......................... N 23.66 20.50 – 13.4 48.0

New Ireland(IRL) ........................... N 13.20 10.59 – 19.8 11.5

RENN Fund (RCG) .......................... A NA 2.31 NA 35.0

Royce GlobalValue Trust (RGT) ...... N 15.45 13.91 – 10.0 28.5

Swiss Helvetia(SWZ) ..................... N 10.66 9.34 – 12.4 14.7

Templeton Dragon (TDF) ................ N 30.24 27.12 – 10.3 78.4

Templeton Em Mkt (EMF) ............... N 22.74 20.54 – 9.7 35.7

United CorpsLtd (UNC)-cy ............... T 176.71 107.00 – 39.4 8.4

Wells FargoGl DivOppty (EOD) ....... N 5.84 5.20 – 11.0 2.3

U.S.MortgageBondFunds

52Week

Stock Market Prem Market

FundName(Symbol) Exch NAV Price /Disc Return

BlckRk Income (BKT) ...................... N 6.22 6.13 – 1.4 6.6

First TrustMtge Inc (FMY) .............. N 14.37 13.75 – 4.3 5.1

Invesco HI2023 Tgt Term(IHIT)-a ... N 9.11 9.12 + 0.1 6.6

Invesco HI2024 Tgt Term(IHTA)-a .. N 9.50 9.27 – 2.4 5.8

NuveenMortgage and Inc (JLS)-a .... N NA 20.40 NA 4.6

NuveenMulti-Market Inc (JMM)-c ... N 7.85 7.24 – 7.8 4.4

VerticalCapital Income(VCIF) ........ N NA 10.33 NA 4.4

Western Asset Mtg Oppty(DMO) .... N NA 14.76 NA 10.5

InvestmentGradeBondFunds

Angel OakDynmc FS I Trm (DYFN)-a N 20.42 18.56 – 9.1 NS

Angel OakFS Inc Trm(FINS)-a ......... N 18.58 17.41 – 6.3 7.2

BlRck CoreBond (BHK) .................. N 16.33 16.22 – 0.7 5.1

BRCredit Alloc Inc (BTZ) ................. N 15.76 15.02 – 4.7 6.7

BREnhcd Govt(EGF) ...................... N 13.29 13.15 – 1.1 3.7

Insight Select Income (INSI) ........... N 21.79 21.72 – 0.3 3.8

InvescoBond (VBF)-a ....................... N 21.02 20.54 – 2.3 3.5

J HanIncome (JHS) ........................ N 16.37 16.06 – 1.9 5.1

MFS Govt Mkts (MGF) .................... N 4.66 4.54 – 2.6 7.7

MFS Intmdt (MIN) .......................... N 3.91 3.81 – 2.6 8.9

Western Asset Inf-LkInc (WIA) ....... N NA 12.99 NA 6.0

Western Asset Inf-LkO&I (WIW) .... N NA 12.54 NA 3.1

WAInvestment Grade Inc(PAI) ....... N NA 16.05 NA 3.8

WesternAssetPremBd (WEA) ......... N NA 14.41 NA 5.6

Westn AsstIG Def OppTr (IGI) ........ N NA 22.13 NA 3.8

LoanParticipationFunds

Apollo Senior Floating (AFT)-a ......... N NA 14.70 NA 6.8

BRDebt Strategy(DSU) .................. N 11.76 10.83 – 7.9 7.8

BRF/R Inc Str (FRA) ....................... N 14.07 12.85 – 8.7 7.4

BlackRock FloatngRt Inc (BGT) ...... N 13.65 12.38 – 9.3 7.4

Blackstone Lng-Sh CrInc (BGX) ..... N 15.40 14.15 – 8.1 8.6

Blackstone Sr Fl RtTm (BSL) .......... N 16.34 14.84 – 9.2 7.4

Blackstone Strat Cr(BGB) ............... N 14.60 13.25 – 9.2 8.4

BNY Mellon Alct GCI2024 (DCF)-a ... N 9.32 9.04 – 3.0 7.0

Eagle Point Credit(ECC)-a ................ N NA 11.55 NA 11.1

Eagle Point Income (EIC)-a .............. N NA 15.31 NA 7.1

Eaton Vance F-R 2022 TT (EFL)-a ..... N 9.33 9.31 – 0.2 5.0

EtnVncFltRteInc (EFT) .................... N 14.65 13.96 – 4.7 5.7

EtnVncFltRteIncPlus (EFF) .............. N 16.68 15.95 – 4.4 5.0

EV SenFlRtTr (EFR) ......................... N 14.43 13.57 – 6.0 6.1

EVSnrIncm (EVF)-a .......................... N 6.89 6.58 – 4.5 6.0

First Eagle SeniorLoan (FSLF) ........ N 15.91 14.39 – 9.6 7.0

FT/SrFltg RteInc 2 (FCT) ................ N 12.88 11.91 – 7.5 9.99

FT/SrFltg Rte2022 TgTr (FIV) ......... N 9.63 9.26 – 3.8 2.4

Highland Income(HFRO) ................ N 13.46 10.77 – 20.0 9.0

InvDYCrOpp(VTA)-a ....................... N 11.98 11.07 – 7.6 8.2

InvSnrIncTr (VVR)-a ........................ N 4.56 4.17 – 8.6 6.3

NuveenCredit Strat Inc (JQC)-a ........ N NA 6.42 NA 15.8

NuvFloatRateIncFd (JFR)-a .............. N NA 9.31 NA 6.6

NuvFloatRteIncOppty (JRO)-a ......... N NA 9.27 NA 6.5

NuveenSenior Income (NSL)-a ........ N NA 5.48 NA 7.1

NuveenSht Dur CrdtOpp (JSD)-a .... N NA 13.72 NA 6.8

PionrFltRate Tr (PHD) ..................... N 11.70 11.02 – 5.8 6.9

HighYieldBondFunds

Aberdeen IncCredit Str (ACP) ......... N 11.58 11.19 – 3.4 12.2

AllianceBernGlHiIncm (AWF) .......... N 13.05 11.86 – 9.1 6.7

Barings GlbSDHY Bd (BGH) ........... N 17.24 15.68 – 9.0 8.8

BRCorporate HY(HYT) .................. N 12.21 11.54 – 5.5 8.4

BlackRock Ltd DurInc (BLW) .......... N 17.22 16.02 – 7.0 7.5

BNY Mellon HiYield Str(DHF) ......... N 3.31 3.04 – 8.2 8.8

Brookfield RealAsst Inc (RA)-a ........ N 20.01 19.18 – 4.1 12.8

CrSuisHighYld (DHY) ..................... A 2.57 2.38 – 7.4 8.7

CSAM Income Fd (CIK) ................... A 3.48 3.27 – 6.0 8.4

DoubleLineInc Sol (DSL)-a .............. N 18.22 17.36 – 4.7 10.4

DoubleLineYld Opps (DLY)-a .......... N 20.45 19.55 – 4.4 NS

EV2021TgtTm (EHT)-a .................... N 9.91 9.86 – 0.5 3.4

First TrHi IncLng/Shrt (FSD) .......... N 16.61 15.12 – 9.0 8.8

First TrustHY Opp:2027(FTHY) ...... N 21.49 19.85 – 7.6 NS

Franklin Univ(FT) ........................... N 8.60 7.53 – 12.4 5.2

InvHighIncTrII (VLT)-a .................... N 15.15 13.81 – 8.8 8.4

IVY HIGH INCOME OPP(IVH)-a ....... N 14.87 13.43 – 9.7 8.7

MFS IntmdHgInc(CIF) .................... N 2.50 2.63 + 5.2 9.0

NeubHgYldStrt(NHS) ..................... N 12.76 12.36 – 3.1 9.2

New Amer HiInc (HYB)-a ................. N 9.92 8.96 – 9.7 7.3

NexPointStratOppty (NHF) ............. N 18.95 11.09 – 41.5 9.7

NuveenCI 2023Target (JHAA)-a ...... N 10.08 9.91 – 1.7 5.3

NuveenCI Nov2021 Tgt (JHB)-a ...... N 9.47 9.37 – 1.1 3.9

NuveenCrdt Opps 2022 TT (JCO)-a .. N 8.30 8.32 + 0.2 6.8

NuveenGlobal HighInc (JGH)-a ....... N 17.08 15.70 – 8.1 7.1

PGIM GlobalHigh Yield (GHY)-a ...... N 16.64 14.87 – 10.6 8.7

PGIM HighYield Bond (ISD)-a .......... N 17.18 15.57 – 9.4 8.3

PGIM Sh DurHi Yld Opp (SDHY)-a ... N 20.06 NA NA NS

PioneerHilncmTr (PHT) .................. N 9.63 9.46 – 1.8 8.3

WellsFargo Income Oppty(EAD)-a .. A 9.13 8.32 – 8.9 8.4

WstAstHIF II (HIX) .......................... N NA 6.96 NA 8.6

Western Asset HiInc Opp(HIO) ...... N NA 5.05 NA 7.9

Western Asset HiYld DO (HYI) ....... N NA 15.44 NA 7.5

OtherDomesticTaxableBondFunds

Friday,February12,2021
GeneralEquityFunds
Adams Diversified Equity (ADX)-a .... N 20.96 18.04 – 13.9 16.0
Boulder Growth& Income(BIF) ...... N 14.21 11.60 – 18.4 2.9
Central Secs (CET)-c ........................ A 43.23 36.00 – 16.7 15.6
CohenStrsCEOppFd (FOF)-a ............ N 13.28 13.22 – 0.5 5.9
Eagle Capital Growth (GRF)-c ........... A NA 7.81 NA 2.7
EVTxAdvDivIncm (EVT) .................. N 25.88 24.21 – 6.5 0.5
Equus II (EQS) ................................ N NA 1.94 NA 4.8
Foxby Corp.(FXBY) ........................ O 3.97 NA NA NA
GabelliDiv&IncTr (GDV)-a ................ N 26.22 22.83 – 12.9 10.7
GabelliEquity Tr(GAB)-h ................. N 6.19 6.47 + 4.5 18.3
GeneralAmer (GAM) ....................... N 45.95 38.66 – 15.9 7.5
JHancockTaxAdvDiv (HTD)-a .......... N 22.85 21.36 – 6.5 – 16.8
LibertyAll-Star Equity (USA) ........... N 7.62 7.39 – 3.0 17.7
LibertyAll-Star Growth(ASG)-h ....... N 8.59 9.17 + 6.8 56.4
NuvTaxAdvTRStrat (JTA) ............... N NA 10.04 NA – 8.8
RoyceMicro-Cap Tr (RMT) ............. N 14.23 12.11 – 14.9 49.2
RoyceValue Trust(RVT) ................. N 20.83 18.18 – 12.7 30.2
Source Capital(SOR)-a .................... N 47.40 42.04 – 11.3 7.0
Special Opportunities (SPE) ............ N NA 14.97 NA 10.9
Sprott Focus Trust(FUND) .............. O 8.90 7.76 – 12.8 14.3
Tri-Continental (TY) ........................ N 35.35 30.99 – 12.3 13.9
SpecializedEquityFunds
AberdeenGlb Prem Prop(AWP) ..... N 6.11 5.49 – 10.1 – 13.1
AberdeenStd GlInfra I (ASGI) ......... N 22.01 19.92 – 9.5 NS
Adams Natural Resources (PEO)-a ... N 15.48 13.06 – 15.6 – 9.0
ASA Gold &Prec Met Ltd (ASA) ....... N 25.01 21.54 – 13.9 57.4
BREnh C&I (CII) ............................. N 19.97 18.29 – 8.4 10.4
BlackRock Energy& Res(BGR) ...... N 8.79 7.99 – 9.1 – 25.1
BlackRock Eq Enh Div(BDJ) ........... N 9.64 8.66 – 10.2 – 2.9
BlackRock Enh GlblDiv (BOE) ......... N 12.38 10.95 – 11.6 6.3
BlackRock Enh Intl Div(BGY) .......... N 6.55 5.91 – 9.8 9.1
BlackRock HlthSci Tr II (BMEZ) ...... N 32.95 30.68 – 6.9 48.6
BlackRock HlthSciences (BME) ...... N 46.77 48.90 + 4.6 17.9
BlackRock Res&Comm (BCX) ....... N 8.91 8.59 – 3.6 20.5
BlackRock Sci&TechTr II (BSTZ) .... N 43.99 40.30 – 8.4 94.8
BlackRock Sci&TechTrust (BST) .... N 57.65 61.14 + 6.1 81.3
BlackRock UtlInf & Pwr (BUI) ......... N 24.50 26.41 + 7.8 21.8
CBRE ClrnGlbRlEst(IGR) ................ A 8.34 7.25 – 13.1 – 5.9
CLEARBRIDGE ENGY MDS OPP (EMO) N NA 16.61 NA – 55.0
CLEARBRIDGE MLP&MDSTM TR (CTR) N NA 18.18 NA – 51.7
ClearBridge MLP & Midstm(CEM) .. N NA 21.19 NA – 56.7
CntrCst Brkfld MLP&EI(CEN) ......... N 13.61 10.36 – 23.9 – 79.1
ChnStrInfr (UTF)-a ........................... N 24.89 26.84 + 7.8 5.9
COHEN& STEERS MLPINC&E (MIE)-a N 3.13 2.94 – 6.1 – 53.8
Cohen&SteersQualInc(RQI)-a ......... N 13.63 13.00 – 4.6 – 1.4
Cohen&Steers TotRet (RFI)-a .......... N 13.40 14.00 + 4.5 – 1.3
CohenStrsREITPrefInc (RNP)-a ....... N 24.14 23.36 – 3.2 0.3
Columbia Sel Prm Tech Gr (STK)-a ... N 31.85 31.09 – 2.4 38.0
CushingMLPTotRet(SRV)-d ............ N 31.15 23.83 – 23.5 – 31.6
Cushing NextGen Inf Inc (SZC) ........ N 54.22 41.97 – 22.6 – 7.2
DNP Select Income (DNP) .............. N NA 10.30 NA – 14.1
Duff&Ph Uti&Infra IncFd (DPG) ...... N 13.36 13.30 – 0.4 – 4.8
Duff&Ph Sel MLP&MS Engy (DSE). N 7.18 6.78 – 5.6 – 79.7
EtnVncEqtyInc (EOI) ....................... N 17.56 16.71 – 4.8 10.3
EtnVncEqtyIncoII (EOS) ................. N 22.49 22.59 + 0.4 28.6
EVRskMnDvsEqInc (ETJ) ............... N 10.34 10.63 + 2.8 20.2
ETnVncTxMgdBuyWrtInc (ETB) ..... N 14.94 14.97 + 0.2 – 2.7
EtnVncTxMgdBuyWrtOpp (ETV) ..... N 14.88 15.36 + 3.2 11.5
EvTxMnDvsEqInc (ETY) ................. N 13.20 12.61 – 4.5 7.0
EtnVncTxMgdGlbB(ETW) .............. N 10.56 9.95 – 5.8 4.8
EVTxMnGblDvEqInc (EXG) ............. N 9.71 9.01 – 7.2 9.7
FirstTrust Energy Inc G(FEN) ......... A 13.04 12.13 – 7.0 – 35.2
FirstTr Enhanced Eq (FFA) .............. N 19.41 17.98 – 7.4 11.0
FirstTr Specialty Fn (FGB) ............... N 3.82 3.62 – 5.2 – 34.4
FirstTrEnergyInfra (FIF) .................. N 13.07 11.38 – 12.9 – 28.6
FirstTrMLPEner&Inc (FEI) .............. N 7.27 6.42 – 11.7 – 36.5
Gab GlUtil &Inc (GLU)-ah ................ A 19.94 19.09 – 4.3 5.4
GabelliHealthcare (GRX)-h .............. N 14.45 12.40 – 14.2 11.1
Gab Utility(GUT)-ah ......................... N 4.11 8.12 + 97.6 21.7
GAMCOGlGold&NatRes (GGN)-a ..... A 3.98 3.55 – 10.8 – 3.9
GAMCO NR GLD & INCTR (GNT)-a .. N 5.93 5.13 – 13.5 – 5.6
J HanFinl Opptys(BTO) .................. N 32.59 33.83 + 3.8 5.4
Macquarie/FirstTr Gl(MFD) ............ N 10.02 9.15 – 8.7 – 11.4
Madison CovCall &Eq Str(MCN) .... N 7.44 7.16 – 3.8 20.6
Neuberger BrmnMLP &EI (NML) ... N 5.15 3.87 – 24.9 – 38.3
NubrgrRlEstSec (NRO) ................... A 4.61 4.31 – 6.5 – 20.1
Nuv Dow 30 DynOverwrite (DIAX) .. N 16.98 15.11 – 11.0 – 8.4
NuvCorEqAlpha (JCE) ..................... N 15.98 14.60 – 8.6 2.5
NuveenDiversDiv&Inc (JDD) .......... N NA 9.04 NA – 10.7
Nuveen Nasdaq 100 DynOv (QQQX) N 28.24 26.97 – 4.5 15.3

Weekly Closed-End Funds

TRACKING CLOSED - END FUNDS

The Herzfeld Closed-End Average measures 15 equally-weighted closed-end funds based in the U.S. that invest principally in

American equities. The net assest value is a weighted average of the funds' NAVs. Source: Thomas J. Herzfeld Advisors Inc., Miami.

305-271-1900/www.herzfeld.com

60000

53100

46200

39300

32400

25500

18600

2Q 20 3Q 20 4Q 20 1Q 21

*Herzfeld

Closed-End

Average

Dow Industrials

64300

57600

50900

44200

37500

2Q 3Q 4Q 1Q

Net Asset Value

-4

-7

-10

-13

-16

2Q 20 3Q 20 4Q 20 1Q 21

% Disc/Prem From Net Asset Value

52Week
Stock Market Prem Market
FundName(Symbol) Exch NAV Price /Disc Return

52Week

Stock Market Prem Market

FundName(Symbol) Exch NAV Price /Disc Return

12mos

Stock Market Prem Yield

FundName(Symbol) Exch NAV Price /Disc 1/29/21

No Signs of Slowing:The Herzfeld Average and the Dow continued on their paths

to new highs, gaining 1.9% and 1.2%, respectively for the week ended Thursday.

Both Congress and the Fed signaled the need for more stimulus.

Data provided by

a-NAV and market price are ex dividend. b-NAV is fully diluted. c-

NAV is as of Thursday’s close. d-NAV is as of Wednesday’s close.
e-NAVassumesrightsofferingisfullysubscribed.f-Rightsoffering

inprocess.g-Rightsofferingannounced.h-Lipperdatahasbeenad-
justed for rights offering. j-Rights offering has expired, but Lipper

data not yet adjusted. l-NAV as of previous day. o-Tender offer in
process. Source: Lipper

Market SentimentLAST+1.66

Citigroup Panic/Euphoria Model

-2.1

-1.4

-0.7

0

0.7

1.4

J F M A M J J A S O N D JF

Euphoria

Panic

The panic/euphoria model is a gauge of investor sentiment. It identifies "Panic" and "Euphoria" levels which are statistically driven buy and

sell signals for the broader market. Historically, a reading below panic supports a better than 95% likelihood that stock prices will be

higher one year later, while euphoria levels generate a better than 80% probability of stock prices being lower one year later.

Source: Citigroup Investment Research - US Equity Strategy

2.1

1.5

1.4

1.3

1.2

1.1

1.0

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

Q2

18

Q3 Q4 Q1

19

Q2 Q3 Q4 Q1

20

Q2 Q3 Q4 Q1

21

THREE YEAR TED SPREAD

Friday's Close 0.16

TED Spread = 3-mth LIBOR – 3-mth T-bill rate