The Economist February 20th 2021
Graphic detail Monarchy and genetics
73
The reign in Spain
K
ing charles iiof Spain had an under-
bite so extreme he could not chew, a
tongue too big to speak clearly and a body
so weak he struggled to support his weight.
“The Story of Civilisation”, a history of the
West, said he was “always on the verge of
death but repeatedly baffling Christendom
by continuing to live”. When he died in
1700 aged 38, the coroner found his body
“did not contain a single drop of blood; his
heart was the size of a peppercorn; his
lungs corroded; his intestines rotten and
gangrenous; he had a single testicle, black
as coal, and his head was full of water.”
Charles was more inbred than an aver-
age child of a brother-sister pairing: his
parents, both born to first cousins, were
uncle and niece. And Spain fared poorly
under his reign. His failure to produce an
heir set off a war that cost the country parts
of modern Belgium and Italy.
Was Spain’s misfortune under Charles a
coincidence? Its power was already in de-
cline beforehand. Perhaps a different king
would have done even worse. Determining
how much credit or blame to assign to rul-
ers for their countries’ fates has long been
seen as an unresolvable debate. But a re-
cent working paper by Nico Voigtländer
and Sebastian Ottinger of the University of
California at Los Angeles argues that lead-
ers’ impact can indeed be isolated—thanks
to the genomes of kings like Charles.
For centuries, European nobles often
married close relatives. This practice, at
which Charles’s Habsburg clan excelled,
kept power and titles closely held. It also
led to the copying of recessive genes,
which can cause rare diseases and reduce
cognitive ability. In theory, each round of
inbreeding should have made monarchs
slightly stupider—and thus worse at their
jobs. This yields a natural experiment. As-
suming that countries’ propensity for in-
cest did not vary based on their political
fortunes, the periods in which they had
highly inbred (and probably dim-witted)
leaders occurred at random intervals.
The authors analysed 331 European
monarchs between 990 and 1800. They
first calculated how inbred each ruler was,
and then assessed countries’ success dur-
ing their reigns using two measures: histo-
rians’ subjective scores, and the change in
land area controlled by each monarch. The
authors only compared each ruler against
their own country’s historical averages.
Sure enough, Spain’s tailspin under
Charles was predictable. Countries tended
to endure their darkest periods under their
most inbred monarchs, and enjoy golden
ages during the reigns of their most genet-
ically diverse leaders. The change in their
land areas tended to be about 24 percent-
age points greater under their least inbred
rulers than under their most inbred ones.
Incestuous monarchs and fluid borders
sound remote from modern politics. Yet
the study’s finding—rulers who preside
over setbacks tend to be relatively unintel-
ligent—has timeless implications. Voters
may overestimate governing parties’ influ-
ence over what happens on their watch.
But absolving leaders of responsibility en-
tirely would probably be a worse error.
Data on inbred nobles boost the case
for a leader-driven theory of history
Philip of
Castile
b.1478-d.1506
Joanna of
Castile
b.1479-d.1555
Isabella of
Portugal
1503-39
Charles V HRE*
(Charles I of Spain)
1500-58
Ferdinand I
HRE*
1503-64
Anna of Bohemia
and Hungary
1503-47
Isabella of
Austria
1501-26
Christian II
of Denmark
1481-1559
Philip II
of Spain
1527-98
Maria
of Spain
1528-1603
Maximilian II
HRE*
1527-76
Charles II
of Austria
1540-90
Anna of
Austria
1528-90
Albert V, Duke
of Bavaria
1528-79
Christina
of Denmark
1522-90
Francis I, Duke
of Lorraine
1517-45
Anna of
Austria
1549-80
Maria Anna
of Bavaria
1551-1608
William V,
Duke of Bavaria
1548-1626
Renata of
Lorraine
1544-1602
Philip III
of Spain
1578-1621
Margarita
of Austria
1584-1611
Ferdinand II
HRE*
1578-1637
Maria Anna
of Bavaria
1574-1616
Philip IV
of Spain
1605-65
Maria Anna
of Spain
1606-46
Ferdinand III
HRE*
1608-57
Mariana
of Austria
1634-96
Charles II of Spain 1661-1700
*Holy Roman Emperor †Qualitative assessments from Frederick
Adams Woods’s “The Influence of Monarchs”. Scored from -1 to +1
before comparison with country averages ‡Probability that both
copies of any given gene are identical (offspring of siblings=25%),
%-point difference from country average §Change in natural log
Source: “The effect of European monarchs on state performance”,
by S. Ottinger & N. Voigtländer, NBER working paper, 2020
→ The Habsburg noble family were the kings and queens of much of Europe—and of inbreeding
The ancestry of Charles II of Spain Amount of inbreeding v subjective assessment
of ruler ability†, relative to country average, 990-1795
Amount of inbreeding v change in European land
area controlled by ruler§, relative to country average
1100-1795
First cousins marry
Marriage
Siblings
Second cousins marry
Uncle/niece marry
Habsburg rulers
Charles II Spain
Charles II
Spain (^) -0.1
-0.2
0
0.1
0.2
-5 0 5 10
Amount of inbreeding‡
Maria Theresa Austria
Maria
Theresa
Austria
Henry II France
Henry II
France
Adolphus Frederick
Sweden
Adolphus Frederick
Sweden
Henry VIII England
Henry VIII England
-1.0
-1.5
-0.5
0
0.5
1.0
-5 0 5 10 15 20
15 20
Amount of inbreeding‡
Change in area ruled §
Ruler ability†
Averaged values
Selected individual rulers