February22, 2021 BARRON’S M11
MixedMessageson RetailSales
Eq Strat:The Week in 60 Seconds
Wells Fargo
wellsfargo.com
Feb. 19:RetailSurged...Januaryretailsales
surged5.3%—wellaheadof the consensus
estimateof +1.1—withgainsacrossall store
types,notablyrestaurants(+7%,led by take-
out) and electronics(+15%). As notedby our
EconGroup,this “representedthe biggest
one-monthsurgein outlayssincethe startof
thesummerspendingspreein June. Note to
self: Don’t bet againstthe U.S.consumer.”
...ButWalmartCautious:The enthusi-
asm fromJanuary’s retailnumbersshould
be curbed,at leastaccordingtoWalmart.
The world’slargestretailer (fiscal-202 1
sales:$559billion,or largerthanall but 21
countries’gross domesticproduct)said that,
excludingdivestitures,fiscal-2022salesare
expectedto be up only by low-singledigits,
and earningsper sharecouldbe flat to up
slightly. Wage pressure,automationcosts,
and toughpandemic-drivencomps(e.g.,cus-
tomersno longerbuying45 rollsof toilet
paper on every trip to Sam’s Club) all are
headwinds to better EPS growth.
—CHRISTOPHERP.HARVEYANDTEAM
Biden’s Approachto ChinaTrade
GlobalFocus
Ned DavisResearch
ndr.com
Feb. 18:The ongoingtradewar betweenthe
U.S.and Chinaposesrisks.AJoe Biden
presidencydoesn’t eliminatetheserisks.Ad-
dressingthe pandemicis the U.S.adminis-
tration’s top priorityat this time,but its
tradeand politicalties with Chinacouldcome
to the forefrontoncethe U.S.economyis
backon track.Chinais awareof this, as new
leadershipmeansgreateruncertainty.
China’snews-based trade-policyuncer-
taintyindexsurgedto the second-highestlevel
on recordthe monthof the U.S. elections.It
has easedsincethen,but remainselevated.
As we’venotedin the past,PresidentBi-
den,whohas takenhis ownAmericafirst
stance,wouldlikelybe less abruptwithhis
approachwithChinathanformerPresident
Trump.At the sametime,he’sinnohurryto
removeexistingtariffs.He may use themas
abargainingtool to addresshuman-rightsis-
sues and/ordiscourageforcedpartnershipsof
U.S. companiestryingto do business in
China.Bidenis also moreof amultilateralist,
meaningthat he wouldformallianceswith al-
lies, whichin the long termcouldpotentially
be moredamagingto China’sexports.
—ALEJANDRAGRINDAL,PATRICKAYERS
Timeto Buy EnergyMLPs
Headlines
Cresset
cressetcapital.com
Feb.16:Frigidtemperaturesare gripping
the nation,fuelingralliesin the energycom-
plex.Brentcruderose 1.4%,to $63.30abar-
rel, aprepandemiclevel.Naturalgas, amain
sourceof homeheating,jumpedmorethan
4%....ExtremeweatherunderscoresCres-
set’sbeliefthatenergyinfrastructurede-
serves an allocation.Criticsarguethat the
Biden administration’s desire to promote
cleanenergyat the expenseof fossilfuelsis
abig-pictureimpedimentthat will quashthe
complex.We’re big believersin alternative
energy,also. Yetenergyinfrastructureis
cheapby virtuallyany measureand near-
term valuations arecompelling. Current
pricestradeat abit morethan10 timestrail-
ing earnings,theircheapestlevelsincethe
bottomof the financialcrisis.Today’sprice-
to-cash-flowratiopaintsasimilarpicture....
Energyinfrastructurealso offersgener-
ous yieldin an otherwiseimpecuniousincome
environment.The sectorcarriesa6.5% divi-
dendyield,substantiallyhigherthaneven
high-yieldbonds.Historyhas shownthat
energy’sdividendsaccountfor morethan
three-quartersof the sector’stotal return.
Admittedly,the sector’sprice performance
has flatlinedfor the past five years.The Ale-
rian EnergyInfrastructureIndexlost more
than 30%ofits valuelast year.Year to date,
however,the indexhas bouncedup 12%.
Masterlimitedpartnerships,constituting
half of the sector,tend to ebb and flow with
crudeprices.Unlessinvestorsbelievethat
priciercrudeis temporary,MLPs are trad-
ing about20%belowwhere$60-a-barrel
crudewouldsuggest.Evenapartialconver-
gencewould implyadouble-digitpricegain,
accordingto Cresset’s analysis.
—JACKABLIN
When(Fiscal)DovesFly
CIOWeeklyPerspectives
NeubergerBerman
neubergerberman.com
Feb.16:WhenJanet Yellen was chairof the
Federal ReserveandMarioDraghiwas
presidentofthe EuropeanCentralBank,
theyrepeatedlypointedout the limitsof
monetarypolicy,and urgedfiscalauthorities
to do theirpartto supportthe economy.
Remarkably, both former central bankers
are now in governmentleadershippositions
withtheirhandson the pursestrings.With
the dovesin charge,governmentspending
mayno longerbe on the sidelines.
Yellen,nowTreasurysecretaryin the
new Bidenadministration,said the U.S. was
still in adeep jobsrecession.Thiswould
lead to long-termeconomicscarringwithout
further fiscal stimulus, she added, and
shouldoverrideconcernsaboutinflation.
The Bidenstimuluspackage,worth$1.9 tril-
lion in its currentform,lookslikelyto be
passed via the “reconciliation” process.
Draghi looks set to become Italy’s new
primeminister,leadinganationalunitygov-
ernment,and his taskwill be to implement
reformsthat will enablethe countryto
spendits 200 billioneuroshareof the Euro-
pean Union’s coronavirusrecoveryfund.
Broad, vocal support for Draghi—not only
within Italy but also from Germany—
indicateshowfar Europe’sconsensushas
swung in favor of fiscal intervention....
Shouldthe plannedfiscalinterventions
come to pass,theycould supercharge a
vaccine-drivenrecoveryin economicactivity
and consumerspending....For the first time
in along while,marketsmay now havemore
potentialto be surprisedby growth,inflation,
and rateson the upsidethanthe downside.
—ERIKKNUTZEN
Infrastructure Boom?ThinkZinc
Articles
Aheadof the Herd
aheadoftheherd.com
Feb.12:Demandfor zinc is expectedto pick
up afterthe end of the ChineseNewYear,
andasfar as we can tell at AOTH, it can
only grow stronger.
Like copper,zinc is an importantmetal
forcivil infrastructurerenewal.President
Bidenis alreadyplanningwhatwe thinkwill
be amajor infrastructurespendingpackage,
aimedat the country’scrumblingfreeways,
bridges, airports, and water systems.
Recently,Bidenreportedlymet withfour
senators from both sidesofthe aisleto
discussapotentialinfrastructureprogram,
warningthat if the U.S. doesn’t addressthe
problem,Chinais “goingto eat our lunch.”
Beyondthe U.S.,thereis China’sBelt
and RoadInitiative,or BRI,consistingof a
vastnetworkof railways,pipelines,high-
ways,and portsthat extendswestthrough
the formerSovietrepublicsand southto
Pakistan,India,and SoutheastAsia.BRI
requires millions more metric tons of zinc,
along with other key infrastructure metals
such as copper, nickel, and aluminum.
In Europe,the EuropeanUnionwantsto
spendits way out of the pandemic,leading
witha“greenrecovery”pledgeworth€550
billion.Amongthe projectsthat couldbene-
fit fromthe fundsare low-carbonsteelpro-
ductionin Sweden(steelmakingrepresents
abouthalf of zinc consumption)and an
electric-vehiclebatteryfactoryin Poland.
The bullishcasefor zinc,then,is clearly
bolsteredby the greenand blacktopinfra-
structureprojectsthat haven’t evenbegun
to be rolledout.
—RICHARDMILLS
To be consideredfor this section,material,with
the author’s nameand address,shouldbe sent
to [email protected].
”Forthe first timein along while,marketsmaynowhavemorepotentialto be surprisedby growth,
inflation,and rateson the upsidethanthe downside. —ERIKKNUTZEN,NeubergerBerman
Market View
This commentary was issued recentlyby moneymanagers, research firms,
and market newsletterwriters and has beenedited by Barron’s.
BLACK
BLACK
M30 BARRON’SFebruary22, 2021
SCValT n 23.350.1510.014.6
VentureT n 110.14-1.26 8.9 68.8
JensenI :
JensenI 55.27-0.73-0.3 52.6
JensenQualGrJn:
JensenQualGrJn55.28-0.73-0.3 51.5
John Hancock:
500Index1 44.88-0.31 4.2 50.1
BondI 16.53-0.10-1.2 20.1
BondR6 16.56-0.10-1.1 20.5
CapApprNAV 22.14-0.35 7.2105.9
ClassicValI 34.370.40 9.3 9.2
DispValI 22.290.16 7.5 18.9
DispValMdCpR625.140.25 7.9 26.0
DispValR6 22.340.17 7.5 19.3
GblShrhYldI 11.40 NA NA NA
IntlGrwI 39.90 NA NA NA
MdCpIdxI 23.48-0.0810.038.3
Science&TechI46.28-0.2310.5121.7
TotalStkMktIdxI27.80-0.22 5.9 53.8
VolGrw1 12.54-0.06 4.2 13.3
John HancockClass 1:
BlueChipGrw 58.78-0.83 4.9 72.9
CapAppr 22.03-0.35 7.2105.5
LSAggr 17.29-0.06 7.6 41.7
LSBalncd 15.96-0.05 4.2 32.6
LSConserv 13.72-0.06 0.7 20.6
LSGwth 16.77-0.06 6.0 37.5
LSModer 14.39-0.05 2.3 26.2
MidCapStock 28.68-0.37 9.6131.9
RetCho2015 11.70-0.06-0.2 18.1
RetCho2025 12.74-0.08 0.5 23.6
RetCho2030 13.93-0.11 1.3 28.1
RetCho2035 14.77-0.11 2.6 31.8
RetCho2040R415.17-0.11 3.4 33.8
RetCho2045 15.54-0.10 4.0 35.3
RetCho2050R413.91-0.09 4.2 35.9
RetLiv2025 11.38-0.05 3.5 33.1
RetLiv2030 11.96-0.07 4.3 36.4
RetLiv2035 12.65-0.06 5.4 39.1
RetLiv2040 13.00-0.07 6.2 42.0
RetLiv2045 12.88-0.06 6.9 43.5
John HancockFundsA:
BalA 24.97 NA NA NA
BondAp 16.53-0.10-1.2 19.0
DispVal 23.110.17 7.4 18.1
DispValMdCp 24.050.24 7.8 24.7
FunLgCpCorAp63.72 NA NA NA
InvGrBdA 11.01-0.07-1.3 17.9
IntlGrw 39.79 NA NA NA
LifeAggr 17.39-0.06 7.6 40.2
LifeBal 16.08-0.06 4.1 31.2
LifeConsv 13.74-0.06 0.7 19.3
LifeGrw 16.86-0.06 6.0 36.0
LifeMod 14.48-0.05 2.3 24.8
StrIncAp 6.78-0.02 0.0 15.3
USGlobLdrs 64.85-1.06 3.2 89.9
John HancockInstl:
BalancedI 24.95 NA NA NA
DispValMCI 25.150.25 7.8 25.6
FunLgCpCorI 66.94 NA NA NA
IncomeI 6.76-0.02-0.1 16.1
StratIncmOppI11.42-0.01 0.7 14.9
USGlbLdrsGrwI71.72-1.16 3.3 91.3
JPMorganA Class:
CoreBond 12.12 NA NA NA
CorePlusBdp8.63 NA NA NA
EmMktEqt 47.31 NA NA NA
EqInc p 19.94 NA NA NA
EqIndxp 59.48 NA NA NA
GwthAdvp 32.22 NA NA NA
Inv Bal p 16.47 NA NA NA
InvConp 13.61 NA NA NA
InvG&Ip 19.14 NA NA NA
InvGrwtp 23.71 NA NA NA
LgCpGwthp 62.95 NA NA NA
MdCpGrwp 46.20 NA NA NA
MdCpValp 38.26 NA NA NA
ShrtDurBdp 11.16 NA NA NA
Sm Cap p 62.80 NA NA NA
SmCapGrwp 27.28 NA NA NA
SR2020p 18.70 NA NA NA
SR2030p 21.20 NA NA NA
SR2040Ap 24.54 NA NA NA
USEquity 19.88 NA NA NA
ValAdvt 37.67 NA NA NA
JPMorganC Class:
InvBalp 16.15 NA NA NA
InvConsvGrt 13.54 NA NA NA
JPMorganFunds:
Fl EmMktEqL 48.85 NA NA NA
MdCpValL 39.32 NA NA NA
USEquityL 20.00 NA NA NA
JPMorganI Class:
CoreBond 12.12 NA NA NA
CorePlusBd 8.63 NA NA NA
EmMktEqI 48.46 NA NA NA
EqInc 20.31 NA NA NA
EqIndx 59.57 NA NA NA
GrAdvr 33.67 NA NA NA
GvBd 11.12 NA NA NA
HighYld 7.22 NA NA NA
IntlEqIndx 19.72 NA NA NA
IntmdTFBd 11.33 NA NA NA
InvConGw 13.70 NA NA NA
LgCpGwth 64.23 NA NA NA
MdCpGrw 55.89 NA NA NA
MdCpVal 38.76 NA NA NA
MtgBckd 11.54 NA NA NA
ShtDurBnd 11.18 NA NA NA
SmCap 74.13 NA NA NA
SmCapGrw 31.11 NA NA NA
TxAwEq 42.65 NA NA NA
USEquity 19.96 NA NA NA
USLgCpCorPls24.98 NA NA NANetYTD3-Yr.
NAVChg.%Ret.%Ret.USRechEnhEq 33.33 NA NA NA
ValAdv 37.86 NA NA NA
JPMorganInst Class:
ValAdvL 37.88 NA NA NA
JPMorganR Class:
CoreBond 12.13 NA NA NA
CorePlusBd 8.64 NA NA NA
HighYldr 7.23 NA NA NA
LimDurBd 10.22 NA NA NA
MtgBckd 11.54 NA NA NA
ShtDurBnd 11.18 NA NA NA
SmCpEqR5 74.37 NA NA NA
SmCpVal 30.62 NA NA NA
USEqR5 20.01 NA NA NA
USRechEnhEq 33.29 NA NA NA
JPMorganR5 Class:
SR2020R5 18.81 NA NA NA
SR2030R5 21.34 NA NA NA
SR2040R5 24.72 NA NA NA
SRIncomeR5 17.70 NA NA NA
JPMorganSelectCls:
SmCpGrL 32.37 NA NA NAL
LaudusFunds:
USLgCpGrnr 30.39-0.38 4.1 80.9
LazardInstl:
EmgMktEq 19.120.08 6.0 -3.3
GlbLstInfr 14.36-0.26-2.0 17.9
IntlEq 20.400.03 1.9 14.2
IntStrtEqr 17.280.12 2.7 19.5
USEQConcenInst19.02-0.04 5.4 36.5
Legg MasonA:
GrowFdClA 17.66 NA NA NA
Legg MasonI:
IntlGrTrI 71.79-0.11 5.6 50.0
OpporTrI 53.03-0.3021.398.9
LongleafPartners:
Intl n 18.240.13 4.9 14.4
Partnersn 24.180.1311.313.7
Sm-Capn 26.270.1410.126.2
LoomisSaylesFds:
LSBondI 13.45-0.04-0.7 9.6
LSBondRpn 13.38-0.04-0.7 8.8
LSCorBndAp 13.77-0.09-1.4 18.9
LSFixIncl 13.16-0.04-0.4 15.7
LSStrIncAp 13.98-0.01-0.1 7.3
SmCpGI 39.22-0.5712.182.5
Lord AbbettA:
Affiltdp 15.920.04 4.5 18.3
BdDebp 8.56-0.02 2.2 20.4
CalibrDivGr 18.23-0.11 2.1 40.8
CoreFxdIncp 11.20-0.05-1.1 16.8
DevGtp 35.76-0.7117.0169.1
FloatRtp 8.400.00 1.7 6.1
FundlEqp 12.790.02 6.0 21.1
HiYldAt 7.56-0.01 2.5 17.6
HYMuniBdp 12.83-0.10 2.4 22.8
IncomeAp 3.00-0.01-0.6 19.9
IntrTxFr 11.40-0.09 0.8 15.7
MidCapStk 31.350.12 8.0 17.2
MultiAstBalOppty13.80-0.07 5.3 37.1
MultiAstInc 17.33-0.07 3.9 27.6
ShDurTxFr 15.93-0.05 0.3 7.9
ShtDurIncmAp 4.220.00 0.6 10.8
TaxFrp 12.11-0.12 1.2 18.7
TotRetp 10.61-0.06-1.0 16.3
ValOppsp 21.120.0610.239.2
Lord AbbettC:
BdDeb 8.58-0.02 2.2 18.1
FloatRtp 8.410.00 1.8 4.3
ShtDurIncmCt4.24-0.01 0.2 8.7
Lord AbbettF:
BdDeb 8.55-0.01 2.4 20.7
DevGtp 38.30-0.7617.0170.3
FloatRtp 8.400.00 1.9 6.5
HiYld p 7.560.00 2.7 18.1
HYMuniBd 12.84-0.10 2.4 23.1
Income 3.00-0.01-0.6 20.2
IntrTxFr 11.40-0.09 0.8 16.1
NatlTxFp 12.10-0.12 1.1 19.0
ShtDurIncm 4.220.00 0.6 11.1
ShtDurTxFp 15.93-0.06 0.3 8.2
TotRet 10.61-0.06-0.9 16.6
Lord AbbettI:
BdDebentr 8.52-0.01 2.4 21.1
DevlpGro 45.61-0.9117.0171.1
FloatRt 8.410.00 1.9 6.9
HiYld 7.60-0.01 2.7 18.4
ShtDurIncp 4.21-0.01 0.4 11.4
LSVValEq:
LSVValEq 28.000.19 9.4 13.7M
MainStayFds A:
ConvtA 24.83 NA NA NA
HiYldBdA 5.67 NA NA NA
IncBldr 20.78 NA NA NA
LgCpGrAp 12.66 NA NA NA
TxFrBdA 10.74 NA NA NA
MainStayFds I:
EpochGlbr 18.70 NA NA NA
MacKaySTMuni 9.74-0.02 0.2 7.1
S&P500IdxA 50.49 NA NA NA
TRBd 11.32 NA NA NA
Mairs&Power:
MairsPwrBaln 108.47-0.58 3.1 34.7
MairsPwrGrn 143.43-1.01 5.4 51.9
MarsicoFunds:
Focuspn 26.87-0.52 4.5 92.7
Mass Mutual:
SelBluChipGroClI31.27-0.41 4.1 72.4NetYTD3-Yr.
NAVChg.%Ret.%Ret.MassMutualPremier:
CoreBdI 11.16-0.05-0.8 19.8
MassMutualSelect:
BlackRockGlAllCi12.97 NA NA NA
BlChpGrR5 31.20-0.41 4.1 71.9
IdxEqI 19.31-0.13 4.3 51.0
IndxEqR4n 18.67-0.13 4.1 48.7
MCGrEqIII 30.10-0.30 6.5 65.6
MCpGrEqIIS 29.70-0.31 6.5 65.1
PIMCITRetI 10.17-0.06-1.5 20.0
MatthewsAsian Funds:
AsiaDivInvnr 24.30-0.30 7.4 34.8
AsiaGroInvnr 45.26-0.7814.872.4
Asian G&I Inv nr19.48-0.07 7.9 32.0
AsiaInnovInvn 32.12-0.5020.3128.1
ChinaInvn 32.04-0.7418.765.8
DLStrIncmR 31.99-0.7318.766.7
IndiaInvnr 27.87-0.21 6.0 11.7
JapanInvnr 25.63-0.22 1.4 26.6
PacTigerInvnr 39.47-0.2513.042.0
MergerFundThepn:
MergerFundThepn17.850.09 2.4 20.4
MeridianFunds:
Growthn 52.74-0.82 9.8 59.1
Value n 47.160.6313.155.5
MetropolitanWest:
HiYldBdI 10.70-0.02 0.8 26.2
IntmBdI 10.86-0.03-0.3 16.9
LowDurBdI 8.92-0.01 0.2 10.1
TotRetBdn 11.01-0.06-1.4 19.1
TotRetBdI 11.00-0.07-1.4 19.9
TRBdPlan 10.32-0.06-1.4 20.1
UnconstrBdI 12.04-0.02 0.5 13.6
MFS FundsClass A:
AgGrAlAp 29.21-0.17 4.2 42.4
BondAp 15.34-0.12-2.4 23.1
CoEqyA 42.52-0.21 4.1 53.8
ConAllAp 17.76-0.10 1.1 27.7
GrowthA p 156.73-2.76 4.1 80.1
GlEqA 53.38-0.47 1.2 32.3
GlTotAp 19.13-0.07 1.6 20.7
GrAllAp 24.90-0.16 3.3 38.4
GvScAp 10.22-0.06-1.4 13.7
HiInA p 3.45-0.01 0.6 17.2
IntGrAt 43.68-0.57 2.9 35.2
IntlDvFdAt 24.54-0.14 3.8 31.1
IntlIntVAt 51.85-0.62 0.3 36.7
IntNwDAp 37.37-0.32 1.8 19.9
LtdMAp 6.120.00 0.2 10.8
MCapA 29.31-0.46 3.9 86.1
MCpValAp 27.370.21 7.1 28.6
MIGA p 38.47-0.46 2.6 70.2
MITA p 37.31-0.24 4.2 44.8
ModAllAp 20.78-0.13 2.1 33.8
MuHiA 8.63-0.05 2.1 19.2
MuInAp 9.19-0.07 1.1 16.6
MuLtA 8.43-0.04 0.4 11.4
NewDAt 39.58-0.59 9.5113.8
ReInAp 22.90-0.15 3.5 25.9
RetBdAt 11.42-0.06-1.3 18.6
RschAp 52.73-0.34 3.1 48.3
TechAp 70.13-0.84 7.4101.3
TotRAp 20.93-0.03 2.5 27.3
UtilA p 22.21-0.35-2.3 33.3
ValueAp 46.27-0.04 3.2 23.0
MFS FundsClass C:
GrAllCp 24.42-0.16 3.2 35.3
GrowthC t 120.33-2.13 4.0 76.1
ModAllCp 20.35-0.13 2.1 30.8
ValueCt 45.71-0.04 3.1 20.3
MFS FundsClass I:
BondI 15.33-0.12-2.4 24.0
ConAllI 17.94-0.11 1.2 28.7
GrowthI 168.47-2.95 4.1 81.5
IntNwDI 38.59-0.33 1.8 20.8
MCapI 31.33-0.49 4.0 87.5
MCpValI 28.100.21 7.2 29.5
MIGI p 39.82-0.47 2.6 71.4
MITI 36.03-0.23 4.3 45.9
ReInTt 23.75-0.15 3.5 26.8
RetBdI 11.42-0.06-1.3 19.1
RschI 54.27-0.35 3.2 49.4
TotRI 20.93-0.02 2.6 28.2
ValueI 46.56-0.03 3.2 24.0
MFS FundsInstl:
IntlEq 31.35-0.21 2.3 28.0
Mondrian:
IntlValEqn 14.100.00 3.9 2.7
MorganStanleyFds A:
InsightAp 97.10-1.1020.2255.8
MorganStanleyFds I:
FxInOppI 5.86-0.03-0.3 14.9
InsightI 110.47-1.2520.2258.9
MorganStanleyInst:
CapGrI 105.68-1.1415.5200.7
CapGrPp 98.52-1.0715.5198.3
CorPlusFxdIncI11.59-0.07-1.2 19.3
DiscoveryI 51.87-1.5420.0321.5
DiscoveryAp p39.74-1.1720.0318.2
GloFranIt 30.99-0.61-0.7 42.3
InceptionPortI 39.04-0.5653.2404.8
IntlEqI 16.43-0.11 1.4 17.5
MorganStanleyPathway:
CoreFxIcmn 8.41-0.05-1.6 19.2
EmgMktn 18.66-0.03 9.9 15.8
LgCapEqn 24.14-0.16 4.5 48.3
Sm-MdCapEqnr23.15-0.1810.050.4
MunderFunds:
MndrIntlSmCpInvr16.97-0.15 4.0 21.0
MunderFundsCl Y:
MndrSCVClYp 40.840.5314.317.8
MutualSeries:
BeacnZn 17.100.07 3.8 22.1
GlbDiscA 29.430.15 4.7 9.7
GlbDisczn 30.120.16 4.7 10.5NetYTD3-Yr.
NAVChg.%Ret.%Ret.QuestAt 13.28-0.05 1.5 2.4
QuestZn 13.50-0.05 1.4 3.1
SharesZn 26.50-0.01 4.6 11.0N
NationwideFds R6:
BdIdxR6 11.61 NA NA NA
IntIdxR6 8.81 NA NA NA
MidCapIdxR6 18.56 NA NA NA
NationwideFds Serv:
IDAggrp 10.12 NA NA NA
IDModp 10.14 NA NA NA
IDModAggrp 10.29 NA NA NA
NatixisFunds:
InvGradeBdAp11.57-0.02-0.5 20.0
InvGradeBdY 11.58-0.02-0.5 20.8
LSGrowthY 23.89-0.29 3.2 68.2
USEqOppsA 41.320.01 5.8 51.7
NeubergerBermanFds:
EmgMktInst 25.910.0811.620.3
EqIncInst 13.850.07 4.1 21.8
GenesInst 76.75-0.83 9.1 63.7
HiIncBdInst 8.79-0.01 1.1 20.3
IntrinsicValInst22.87-0.0717.265.4
LCValInst 40.721.2612.058.0
LgShInst 16.78-0.02 1.0 26.5
MidCapGroR6 22.84-0.0113.492.5
NeubCrBdInst 10.76-0.07-1.4 18.8
StrIncInst 11.49-0.03 0.6 18.0
SustainableEqIns44.09-0.12 4.5 44.1
NeubergerBermanInv:
Focusn 31.37-0.01 5.4 48.1
Genesn 76.81-0.83 9.1 62.9
Guardn 24.63-0.26 4.6 75.0
IntlEqInstr 15.32-0.16 2.8 22.7
LCValn 40.761.2612.057.3
MdCpGrInvn 22.600.0013.490.9
NeubergerBermanTr:
Genesn 76.74-0.84 9.1 62.5
GenesisFdR6 76.67-0.83 9.2 64.2
NicholasGroup:
Nch II I 33.16-0.27 5.1 53.2
Nich n 79.30-0.74 2.9 56.9
NorthernFunds:
ActMIntlEqnr 12.910.00 5.7 22.8
BdIdx n 10.96-0.07-1.8 16.8
CAIntTxExn 11.04-0.09-0.2 13.8
EmMktsEqIdxnr15.51-0.0510.925.2
FixIn n 10.67-0.06-1.3 17.6
GlbREIdxnr 10.43-0.06 2.5 11.9
HiYFxIncn 6.82-0.01 1.5 20.0
HiYMunin 9.07-0.07 1.8 17.5
IntlEqIdxnr 14.010.01 4.1 16.4
IntTxExptn 10.92-0.09-0.2 13.7
MidCpIdxn 23.05-0.0810.139.5
ShIntTaxFrn 10.47-0.03-0.19.4
SmCapIdxn 17.57-0.1814.851.9
SmCpValn 22.33-0.0213.218.0
StkIdxn 43.76-0.30 4.2 50.9
TxExptn 11.07-0.09-0.1 15.6
NuveenCl A:
AAMunBdp 12.27 NA NA NA
CAMunBdp 11.73 NA NA NA
HiYldMuBdp 18.07 NA NA NA
IntDMunBdp 9.67 NA NA NA
LtdMnBdp 11.39 NA NA NA
NYMunBdp 11.36 NA NA NA
NuveenCl I:
HYMunBd 18.06 NA NA NA
NuveenCl R:
CAMunBd 11.74 NA NA NA
IntDMunBd 9.70 NA NA NA
LmtTrmR 11.35 NA NA NA
NYMunBd 11.37 NA NA NA
NuveenFds:
RealEst 19.35-0.25 3.3 25.6O
Oak AssociatesFunds:
RedOakTecn 39.59-0.78 5.4 70.4
OakmarkFundsInvest:
EqtyIncnr 32.560.14 6.3 24.5
GlbSelnr 22.930.34 9.3 21.5
Globaln 34.730.29 8.7 20.1
Oakmarkn 98.340.94 9.1 32.1
OakmrkIntn 28.160.55 7.9 3.7
Selectn 52.720.58 9.7 15.0
OberweisFunds:
IntlOppInst 17.94-0.16 5.8 58.1
Old WestburyFds:
AlCpCoren 22.68-0.27 2.9 56.0
FixIncpn 11.50-0.04-0.9 13.8
LrgCpStrn 18.22-0.11 6.3 37.7
MuniBdpn 12.51-0.08-0.3 11.5
OWstbryNYMuBndFdn10.57-0.06-0.2 NS
Sm&MdCapStrategin19.92-0.19 8.1 43.4
OptimumFundsInst:
Fixed Inc 9.87-0.06-1.3 17.9
Intl Eqty 15.710.08 7.2 21.3
LgCpGrwth 25.53-0.36 3.2 71.5
LgCpVal 18.710.04 4.6 23.0
SmCpGrwth 21.81-0.1512.3105.9
SmCpVal 15.270.0413.120.4
OsterweisStrat Income:
OsterweisStrIncn11.450.02 0.9 14.6PQ
PACE FundsCl P:
IntlEqtyP 17.930.07 4.7 18.1
LgGrEqtyP 28.39-0.37 5.1 79.2
LgVEqtyP 22.360.06 6.5 13.8NetYTD3-Yr.
NAVChg.%Ret.%Ret.StraFxdP 14.27 NA NA NA
PacificLife Funds:
PortOptModAggClAp15.48 NA NA NA
PortOptModClAr14.38 NA NA NA
PalmerSquare:
IncomePlus 10.09 NA NA NA
ParnassusFds:
ParnEqFdn 55.74-0.09 3.9 62.5
Parnsusn 66.20-0.27 7.7 61.4
Pax WorldFds:
SustAllInv n 27.18-0.09 3.1 38.1
Paydenfunds:
CoreBdn 10.99-0.05-1.3 15.6
HiInc n 6.850.00 1.8 24.3
LowDurn 10.200.00 0.3 9.3
LtdMatn 9.540.00 0.2 7.1
Pear Tree:
ForeignValI r 23.650.25 6.0 10.5
PearValR6 12.120.12 5.9 10.7
PearValSCapInst15.670.17 5.2 10.3
Perm Port Funds:
Permanentn 48.190.11 4.9 36.5
PGIM FundsCl A:
2020FcA 18.98-0.17 8.4 63.9
Balanced 17.87 NA NA NA
HighYield 5.57-0.01 1.8 22.5
JennBlend 26.35-0.26 9.3 57.8
JennGrowth 63.16-1.01 7.2103.9
JennHealthSci52.23-1.48 4.5 60.1
JennMidCapGrowth23.20-0.18 9.8 92.9
JennSmallCompanyp26.06-0.1712.056.2
JennUtility 15.66-0.33-2.0 37.4
NationalMuni 15.31-0.10 0.4 14.5
ShrtTermCorpBond11.39-0.02 0.0 13.2
TotalReturnBondp14.83 NA NA NA
PGIM FundsCl C:
TotalReturnBond14.81 NA NA NA
PGIM FundsCl Z:
GlobalRealEstate23.520.06 3.8 24.7
HighYield 5.58-0.01 1.9 23.2
JennGrowth 69.88-1.10 7.2105.8
JennHealthSci60.41-1.71 4.6 61.5
JennMidCapGrowth29.14-0.23 9.8 94.6
TotalReturnBond14.77 NA NA NA
PIMCOFds Admin:
RealRetAdp 12.20 NA NA NA
TotRtAdp 10.42-0.07-1.4 17.0
PIMCOFds Instl:
AllAsset 13.01 NA NA NA
AllAssetAuthr8.70 NA NA NA
CommodtyRR 6.530.0710.5 8.0
DivInc 11.29 NA NA NA
EmMktsBd 10.64-0.13-1.8 16.9
EmrgMktCur&STInv8.19-0.02 0.4 1.1
ExtdDur 7.80 NA NA NA
GlblBdOppUSH10.79 NA NA NA
HiYld 9.10-0.02 0.8 19.9
HiYldMuniBd 9.76-0.07 1.5 22.5
IntlBdUnhedgedr10.61-0.05-0.9 10.6
IntlBdUSH 10.99-0.07-0.7 16.0
InvGrdCrBd 11.05 NA NA NA
LgTmRlRt 7.60 NA NA NA
LgTrmCrdtBd 12.94 NA NA NA
LngDurTotRtrn10.51 NA NA NA
LowDur 9.960.00 0.2 9.2
LowDurIncr 8.74-0.01 1.1 14.8
ModDur 10.58 NA NA NA
MortgOppBd 11.02 NA NA NA
RAEFndmtlAdvPLUS9.17 NA NA NA
RAEPLUSr 7.12 NA NA NA
RAEPlusEMG 11.40 NA NA NA
RealRtnI 12.20 NA NA NA
RERRStg 8.75 NA NA NA
ShortT 9.850.00 0.3 7.2
ShtAssetInv 10.010.00 0.1 5.7
StcksPLUSIntlHdgr 8.55 NA NA NA
StcksPLUSSmall12.48 NA NA NA
StkPlsLgDur 8.98 NA NA NA
StksPLS 12.23 NA NA NA
StPlTRInstr 13.12-0.11 4.6 52.2
TotRetESG 9.55 NA NA NA
TotRt 10.42-0.07-1.4 17.9
TRII 9.74 NA NA NA
TrndsMgdFutStrgy10.54 NA NA NA
PIMCOFunds:
IncomeFd 12.13 NA NA NA
StcksPLUSIntlHdg8.45 NA NA NA
TotRet 10.42-0.07-1.5 15.8
PIMCOFundsA:
AllAsset 13.01 NA NA NA
HiYld 9.10-0.02 0.8 18.7
HiYldMuniBd 9.76-0.07 1.4 21.4
IncomeFd 12.13 NA NA NA
IntlBdUSH 10.99-0.07-0.8 14.6
InvstGrCrBd 11.05 NA NA NA
LowDurA 9.960.00 0.2 8.2
LowDurInc 8.74-0.01 1.0 13.5
MuniBdA 10.49-0.09 0.5 17.1
RealRtnA 12.20 NA NA NA
ShtTmA 9.850.00 0.3 6.4
StksPLSTR 12.83-0.10 4.6 50.3
TotRetA 10.42-0.07-1.5 16.7
PIMCOFundsC:
IncomeFd 12.13 NA NA NA
TotRetIncC 10.42-0.07-1.6 14.0
PIMCOFundsI2:
CommdtyRR 6.510.0810.5 7.9
ComPLUSStrtgyFd5.65 NA NA NA
DivInc 11.29 NA NA NA
GNMAGvtSec 11.45 NA NA NA
HiYldMuniBd 9.76-0.07 1.5 22.1
Income 12.13 NA NA NA
IntlBdUSH 10.99-0.07-0.7 15.6
InvstGrCrBd 11.05 NA NA NA
LowDurInc 8.74-0.01 1.1 14.5NetYTD3-Yr.
NAVChg.%Ret.%Ret.LwDur 9.960.00 0.2 8.9
MuniBd 10.49-0.09 0.6 17.9
RealRtn 12.20 NA NA NA
ShtTm 9.850.00 0.3 6.9
TotRt 10.42-0.07-1.4 17.5
PIMCOFundsInstl:
ComPLUSStrtgyFd 5.68 NA NA NA
DynamicBd 10.90-0.01 1.1 13.5
GNMAGvtSec 11.45 NA NA NA
IncomeFd 12.13 NA NA NA
InflRespMulAsset 9.07 NA NA NA
RAEPLUSIntl 7.44 NA NA NA
RAEPLUSSml 11.74 NA NA NA
PioneerFundsA:
AMTFreeMuniAp p15.59-0.15-0.4 19.4
BondA 10.11-0.05-0.8 18.1
CoreEqA 23.31-0.02 3.4 45.6
DiscGrA 18.90-0.13 2.0 69.2
EqIncA 37.670.14 5.1 19.1
HighIncMuniA 7.43-0.05 1.7 17.6
MdCapVa 25.170.25 7.4 14.4
PioFdA 36.48-0.04 5.6 64.1
SelMCGrA 60.39-0.5211.188.0
StratIncAp p 11.37-0.04 0.0 17.4
PioneerFundsY:
AMTFreeMuniY15.53-0.15-0.4 20.2
BondY 10.01-0.05-0.8 19.3
SelMCGrY 67.41-0.5811.189.3
StratIncYp p 11.37-0.04 0.2 18.5
Price Funds:
2050RetFdn 18.91-0.05 6.4 43.1
Balnancedn 28.15-0.09 3.3 34.1
BdEnhIdxnr 11.53-0.06-1.5 18.1
BlChipn 173.71-2.46 4.9 74.1
CA Bond n 11.96-0.09 0.7 15.1
Communica&Techn194.77-1.36 7.9105.9
CorpIncn 10.05-0.07-1.9 20.7
DivGron 61.08-0.32 1.8 47.8
DvsfMCGrn 49.82-0.49 8.2 84.4
EmgMktBn 11.34-0.13-1.6 8.2
EmMktSn 60.06-0.18 9.6 30.1
EqInc n 33.380.24 6.9 22.4
EqIndexn 103.34-0.71 4.2 50.6
Europen 25.16-0.32 2.6 26.1
FinSvcsn 30.460.7613.233.5
GlbGrn 46.25-0.39 8.8 82.1
GlbStkn 71.72-0.27 9.0101.4
GlbTechn 31.50-0.2415.3127.3
GMS-fdn 11.91-0.06-0.1 20.3
GNMAn 9.420.00-0.3 11.4
Gr&Inn 35.14-0.14 2.7 45.4
Growthn 103.16-1.26 6.4 77.6
HelScin 103.48-3.10 4.7 70.3
HiYieldn 6.68-0.01 1.2 18.3
InstEmMEq 54.54-0.15 9.4 30.4
InstFLRfdr 9.770.00 1.4 12.5
InstHiYld 8.86-0.02 1.1 18.8
LgCapGowI 65.65-0.84 7.3 87.2
InstLCCoreGr 68.43-0.97 5.0 74.6
LgCpVal 25.350.14 7.3 25.3
InstSmCap 33.42-0.21 9.1 74.1
IntDisn 98.52-0.72 8.5 50.0
IntEqIdxnr 15.80-0.01 3.9 16.1
IntlBondn 9.72-0.07-1.8 9.4
IntlStkn 22.54-0.13 7.1 33.0
IntlValEqn 15.020.04 5.6 5.1
Japann 20.87-0.36 3.6 50.4
MCapValn 32.260.14 9.0 26.7
MCEqGr 76.63-0.91 5.7 63.3
MD Bond n 11.13-0.08 0.6 14.2
MidCapn 119.47-1.42 5.7 62.1
N Asia n 28.09-0.3011.851.3
N Inc n 9.80-0.04-1.1 15.7
NAmern 72.50-0.04 6.1 96.5
New Era n 34.950.52 7.0 5.5
NHorizn 87.54-0.65 6.4128.4
OverSSF nr 12.730.02 5.6 18.2
QMUSSmCpGrEqn51.44-0.64 7.8 61.7
SpectConsAllon22.06-0.06 2.7 27.1
SpectModerAllon27.60-0.09 4.0 33.6
SpectModerGwAllon42.99-0.13 5.4 39.1
R2005n 14.35-0.05 2.3 26.6
R2010n 18.81-0.08 2.5 28.1
R2015n 15.40-0.06 2.9 29.6
R2020n 23.52-0.09 3.4 31.5
R2025n 20.14-0.07 4.0 34.4
R2030n 29.78-0.10 4.7 37.0
R2035n 22.37-0.07 5.3 39.4
R2040n 32.24-0.09 5.9 41.6
RealEstn 16.84-0.18 5.7 13.7
Ret2025Ap 20.01-0.07 3.9 33.4
Ret2045n 22.33-0.07 6.3 43.0
Ret2045R 21.84-0.06 6.2 40.8
Ret2055n 19.38-0.05 6.4 42.8
Ret2055 19.20-0.06 6.3 41.8
RetBalInc n 16.15-0.07 2.4 26.9
SciTecn 60.810.1910.4105.1
Sht-Bdn 4.850.00 0.2 11.0
SmCapn 58.160.1610.239.6
SmCapStkn 69.73-0.45 9.1 73.4
SpecGrn 25.67-0.08 5.9 41.4
SpecIncn 13.02-0.04 0.5 16.2
SpecIntln 16.96-0.09 6.7 26.8
SuMuIncn 12.46-0.09 0.7 15.6
SuMuIntn 12.40-0.08 0.4 14.0
TaxEfEqtynr 53.98-0.67 6.1 84.9
TF Incomn 12.48-0.07 1.8 16.8
TF Incomn 10.45-0.09 0.4 15.2
TFSI n 5.75-0.01 0.2 8.9
TotIndexn 44.25-0.34 5.5 52.7
U.S.EqReschn 37.93-0.24 3.4 52.3
USLrgCpCoren31.47-0.12 2.6 45.1
USTIntern 6.09-0.04-1.5 16.9
USTLgn 11.41-0.29-8.7 28.5
VABondn 12.49-0.10 0.3 14.8NetYTD3-Yr.
NAVChg.%Ret.%Ret.Value n 44.380.21 8.4 35.1
Price Funds- Adv Cl:
BlChipp 169.97-2.42 4.9 72.7
CapAppAp 34.14-0.01 1.3 47.5
Growthp 100.38-1.23 6.4 76.2
MCapGrop 114.78-1.37 5.6 60.7
R2020Ap 23.30-0.09 3.3 30.6
R2030Ap 29.47-0.09 4.7 36.0
R2035 22.23-0.07 5.3 38.4
R2040Ap 31.89-0.10 5.9 40.6
Ret2045-Ap 22.15-0.06 6.3 41.9
Ret2050-Ap 18.69-0.05 6.3 41.9
Price Funds- R Cl:
BlChipRp 162.32-2.32 4.9 71.3
ExtIndexnr 41.82-0.4212.768.1
GrowthRp 96.32-1.19 6.3 74.8
R2020Rp 23.03-0.09 3.3 29.6
R2030Rp 29.16-0.09 4.6 35.0
R2040Rp 31.61-0.10 5.9 39.5
Ret2025-Rp 19.75-0.07 3.9 32.4
Ret2035-R 21.92-0.07 5.2 37.3
Ret2050-R 18.49-0.05 6.3 40.9
PRIMECAPOdysseyFds:
AggGrowthnr 61.26-0.4914.155.5
Growthnr 48.14-0.3913.545.8
Stocknr 38.510.00 9.6 38.3
PrincipalInvestors:
CapApprAp 57.36-0.27 3.5 52.7
ConBalAp 13.22-0.05 2.2 23.6
EqIncIAp 37.060.00 4.4 34.3
FlIncAp 13.03-0.06 0.9 19.6
HiYld IN 9.450.00 1.2 15.9
InfProIN 9.34-0.13-1.3 18.2
LgCpStAp 22.48-0.15 4.2 49.5
LgIndxI 22.47-0.15 4.2 50.7
LgIndxJtn 22.21-0.15 4.2 49.8
LT2020In 14.81-0.05 2.3 28.1
LT2020Jtn 14.72-0.05 2.3 27.6
LT2030In 16.17-0.06 3.5 33.1
LT2030Jtn 16.12-0.05 3.5 32.6
LT2040I 17.63-0.07 4.6 37.6
LT2040Jtn 17.46-0.07 4.6 37.0
LT2050I 18.13-0.07 5.2 39.4
MdGrIIIInst 16.22-0.23 5.7 79.6
MidCpBldA 36.710.30 4.6 62.2
PreSecI 10.48-0.03 0.4 19.1
PtrLGIIn 21.41-0.38 4.8 87.0
PtrLVIn 18.240.09 5.5 28.1
RealEstSecI 26.95-0.37 3.2 35.2
SAMBalAp 17.53-0.08 3.4 29.1
SAMGrAp 20.09-0.09 4.6 33.7
StrGrwA p 22.00-0.11 5.6 38.6
ProFundsInv Class:
UltNASDAQ-100n84.36-2.8410.3203.8
PutnamFunds:
GrOppR6 57.90-1.06 4.2 92.8
PutnamFundsClass A:
CATx p 8.35-0.07 0.6 17.1
ConvSec 35.47-0.27 9.8 90.7
DvrIn p 6.94-0.01 2.2 11.5
DynAABalA 17.15-0.11 3.4 27.0
DynAAGthA 19.87-0.12 5.2 30.4
EqIn p 28.020.14 6.4 32.0
GeorgePutBal 22.88-0.21 2.0 40.3
GlblEqtyp 20.23-0.18 6.0 27.2
GlbHlthCarep 60.09-1.35 0.9 46.7
GrOppp 54.48-1.00 4.1 90.7
HiYld A p 5.96-0.01 1.0 17.5
Incm p 7.15-0.03-1.1 19.5
IntlEqp 27.770.02 4.2 15.2
NYTx p 8.90-0.07 0.6 14.6
ShtDurBd 10.290.00 0.4 10.1
SmCapGrp 76.84-1.4711.9111.6
StDurInc 10.090.00 0.1 5.9
SustainLdrsFdp116.96-1.24 3.9 71.7
TFHY 13.17-0.08 2.0 19.1
TxEx p 8.89-0.07 0.7 16.3
MtgSecp 12.70-0.01 2.8 15.2
PutnamFundsClass Y:NetYTD3-Yr.
NAVChg.%Ret.%Ret.EqInc 28.030.14 6.4 33.0
GrOppY 57.44-1.06 4.2 92.1
Incm 7.29-0.03-1.0 20.4
ShtDurBd 10.30-0.01 0.5 10.9
StDurInc 10.10-0.01 0.1 6.2R
RBB Fund:
BPSmVal2Inst28.73-0.1010.521.4
RBC Funds:
AccCpCommInvI9.05-0.02-0.3 11.9
RiverNorthFunds:
RNDLIncomeI 10.53 NA NA NA
RoyceFunds:
OpptyI nr 19.240.0621.558.3
PAMutI nr 11.50-0.0212.345.9
PremierInr 14.890.04 9.6 42.9
SpecEqInr 19.700.06 8.1 21.5
TotRetI nr 10.370.0711.025.9
RS Funds:
CoreEqVIP 46.920.66 5.5 23.9
InvQBdVIP 12.98-0.08-1.4 17.0
RussellFundsS:
EmerMkts 23.49 NA NA NA
IntlDvMkt 40.87 NA NA NA
InvGrdBd 22.24 NA NA NA
StratBd 11.18 NA NA NA
TaxExBd 24.15 NA NA NA
TMUSMdSmCp37.73 NA NA NA
TxMngUSLgCp58.86 NA NA NA
USSmCpEq 35.77 NA NA NA
RydexDynamicFds:
NasdaqStratHp365.65-12.2710.4207.0
RydexInvestorClass:
NasdaqInvn 65.85-1.09 5.3 98.1S
SchwabFunds:
1000 Inv nr 87.67-0.66 4.9 54.7
Balancedn 18.07 NA NA NA
CoreEqn 25.02-0.28 3.6 34.3
DivEqSeln 14.840.04 5.8 10.8
FunIntlLgInstnr 9.810.07 6.7 12.3
FunUSLgInstnr19.660.08 7.5 39.3
HlthCaren 26.32-0.67 1.0 36.0
InflProSeln 12.16-0.16-1.3 19.5
IntI Sel nr 22.87-0.01 4.0 17.0
IntlMstrnr 29.72-0.15 6.5 31.4
MT AllEq n 21.03 NA NA NA
MT Bal n 19.90 NA NA NA
MT Gro n 25.06 NA NA NA
S&P Sel n 59.85-0.41 4.2 51.3
SmCpSel nr 39.18-0.3914.953.3
SmCpEqSelnr21.53-0.2215.427.7
Trgt2020nr 15.29 NA NA NA
Trgt2030nr 17.48 NA NA NA
Trgt2040nr 18.72 NA NA NA
TSM Sel nr 70.31-0.52 5.8 54.8
TxFrBdn 12.21-0.10 0.2 14.2
USSmCoIdxnr17.170.0214.036.0
SegallBryant& Hami:
PlusBdn 11.09-0.07-1.2 18.6
SEI Portfolios:
CoreFxInF 11.59-0.08-1.8 18.9
EMktDbtF 10.52 NA NA NA
HiYld F 6.93 NA NA NA
IntlEmgF 15.92 NA NA NA
IntlEqF 13.12 NA NA NA
IntMuniF 12.25-0.09 0.5 15.1
LgCapGrF 47.82 NA NA NA
LgCValF 24.87 NA NA NA
MgdVolF 16.43 NA NA NA
S&P500F 83.86 NA NA NA
ShtGovF 10.56 NA NA NA
TaxMgdLCF 31.64 NA NA NA
TaxMgdSmMdCpF26.55 NA NA NA
SelectedFunds:NetYTD3-Yr.
NAVChg.%Ret.%Ret.MutualFunds Dataprovidedby
DISTRIBUTIONS&OFFERINGS
SecondaryDistributionsofcommonstocks
AeternaZentaris 20,509,746 $1.45 $29,739,132
Agrify 5,555,555 $13.50 $74,999,993
AIkidoPharma 46,875,000 $1.60 $75,000,000
AmpliTechGroup 1,371,428 $7.00 $9,599,996
Bio-PathHoldings 1,710,600 $7.60 $13,000,560
Chegg 9,804,000 $102.00$1,000,008,000
ClearPointNeuro 1,850,140 $23.50 $43,478,290
ESSAPharma 4,830,918 $27.00 $130,434,786
GalmedPharmaceuticalsLtd 2,197,803 $4.55 $10,000,004
GauchoGroupHoldings 1,333,334 $6.00 $8,000,004
GreenBoxPOS 4,150,000 $10.50 $43,575,000
HealthEquity 5,000,000 $80.30 $401,500,000
HepionPharmaceuticals 44,200,000 $2.00 $88,400,000
iMediaBrands 2,860,000 $7.00 $20,020,000
MolecularTemplates 6,000,000 $12.65 $75,900,000
SiTime 3,000,000 $127.00 $381,000,000
TurningPointBrands 2,000,000 $56.00 $112,000,000
Veru 6,451,613 $15.50 $100,000,002
Y-mAbsTherapeutics 2,439,025 $41.00 $100,000,025
Source:DealogicLLC,NewYorkCity;(212)577-4400.