M30 BARRON’S February 22, 2021
SCVal T n 23.350.15 10.0 14.6
Venture T n 110.14-1.26 8.9 68.8
Jensen I :
Jensen I 55.27-0.73-0.3 52.6
JensenQualGrJ n:
JensenQualGrJ n55.28-0.73-0.3 51.5
John Hancock:
500Index1 44.88-0.31 4.2 50.1
BondI 16.53-0.10-1.2 20.1
BondR6 16.56-0.10-1.1 20.5
CapApprNAV 22.14-0.35 7.2105.9
ClassicVal I 34.370.40 9.3 9.2
DispVal I 22.290.16 7.5 18.9
DispValMdCpR625.140.25 7.9 26.0
DispValR6 22.340.17 7.5 19.3
GblShrhYldI 11.40 NA NA NA
IntlGrwI 39.90 NA NA NA
MdCpIdxI 23.48-0.0810.0 38.3
Science&TechI46.28-0.2310.5121.7
TotalStkMktIdxI27.80-0.22 5.9 53.8
VolGrw1 12.54-0.06 4.2 13.3
John Hancock Class 1:
BlueChipGrw 58.78-0.83 4.9 72.9
CapAppr 22.03-0.35 7.2105.5
LSAggr 17.29-0.06 7.6 41.7
LSBalncd 15.96-0.05 4.2 32.6
LSConserv 13.72-0.06 0.7 20.6
LSGwth 16.77-0.06 6.0 37.5
LSModer 14.39-0.05 2.3 26.2
MidCapStock 28.68-0.37 9.6131.9
RetCho2015 11.70-0.06-0.2 18.1
RetCho2025 12.74-0.08 0.5 23.6
RetCho2030 13.93-0.11 1.3 28.1
RetCho2035 14.77-0.11 2.6 31.8
RetCho2040R415.17-0.11 3.4 33.8
RetCho2045 15.54-0.10 4.0 35.3
RetCho2050R413.91-0.09 4.2 35.9
RetLiv2025 11.38-0.05 3.5 33.1
RetLiv2030 11.96-0.07 4.3 36.4
RetLiv2035 12.65-0.06 5.4 39.1
RetLiv2040 13.00-0.07 6.2 42.0
RetLiv2045 12.88-0.06 6.9 43.5
John Hancock Funds A:
BalA 24.97 NA NA NA
BondA p 16.53-0.10-1.2 19.0
DispVal 23.110.17 7.4 18.1
DispValMdCp 24.050.24 7.8 24.7
FunLgCpCorA p63.72 NA NA NA
InvGrBdA 11.01-0.07-1.3 17.9
IntlGrw 39.79 NA NA NA
LifeAggr 17.39-0.06 7.6 40.2
LifeBal 16.08-0.06 4.1 31.2
LifeConsv 13.74-0.06 0.7 19.3
LifeGrw 16.86-0.06 6.0 36.0
LifeMod 14.48-0.05 2.3 24.8
StrIncA p 6.78-0.02 0.0 15.3
USGlobLdrs 64.85-1.06 3.2 89.9
John Hancock Instl:
BalancedI 24.95 NA NA NA
DispValMCI 25.150.25 7.8 25.6
FunLgCpCorI 66.94 NA NA NA
IncomeI 6.76-0.02-0.1 16.1
StratIncmOppI11.42-0.01 0.7 14.9
USGlbLdrsGrwI71.72-1.16 3.3 91.3
JPMorgan A Class:
CoreBond 12.12 NA NA NA
CorePlusBd p 8.63 NA NA NA
EmMktEq t 47.31 NA NA NA
EqInc p 19.94 NA NA NA
EqIndx p 59.48 NA NA NA
GwthAdv p 32.22 NA NA NA
Inv Bal p 16.47 NA NA NA
InvCon p 13.61 NA NA NA
InvG&I p 19.14 NA NA NA
InvGrwt p 23.71 NA NA NA
LgCpGwth p 62.95 NA NA NA
MdCpGrw p 46.20 NA NA NA
MdCpVal p 38.26 NA NA NA
ShrtDurBd p 11.16 NA NA NA
Sm Cap p 62.80 NA NA NA
SmCapGrw p 27.28 NA NA NA
SR2020 p 18.70 NA NA NA
SR2030 p 21.20 NA NA NA
SR2040A p 24.54 NA NA NA
USEquity 19.88 NA NA NA
ValAdv t 37.67 NA NA NA
JPMorgan C Class:
InvBal p 16.15 NA NA NA
InvConsvGr t 13.54 NA NA NA
JPMorgan Funds:
Fl EmMktEq L 48.85 NA NA NA
MdCpVal L 39.32 NA NA NA
USEquity L 20.00 NA NA NA
JPMorgan I Class:
CoreBond 12.12 NA NA NA
CorePlusBd 8.63 NA NA NA
EmMktEq I 48.46 NA NA NA
EqInc 20.31 NA NA NA
EqIndx 59.57 NA NA NA
GrAdv r 33.67 NA NA NA
GvBd 11.12 NA NA NA
HighYld 7.22 NA NA NA
IntlEqIndx 19.72 NA NA NA
IntmdTFBd 11.33 NA NA NA
InvConGw 13.70 NA NA NA
LgCpGwth 64.23 NA NA NA
MdCpGrw 55.89 NA NA NA
MdCpVal 38.76 NA NA NA
MtgBckd 11.54 NA NA NA
ShtDurBnd 11.18 NA NA NA
SmCap 74.13 NA NA NA
SmCapGrw 31.11 NA NA NA
TxAwEq 42.65 NA NA NA
USEquity 19.96 NA NA NA
USLgCpCorPls24.98 NA NA NA
Net YTD 3-Yr.
NAVChg.%Ret.%Ret.USRechEnhEq 33.33 NA NA NA
ValAdv 37.86 NA NA NA
JPMorgan Inst Class:
ValAdv L 37.88 NA NA NA
JPMorgan R Class:
CoreBond 12.13 NA NA NA
CorePlusBd 8.64 NA NA NA
HighYld r 7.23 NA NA NA
LimDurBd 10.22 NA NA NA
MtgBckd 11.54 NA NA NA
ShtDurBnd 11.18 NA NA NA
SmCpEqR5 74.37 NA NA NA
SmCpVal 30.62 NA NA NA
USEqR5 20.01 NA NA NA
USRechEnhEq 33.29 NA NA NA
JPMorgan R5 Class:
SR2020 R5 18.81 NA NA NA
SR2030 R5 21.34 NA NA NA
SR2040 R5 24.72 NA NA NA
SRIncome R5 17.70 NA NA NA
JPMorgan Select Cls:
SmCpGrL 32.37 NA NA NAL
Laudus Funds:
USLgCpGr nr 30.39-0.38 4.1 80.9
Lazard Instl:
EmgMktEq 19.120.08 6.0 -3.3
GlbLstInfr 14.36-0.26-2.0 17.9
IntlEq 20.400.03 1.9 14.2
IntStrtEq r 17.280.12 2.7 19.5
USEQ Concen Inst19.02-0.04 5.4 36.5
Legg Mason A:
GrowFdClA 17.66 NA NA NA
Legg Mason I:
IntlGrTrI 71.79-0.11 5.6 50.0
OpporTrI 53.03-0.3021.3 98.9
Longleaf Partners:
Intl n 18.240.13 4.9 14.4
Partners n 24.180.13 11.3 13.7
Sm-Cap n 26.270.14 10.1 26.2
Loomis Sayles Fds:
LSBondI 13.45-0.04-0.7 9.6
LSBondR pn 13.38-0.04-0.7 8.8
LSCorBndA p 13.77-0.09-1.4 18.9
LSFixIncl 13.16-0.04-0.4 15.7
LSStrIncA p 13.98-0.01-0.1 7.3
SmCpGI 39.22-0.5712.1 82.5
Lord Abbett A:
Affiltd p 15.920.04 4.5 18.3
BdDeb p 8.56-0.02 2.2 20.4
CalibrDivGr 18.23-0.11 2.1 40.8
CoreFxdInc p 11.20-0.05-1.1 16.8
DevGt p 35.76-0.7117.0169.1
FloatRt p 8.40 0.00 1.7 6.1
FundlEq p 12.790.02 6.0 21.1
HiYldA t 7.56-0.01 2.5 17.6
HYMuniBd p 12.83-0.10 2.4 22.8
IncomeA p 3.00-0.01-0.6 19.9
IntrTxFr 11.40-0.09 0.8 15.7
MidCapStk 31.350.12 8.0 17.2
MultiAstBalOppty13.80-0.07 5.3 37.1
MultiAstInc 17.33-0.07 3.9 27.6
ShDurTxFr 15.93-0.05 0.3 7.9
ShtDurIncmA p 4.22 0.00 0.6 10.8
TaxFr p 12.11-0.12 1.2 18.7
TotRet p 10.61-0.06-1.0 16.3
ValOpps p 21.120.06 10.2 39.2
Lord Abbett C:
BdDeb 8.58-0.02 2.2 18.1
FloatRt p 8.41 0.00 1.8 4.3
ShtDurIncmC t 4.24-0.01 0.2 8.7
Lord Abbett F:
BdDeb 8.55-0.01 2.4 20.7
DevGt p 38.30-0.7617.0170.3
FloatRt p 8.40 0.00 1.9 6.5
HiYld p 7.56 0.00 2.7 18.1
HYMuniBd 12.84-0.10 2.4 23.1
Income 3.00-0.01-0.6 20.2
IntrTxFr 11.40-0.09 0.8 16.1
NatlTxF p 12.10-0.12 1.1 19.0
ShtDurIncm 4.22 0.00 0.6 11.1
ShtDurTxF p 15.93-0.06 0.3 8.2
TotRet 10.61-0.06-0.9 16.6
Lord Abbett I:
BdDebentr 8.52-0.01 2.4 21.1
DevlpGro 45.61-0.9117.0171.1
FloatRt 8.41 0.00 1.9 6.9
HiYld 7.60-0.01 2.7 18.4
ShtDurInc p 4.21-0.01 0.4 11.4
LSVValEq :
LSVValEq 28.000.19 9.4 13.7M
MainStay Fds A:
ConvtA 24.83 NA NA NA
HiYldBdA 5.67 NA NA NA
IncBldr 20.78 NA NA NA
LgCpGrA p 12.66 NA NA NA
TxFrBdA 10.74 NA NA NA
MainStay Fds I:
EpochGlb r 18.70 NA NA NA
MacKaySTMuni 9.74-0.02 0.2 7.1
S&P500IdxA 50.49 NA NA NA
TRBd 11.32 NA NA NA
Mairs&Power:
MairsPwrBal n 108.47-0.58 3.1 34.7
MairsPwrGr n 143.43-1.01 5.4 51.9
Marsico Funds:
Focus pn 26.87-0.52 4.5 92.7
Mass Mutual:
SelBluChipGroClI31.27-0.41 4.1 72.4Net YTD 3-Yr.
NAVChg.%Ret.%Ret.MassMutual Premier:
CoreBdI 11.16-0.05-0.8 19.8
MassMutual Select:
BlackRockGlAllCi12.97 NA NA NA
BlChpGrR5 31.20-0.41 4.1 71.9
IdxEqI 19.31-0.13 4.3 51.0
IndxEqR4 n 18.67-0.13 4.1 48.7
MCGrEqIII 30.10-0.30 6.5 65.6
MCpGrEqIIS 29.70-0.31 6.5 65.1
PIMCITRetI 10.17-0.06-1.5 20.0
Matthews Asian Funds:
AsiaDivInv nr 24.30-0.30 7.4 34.8
AsiaGroInv nr 45.26-0.7814.8 72.4
Asian G&I Inv nr19.48-0.07 7.9 32.0
AsiaInnovInv n 32.12-0.5020.3128.1
ChinaInv n 32.04-0.7418.7 65.8
DLStrIncmR 31.99-0.7318.7 66.7
IndiaInv nr 27.87-0.21 6.0 11.7
JapanInv nr 25.63-0.22 1.4 26.6
PacTigerInv nr 39.47-0.2513.0 42.0
MergerFundThe pn:
MergerFundThe pn17.850.09 2.4 20.4
Meridian Funds:
Growth n 52.74-0.82 9.8 59.1
Value n 47.160.63 13.1 55.5
Metropolitan West:
HiYldBdI 10.70-0.02 0.8 26.2
IntmBdI 10.86-0.03-0.3 16.9
LowDurBdI 8.92-0.01 0.2 10.1
TotRetBd n 11.01-0.06-1.4 19.1
TotRetBdI 11.00-0.07-1.4 19.9
TRBdPlan 10.32-0.06-1.4 20.1
UnconstrBdI 12.04-0.02 0.5 13.6
MFS Funds Class A:
AgGrAlA p 29.21-0.17 4.2 42.4
BondA p 15.34-0.12-2.4 23.1
CoEqyA 42.52-0.21 4.1 53.8
ConAllA p 17.76-0.10 1.1 27.7
Growth A p 156.73-2.76 4.1 80.1
GlEqA 53.38-0.47 1.2 32.3
GlTotA p 19.13-0.07 1.6 20.7
GrAllA p 24.90-0.16 3.3 38.4
GvScA p 10.22-0.06-1.4 13.7
HiInA p 3.45-0.01 0.6 17.2
IntGrA t 43.68-0.57 2.9 35.2
IntlDvFdA t 24.54-0.14 3.8 31.1
IntlIntVA t 51.85-0.62 0.3 36.7
IntNwDA p 37.37-0.32 1.8 19.9
LtdMA p 6.12 0.00 0.2 10.8
MCapA 29.31-0.46 3.9 86.1
MCpValA p 27.370.21 7.1 28.6
MIGA p 38.47-0.46 2.6 70.2
MITA p 37.31-0.24 4.2 44.8
ModAllA p 20.78-0.13 2.1 33.8
MuHiA 8.63-0.05 2.1 19.2
MuInA p 9.19-0.07 1.1 16.6
MuLtA 8.43-0.04 0.4 11.4
NewDA t 39.58-0.59 9.5113.8
ReInA p 22.90-0.15 3.5 25.9
RetBdA t 11.42-0.06-1.3 18.6
RschA p 52.73-0.34 3.1 48.3
TechA p 70.13-0.84 7.4101.3
TotRA p 20.93-0.03 2.5 27.3
UtilA p 22.21-0.35-2.3 33.3
ValueA p 46.27-0.04 3.2 23.0
MFS Funds Class C:
GrAllC p 24.42-0.16 3.2 35.3
Growth C t 120.33-2.13 4.0 76.1
ModAllC p 20.35-0.13 2.1 30.8
ValueC t 45.71-0.04 3.1 20.3
MFS Funds Class I:
BondI 15.33-0.12-2.4 24.0
ConAllI 17.94-0.11 1.2 28.7
Growth I 168.47-2.95 4.1 81.5
IntNwDI 38.59-0.33 1.8 20.8
MCapI 31.33-0.49 4.0 87.5
MCpValI 28.100.21 7.2 29.5
MIGI p 39.82-0.47 2.6 71.4
MITI 36.03-0.23 4.3 45.9
ReInT t 23.75-0.15 3.5 26.8
RetBdI 11.42-0.06-1.3 19.1
RschI 54.27-0.35 3.2 49.4
TotRI 20.93-0.02 2.6 28.2
ValueI 46.56-0.03 3.2 24.0
MFS Funds Instl:
IntlEq 31.35-0.21 2.3 28.0
Mondrian:
IntlValEq n 14.100.00 3.9 2.7
Morgan Stanley Fds A:
InsightA p 97.10-1.1020.2255.8
Morgan Stanley Fds I:
FxInOpp I 5.86-0.03-0.3 14.9
Insight I 110.47-1.2520.2258.9
Morgan Stanley Inst:
CapGrI 105.68-1.1415.5200.7
CapGrP p 98.52-1.0715.5198.3
CorPlusFxdIncI11.59-0.07-1.2 19.3
Discovery I 51.87-1.5420.0321.5
DiscoveryA p p39.74-1.1720.0318.2
GloFranI t 30.99-0.61-0.7 42.3
InceptionPort I 39.04-0.5653.2404.8
IntlEqI 16.43-0.11 1.4 17.5
MorganStanleyPathway:
CoreFxIcm n 8.41-0.05-1.6 19.2
EmgMkt n 18.66-0.03 9.9 15.8
LgCapEq n 24.14-0.16 4.5 48.3
Sm-MdCapEq nr23.15-0.1810.0 50.4
Munder Funds:
MndrIntlSmCpInv r16.97-0.15 4.0 21.0
Munder Funds Cl Y:
MndrSCVClY p40.840.53 14.3 17.8
Mutual Series:
BeacnZ n 17.100.07 3.8 22.1
GlbDiscA 29.430.15 4.7 9.7
GlbDiscz n 30.120.16 4.7 10.5Net YTD 3-Yr.
NAVChg.%Ret.%Ret.QuestA t 13.28-0.05 1.5 2.4
QuestZ n 13.50-0.05 1.4 3.1
SharesZ n 26.50-0.01 4.6 11.0N
Nationwide Fds R6:
BdIdxR6 11.61 NA NA NA
IntIdxR6 8.81 NA NA NA
MidCapIdxR6 18.56 NA NA NA
Nationwide Fds Serv:
IDAggr p 10.12 NA NA NA
IDMod p 10.14 NA NA NA
IDModAggr p 10.29 NA NA NA
Natixis Funds:
InvGradeBdA p11.57-0.02-0.5 20.0
InvGradeBdY 11.58-0.02-0.5 20.8
LSGrowthY 23.89-0.29 3.2 68.2
USEqOppsA 41.320.01 5.8 51.7
Neuberger Berman Fds:
EmgMktInst 25.910.08 11.6 20.3
EqIncInst 13.850.07 4.1 21.8
GenesInst 76.75-0.83 9.1 63.7
HiIncBdInst 8.79-0.01 1.1 20.3
IntrinsicValInst22.87-0.0717.2 65.4
LCVal Inst 40.721.26 12.0 58.0
LgShInst 16.78-0.02 1.0 26.5
MidCapGroR6 22.84-0.0113.4 92.5
NeubCrBdInst 10.76-0.07-1.4 18.8
StrIncInst 11.49-0.03 0.6 18.0
SustainableEqIns44.09-0.12 4.5 44.1
Neuberger Berman Inv:
Focus n 31.37-0.01 5.4 48.1
Genes n 76.81-0.83 9.1 62.9
Guard n 24.63-0.26 4.6 75.0
IntlEqInst r 15.32-0.16 2.8 22.7
LCVal n 40.761.26 12.0 57.3
MdCpGrInv n 22.600.00 13.4 90.9
Neuberger Berman Tr:
Genes n 76.74-0.84 9.1 62.5
GenesisFdR6 76.67-0.83 9.2 64.2
Nicholas Group:
Nch II I 33.16-0.27 5.1 53.2
Nich n 79.30-0.74 2.9 56.9
Northern Funds:
ActMIntlEq nr 12.910.00 5.7 22.8
BdIdx n 10.96-0.07-1.8 16.8
CAIntTxEx n 11.04-0.09-0.2 13.8
EmMktsEqIdx nr15.51-0.0510.9 25.2
FixIn n 10.67-0.06-1.3 17.6
GlbREIdx nr 10.43-0.06 2.5 11.9
HiYFxInc n 6.82-0.01 1.5 20.0
HiYMuni n 9.07-0.07 1.8 17.5
IntlEqIdx nr 14.010.01 4.1 16.4
IntTxExpt n 10.92-0.09-0.2 13.7
MidCpIdx n 23.05-0.0810.1 39.5
ShIntTaxFr n 10.47-0.03-0.1 9.4
SmCapIdx n 17.57-0.1814.8 51.9
SmCpVal n 22.33-0.0213.2 18.0
StkIdx n 43.76-0.30 4.2 50.9
TxExpt n 11.07-0.09-0.1 15.6
Nuveen Cl A:
AAMunBd p 12.27 NA NA NA
CAMunBd p 11.73 NA NA NA
HiYldMuBd p 18.07 NA NA NA
IntDMunBd p 9.67 NA NA NA
LtdMnBd p 11.39 NA NA NA
NYMunBd p 11.36 NA NA NA
Nuveen Cl I:
HYMunBd 18.06 NA NA NA
Nuveen Cl R:
CAMunBd 11.74 NA NA NA
IntDMunBd 9.70 NA NA NA
LmtTrmR 11.35 NA NA NA
NYMunBd 11.37 NA NA NA
Nuveen Fds:
RealEst 19.35-0.25 3.3 25.6O
Oak Associates Funds:
RedOakTec n 39.59-0.78 5.4 70.4
Oakmark Funds Invest:
EqtyInc nr 32.560.14 6.3 24.5
GlbSel nr 22.930.34 9.3 21.5
Global n 34.730.29 8.7 20.1
Oakmark n 98.340.94 9.1 32.1
OakmrkInt n 28.160.55 7.9 3.7
Select n 52.720.58 9.7 15.0
Oberweis Funds:
IntlOppInst 17.94-0.16 5.8 58.1
Old Westbury Fds:
AlCpCore n 22.68-0.27 2.9 56.0
FixInc pn 11.50-0.04-0.9 13.8
LrgCpStr n 18.22-0.11 6.3 37.7
MuniBd pn 12.51-0.08-0.3 11.5
OWstbryNYMuBndFd n10.57-0.06-0.2 NS
Sm&MdCapStrategi n19.92-0.19 8.1 43.4
Optimum Funds Inst:
Fixed Inc 9.87-0.06-1.3 17.9
Intl Eqty 15.710.08 7.2 21.3
LgCpGrwth 25.53-0.36 3.2 71.5
LgCpVal 18.710.04 4.6 23.0
SmCpGrwth 21.81-0.1512.3105.9
SmCpVal 15.270.04 13.1 20.4
Osterweis Strat Income:
OsterweisStrInc n11.450.02 0.9 14.6PQ
PACE Funds Cl P:
IntlEqty P 17.930.07 4.7 18.1
LgGrEqty P 28.39-0.37 5.1 79.2
LgVEqty P 22.360.06 6.5 13.8Net YTD 3-Yr.
NAVChg.%Ret.%Ret.StraFxd P 14.27 NA NA NA
Pacific Life Funds:
PortOptModAggClA p15.48 NA NA NA
PortOptModClA r14.38 NA NA NA
Palmer Square:
Income Plus 10.09 NA NA NA
Parnassus Fds:
ParnEqFd n 55.74-0.09 3.9 62.5
Parnsus n 66.20-0.27 7.7 61.4
Pax World Fds:
SustAll Inv n 27.18-0.09 3.1 38.1
Paydenfunds:
CoreBd n 10.99-0.05-1.3 15.6
HiInc n 6.85 0.00 1.8 24.3
LowDur n 10.200.00 0.3 9.3
LtdMat n 9.54 0.00 0.2 7.1
Pear Tree:
ForeignVal I r 23.650.25 6.0 10.5
PearValR6 12.120.12 5.9 10.7
PearValSCapInst15.670.17 5.2 10.3
Perm Port Funds:
Permanent n 48.190.11 4.9 36.5
PGIM Funds Cl A:
2020FcA 18.98-0.17 8.4 63.9
Balanced 17.87 NA NA NA
HighYield 5.57-0.01 1.8 22.5
JennBlend 26.35-0.26 9.3 57.8
JennGrowth 63.16-1.01 7.2103.9
JennHealthSci52.23-1.48 4.5 60.1
JennMidCapGrowth23.20-0.18 9.8 92.9
JennSmallCompany p26.06-0.1712.0 56.2
JennUtility 15.66-0.33-2.0 37.4
NationalMuni 15.31-0.10 0.4 14.5
ShrtTermCorpBond11.39-0.02 0.0 13.2
TotalReturnBond p14.83 NA NA NA
PGIM Funds Cl C:
TotalReturnBond14.81 NA NA NA
PGIM Funds Cl Z:
GlobalRealEstate23.520.06 3.8 24.7
HighYield 5.58-0.01 1.9 23.2
JennGrowth 69.88-1.10 7.2105.8
JennHealthSci60.41-1.71 4.6 61.5
JennMidCapGrowth29.14-0.23 9.8 94.6
TotalReturnBond14.77 NA NA NA
PIMCO Fds Admin:
RealRetAd p 12.20 NA NA NA
TotRtAd p 10.42-0.07-1.4 17.0
PIMCO Fds Instl:
AllAsset 13.01 NA NA NA
AllAssetAuth r 8.70 NA NA NA
CommodtyRR 6.53 0.07 10.5 8.0
DivInc 11.29 NA NA NA
EmMktsBd 10.64-0.13-1.8 16.9
EmrgMktCur&STInv8.19-0.02 0.4 1.1
ExtdDur 7.80 NA NA NA
GlblBdOppUSH10.79 NA NA NA
HiYld 9.10-0.02 0.8 19.9
HiYldMuniBd 9.76-0.07 1.5 22.5
IntlBdUnhedged r10.61-0.05-0.9 10.6
IntlBdUSH 10.99-0.07-0.7 16.0
InvGrdCrBd 11.05 NA NA NA
LgTmRlRt 7.60 NA NA NA
LgTrmCrdtBd 12.94 NA NA NA
LngDurTotRtrn10.51 NA NA NA
LowDur 9.96 0.00 0.2 9.2
LowDurInc r 8.74-0.01 1.1 14.8
ModDur 10.58 NA NA NA
MortgOppBd 11.02 NA NA NA
RAEFndmtlAdvPLUS9.17 NA NA NA
RAEPLUS r 7.12 NA NA NA
RAEPlusEMG 11.40 NA NA NA
RealRtnI 12.20 NA NA NA
RERRStg 8.75 NA NA NA
ShortT 9.85 0.00 0.3 7.2
ShtAssetInv 10.010.00 0.1 5.7
StcksPLUSIntlHdg r 8.55 NA NA NA
StcksPLUSSmall12.48 NA NA NA
StkPlsLgDur 8.98 NA NA NA
StksPLS 12.23 NA NA NA
StPlTRInst r 13.12-0.11 4.6 52.2
TotRetESG 9.55 NA NA NA
TotRt 10.42-0.07-1.4 17.9
TRII 9.74 NA NA NA
TrndsMgdFutStrgy10.54 NA NA NA
PIMCO Funds:
IncomeFd 12.13 NA NA NA
StcksPLUSIntlHdg8.45 NA NA NA
TotRet 10.42-0.07-1.5 15.8
PIMCO Funds A:
AllAsset 13.01 NA NA NA
HiYld 9.10-0.02 0.8 18.7
HiYldMuniBd 9.76-0.07 1.4 21.4
IncomeFd 12.13 NA NA NA
IntlBdUSH 10.99-0.07-0.8 14.6
InvstGrCrBd 11.05 NA NA NA
LowDurA 9.96 0.00 0.2 8.2
LowDurInc 8.74-0.01 1.0 13.5
MuniBdA 10.49-0.09 0.5 17.1
RealRtnA 12.20 NA NA NA
ShtTmA 9.85 0.00 0.3 6.4
StksPLSTR 12.83-0.10 4.6 50.3
TotRetA 10.42-0.07-1.5 16.7
PIMCO Funds C:
IncomeFd 12.13 NA NA NA
TotRetIncC 10.42-0.07-1.6 14.0
PIMCO Funds I2:
CommdtyRR 6.51 0.08 10.5 7.9
ComPLUSStrtgyFd5.65 NA NA NA
DivInc 11.29 NA NA NA
GNMAGvtSec 11.45 NA NA NA
HiYldMuniBd 9.76-0.07 1.5 22.1
Income 12.13 NA NA NA
IntlBdUSH 10.99-0.07-0.7 15.6
InvstGrCrBd 11.05 NA NA NA
LowDurInc 8.74-0.01 1.1 14.5Net YTD 3-Yr.
NAVChg.%Ret.%Ret.LwDur 9.96 0.00 0.2 8.9
MuniBd 10.49-0.09 0.6 17.9
RealRtn 12.20 NA NA NA
ShtTm 9.85 0.00 0.3 6.9
TotRt 10.42-0.07-1.4 17.5
PIMCO Funds Instl:
ComPLUSStrtgyFd 5.68 NA NA NA
DynamicBd 10.90-0.01 1.1 13.5
GNMAGvtSec 11.45 NA NA NA
IncomeFd 12.13 NA NA NA
InflRespMulAsset 9.07 NA NA NA
RAEPLUSIntl 7.44 NA NA NA
RAEPLUSSml 11.74 NA NA NA
Pioneer Funds A:
AMTFreeMuniA p p15.59-0.15-0.4 19.4
BondA 10.11-0.05-0.8 18.1
CoreEqA 23.31-0.02 3.4 45.6
DiscGrA 18.90-0.13 2.0 69.2
EqIncA 37.670.14 5.1 19.1
HighIncMuniA 7.43-0.05 1.7 17.6
MdCapVa 25.170.25 7.4 14.4
PioFdA 36.48-0.04 5.6 64.1
SelMCGrA 60.39-0.5211.1 88.0
StratIncA p p 11.37-0.04 0.0 17.4
Pioneer Funds Y:
AMTFreeMuniY15.53-0.15-0.4 20.2
BondY 10.01-0.05-0.8 19.3
SelMCGrY 67.41-0.5811.1 89.3
StratIncY p p 11.37-0.04 0.2 18.5
Price Funds:
2050RetFd n 18.91-0.05 6.4 43.1
Balnanced n 28.15-0.09 3.3 34.1
BdEnhIdx nr 11.53-0.06-1.5 18.1
BlChip n 173.71-2.46 4.9 74.1
CA Bond n 11.96-0.09 0.7 15.1
Communica&Tech n194.77-1.36 7.9105.9
CorpInc n 10.05-0.07-1.9 20.7
DivGro n 61.08-0.32 1.8 47.8
DvsfMCGr n 49.82-0.49 8.2 84.4
EmgMktB n 11.34-0.13-1.6 8.2
EmMktS n 60.06-0.18 9.6 30.1
EqInc n 33.380.24 6.9 22.4
EqIndex n 103.34-0.71 4.2 50.6
Europe n 25.16-0.32 2.6 26.1
FinSvcs n 30.460.76 13.2 33.5
GlbGr n 46.25-0.39 8.8 82.1
GlbStk n 71.72-0.27 9.0101.4
GlbTech n 31.50-0.2415.3127.3
GMS-fd n 11.91-0.06-0.1 20.3
GNMA n 9.42 0.00 -0.3 11.4
Gr&In n 35.14-0.14 2.7 45.4
Growth n 103.16-1.26 6.4 77.6
HelSci n 103.48-3.10 4.7 70.3
HiYield n 6.68-0.01 1.2 18.3
InstEmMEq 54.54-0.15 9.4 30.4
InstFLRfd r 9.77 0.00 1.4 12.5
InstHiYld 8.86-0.02 1.1 18.8
LgCapGow I 65.65-0.84 7.3 87.2
InstLCCoreGr 68.43-0.97 5.0 74.6
LgCpVal 25.350.14 7.3 25.3
InstSmCap 33.42-0.21 9.1 74.1
IntDis n 98.52-0.72 8.5 50.0
IntEqIdx nr 15.80-0.01 3.9 16.1
IntlBond n 9.72-0.07-1.8 9.4
IntlStk n 22.54-0.13 7.1 33.0
IntlValEq n 15.020.04 5.6 5.1
Japan n 20.87-0.36 3.6 50.4
MCapVal n 32.260.14 9.0 26.7
MCEqGr 76.63-0.91 5.7 63.3
MD Bond n 11.13-0.08 0.6 14.2
MidCap n 119.47-1.42 5.7 62.1
N Asia n 28.09-0.3011.8 51.3
N Inc n 9.80-0.04-1.1 15.7
NAmer n 72.50-0.04 6.1 96.5
New Era n 34.950.52 7.0 5.5
NHoriz n 87.54-0.65 6.4128.4
OverS SF nr 12.730.02 5.6 18.2
QMUSSmCpGrEq n51.44-0.64 7.8 61.7
SpectConsAllo n22.06-0.06 2.7 27.1
SpectModerAllo n27.60-0.09 4.0 33.6
SpectModerGwAllo n42.99-0.13 5.4 39.1
R2005 n 14.35-0.05 2.3 26.6
R2010 n 18.81-0.08 2.5 28.1
R2015 n 15.40-0.06 2.9 29.6
R2020 n 23.52-0.09 3.4 31.5
R2025 n 20.14-0.07 4.0 34.4
R2030 n 29.78-0.10 4.7 37.0
R2035 n 22.37-0.07 5.3 39.4
R2040 n 32.24-0.09 5.9 41.6
RealEst n 16.84-0.18 5.7 13.7
Ret2025A p 20.01-0.07 3.9 33.4
Ret2045 n 22.33-0.07 6.3 43.0
Ret2045R 21.84-0.06 6.2 40.8
Ret2055 n 19.38-0.05 6.4 42.8
Ret2055 19.20-0.06 6.3 41.8
RetBal Inc n 16.15-0.07 2.4 26.9
SciTec n 60.810.19 10.4105.1
Sht-Bd n 4.85 0.00 0.2 11.0
SmCap n 58.160.16 10.2 39.6
SmCapStk n 69.73-0.45 9.1 73.4
SpecGr n 25.67-0.08 5.9 41.4
SpecInc n 13.02-0.04 0.5 16.2
SpecIntl n 16.96-0.09 6.7 26.8
SuMuInc n 12.46-0.09 0.7 15.6
SuMuInt n 12.40-0.08 0.4 14.0
TaxEfEqty nr 53.98-0.67 6.1 84.9
TF Incom n 12.48-0.07 1.8 16.8
TF Incom n 10.45-0.09 0.4 15.2
TFSI n 5.75-0.01 0.2 8.9
TotIndex n 44.25-0.34 5.5 52.7
U.S.EqResch n37.93-0.24 3.4 52.3
USLrgCpCore n31.47-0.12 2.6 45.1
USTInter n 6.09-0.04-1.5 16.9
USTLg n 11.41-0.29-8.7 28.5
VABond n 12.49-0.10 0.3 14.8Net YTD 3-Yr.
NAVChg.%Ret.%Ret.Value n 44.380.21 8.4 35.1
Price Funds - Adv Cl:
BlChip p 169.97-2.42 4.9 72.7
CapAppA p 34.14-0.01 1.3 47.5
Growth p 100.38-1.23 6.4 76.2
MCapGro p 114.78-1.37 5.6 60.7
R2020A p 23.30-0.09 3.3 30.6
R2030A p 29.47-0.09 4.7 36.0
R2035 22.23-0.07 5.3 38.4
R2040A p 31.89-0.10 5.9 40.6
Ret2045-A p 22.15-0.06 6.3 41.9
Ret2050-A p 18.69-0.05 6.3 41.9
Price Funds-RCl:
BlChipR p 162.32-2.32 4.9 71.3
ExtIndex nr 41.82-0.4212.7 68.1
GrowthR p 96.32-1.19 6.3 74.8
R2020R p 23.03-0.09 3.3 29.6
R2030R p 29.16-0.09 4.6 35.0
R2040R p 31.61-0.10 5.9 39.5
Ret2025-R p 19.75-0.07 3.9 32.4
Ret2035-R 21.92-0.07 5.2 37.3
Ret2050-R 18.49-0.05 6.3 40.9
PRIMECAP Odyssey Fds:
AggGrowth nr 61.26-0.4914.1 55.5
Growth nr 48.14-0.3913.5 45.8
Stock nr 38.510.00 9.6 38.3
Principal Investors:
CapApprA p 57.36-0.27 3.5 52.7
ConBalA p 13.22-0.05 2.2 23.6
EqIncIA p 37.060.00 4.4 34.3
FlIncA p 13.03-0.06 0.9 19.6
HiYld IN 9.45 0.00 1.2 15.9
InfPro IN 9.34-0.13-1.3 18.2
LgCpStA p 22.48-0.15 4.2 49.5
LgIndxI 22.47-0.15 4.2 50.7
LgIndxJ tn 22.21-0.15 4.2 49.8
LT2020 In 14.81-0.05 2.3 28.1
LT2020J tn 14.72-0.05 2.3 27.6
LT2030In 16.17-0.06 3.5 33.1
LT2030J tn 16.12-0.05 3.5 32.6
LT2040I 17.63-0.07 4.6 37.6
LT2040J tn 17.46-0.07 4.6 37.0
LT2050I 18.13-0.07 5.2 39.4
MdGrIII Inst 16.22-0.23 5.7 79.6
MidCpBldA 36.710.30 4.6 62.2
PreSecI 10.48-0.03 0.4 19.1
PtrLGI In 21.41-0.38 4.8 87.0
PtrLV In 18.240.09 5.5 28.1
RealEstSecI 26.95-0.37 3.2 35.2
SAMBalA p 17.53-0.08 3.4 29.1
SAMGrA p 20.09-0.09 4.6 33.7
StrGrw A p 22.00-0.11 5.6 38.6
ProFunds Inv Class:
UltNASDAQ-100 n84.36-2.8410.3203.8
Putnam Funds:
GrOpp R6 57.90-1.06 4.2 92.8
Putnam Funds Class A:
CATx p 8.35-0.07 0.6 17.1
ConvSec 35.47-0.27 9.8 90.7
DvrIn p 6.94-0.01 2.2 11.5
DynAABalA 17.15-0.11 3.4 27.0
DynAAGthA 19.87-0.12 5.2 30.4
EqIn p 28.020.14 6.4 32.0
GeorgePutBal 22.88-0.21 2.0 40.3
GlblEqty p 20.23-0.18 6.0 27.2
GlbHlthCare p 60.09-1.35 0.9 46.7
GrOpp p 54.48-1.00 4.1 90.7
HiYld A p 5.96-0.01 1.0 17.5
Incm p 7.15-0.03-1.1 19.5
IntlEq p 27.770.02 4.2 15.2
NYTx p 8.90-0.07 0.6 14.6
ShtDurBd 10.290.00 0.4 10.1
SmCapGr p 76.84-1.4711.9111.6
StDurInc 10.090.00 0.1 5.9
SustainLdrsFd p116.96-1.24 3.9 71.7
TFHY 13.17-0.08 2.0 19.1
TxEx p 8.89-0.07 0.7 16.3
MtgSec p 12.70-0.01 2.8 15.2
Putnam Funds Class Y:Net YTD 3-Yr.
NAVChg.%Ret.%Ret.EqInc 28.030.14 6.4 33.0
GrOpp Y 57.44-1.06 4.2 92.1
Incm 7.29-0.03-1.0 20.4
ShtDurBd 10.30-0.01 0.5 10.9
StDurInc 10.10-0.01 0.1 6.2R
RBB Fund:
BPSmVal2Inst28.73-0.1010.5 21.4
RBC Funds:
AccCpCommInvI9.05-0.02-0.3 11.9
RiverNorth Funds:
RNDLIncomeI 10.53 NA NA NA
Royce Funds:
Oppty I nr 19.240.06 21.5 58.3
PAMut I nr 11.50-0.0212.3 45.9
PremierI nr 14.890.04 9.6 42.9
SpecEqI nr 19.700.06 8.1 21.5
TotRet I nr 10.370.07 11.0 25.9
RS Funds:
CoreEqVIP 46.920.66 5.5 23.9
InvQBdVIP 12.98-0.08-1.4 17.0
Russell Funds S:
EmerMkts 23.49 NA NA NA
IntlDvMkt 40.87 NA NA NA
InvGrdBd 22.24 NA NA NA
StratBd 11.18 NA NA NA
TaxExBd 24.15 NA NA NA
TMUSMdSmCp37.73 NA NA NA
TxMngUSLgCp58.86 NA NA NA
USSmCpEq 35.77 NA NA NA
Rydex Dynamic Fds:
NasdaqStratH p365.65-12.2710.4207.0
Rydex Investor Class:
NasdaqInv n 65.85-1.09 5.3 98.1S
Schwab Funds:
1000 Inv nr 87.67-0.66 4.9 54.7
Balanced n 18.07 NA NA NA
CoreEq n 25.02-0.28 3.6 34.3
DivEqSel n 14.840.04 5.8 10.8
FunIntlLgInst nr 9.81 0.07 6.7 12.3
FunUSLgInst nr19.660.08 7.5 39.3
HlthCare n 26.32-0.67 1.0 36.0
InflProSel n 12.16-0.16-1.3 19.5
IntI Sel nr 22.87-0.01 4.0 17.0
IntlMstr nr 29.72-0.15 6.5 31.4
MT AllEq n 21.03 NA NA NA
MT Bal n 19.90 NA NA NA
MT Gro n 25.06 NA NA NA
S&P Sel n 59.85-0.41 4.2 51.3
SmCp Sel nr 39.18-0.3914.9 53.3
SmCpEqSel nr21.53-0.2215.4 27.7
Trgt2020 nr 15.29 NA NA NA
Trgt2030 nr 17.48 NA NA NA
Trgt2040 nr 18.72 NA NA NA
TSM Sel nr 70.31-0.52 5.8 54.8
TxFrBd n 12.21-0.10 0.2 14.2
USSmCoIdx nr17.170.02 14.0 36.0
Segall Bryant & Hami:
PlusBd n 11.09-0.07-1.2 18.6
SEI Portfolios:
CoreFxIn F 11.59-0.08-1.8 18.9
EMktDbt F 10.52 NA NA NA
HiYld F 6.93 NA NA NA
IntlEmg F 15.92 NA NA NA
IntlEq F 13.12 NA NA NA
IntMuni F 12.25-0.09 0.5 15.1
LgCapGr F 47.82 NA NA NA
LgCVal F 24.87 NA NA NA
MgdVol F 16.43 NA NA NA
S&P500 F 83.86 NA NA NA
ShtGov F 10.56 NA NA NA
TaxMgdLC F 31.64 NA NA NA
TaxMgdSmMdCp F26.55 NA NA NA
Selected Funds:Net YTD 3-Yr.
NAVChg.%Ret.%Ret.Mutual Funds Data provided by
DISTRIBUTIONS&OFFERINGS
SecondaryDistributionsofcommonstocks
AeternaZentaris 20,509,746 $1.45 $29,739,132
Agrify 5,555,555 $13.50 $74,999,993
AIkido Pharma 46,875,000 $1.60 $75,000,000
AmpliTech Group 1,371,428 $7.00 $9,599,996
Bio-PathHoldings 1,710,600 $7.60 $13,000,560
Chegg 9,804,000 $102.00 $1,000,008,000
ClearPointNeuro 1,850,140 $23.50 $43,478,290
ESSA Pharma 4,830,918 $27.00 $130,434,786
Galmed Pharmaceuticals Ltd 2,197,803 $4.55 $10,000,004
GauchoGroup Holdings 1,333,334 $6.00 $8,000,004
GreenBox POS 4,150,000 $10.50 $43,575,000
HealthEquity 5,000,000 $80.30 $401,500,000
HepionPharmaceuticals 44,200,000 $2.00 $88,400,000
iMedia Brands 2,860,000 $7.00 $20,020,000
MolecularTemplates 6,000,000 $12.65 $75,900,000
SiTime 3,000,000 $127.00 $381,000,000
TurningPoint Brands 2,000,000 $56.00 $112,000,000
Veru 6,451,613 $15.50 $100,000,002
Y-mAbsTherapeutics 2,439,025 $41.00 $100,000,025
Source:DealogicLLC,NewYorkCity;(212)577-4400.