an individual’s mental state is irrelevant to this
inquiry. In contrast, some states permit the introduc-
tion of evidence of mental disorder whenever it is log-
ically relevant to rebut the specific or subjective mens
rea requirement (i.e., the state of mind associated with
a specific-intent crime). If this argument (sometimes
called diminished capacity) is successful, the usual
result is that the defendant will only face conviction of
a lesser included offense that merely requires a show-
ing of general or objective intent. Prosecutors who
charge a defendant with a specific-intent crime will
frequently also charge the defendant with a general-
intent crime as a means to enable them to impose
some criminal sanction on the defendant should they
be unable to convince the judge or jury that the requi-
site specific intent was present at the time of the
crime. The use of evidence of a mental disorder dis-
counting the presence of specific intent differs from
the use of evidence of mental disorder for an insanity
defense in that the former can result in an uncondi-
tional acquittal that does not lead to the civil commit-
ment and treatment typically associated with the
latter. This result is the same as that which results
from a lack of actus reus because, as noted above,
both mens rea and actus reus are elements of the crime
that must be proven beyond a reasonable doubt, and if
they cannot be proven the defendant will be exoner-
ated of the charged crime. The insanity defense, in
contrast, can excuse a defendant from punishment but
does not exonerate him or her.
Courts and legislatures have often restricted the use
of expert testimony concerning mental disorders. For
example, some jurisdictions do not permit testimony
regarding any evidence of a mental disorder except
when it is being used to support an insanity defense.
This position was upheld in Clark v. Arizona(2006),
in which the Supreme Court ruled that Arizona’s deci-
sion to restrict evidence of a mental disorder to insan-
ity claims only, thus not admitting such evidence
when it could be used to address mens rea, does not
violate due process. Nevertheless, even in those states
where expert testimony relating to mens rea cannot be
admitted in court, the information about a defendant’s
mental state could still be used in plea negotiations
and at sentencing.
Kamela K. Nelan and
Thomas L. Hafemeister
See alsoAutomatism; Criminal Responsibility, Defenses and
Standards; Expert Psychological Testimony, Admissibility
Standards; Insanity Defense, Juries and
Further Readings
Clark v. Arizona,126 S. Ct. 2709 (2006).
Morse, S. J. (2003). Diminished rationality, diminished
responsibility. Ohio State Journal of Criminal Law,
1,289–308.
Symposium. (1994). Act and crime. University of
Pennsylvania Law Review, 142,1443–1890.
MENTAL HEALTHCOURTS
Mental health courts are specialty criminal courts with
a separate docket to deal with mentally ill persons,
who are disproportionately arrested and incarcerated.
Established by local court and criminal justice officials
who recognized that traditional prosecution and pun-
ishment were not effective deterrents with this popula-
tion, these courts divert mentally ill defendants into
community treatment with services to reduce repeat
offending, jail and prison crowding, court workload,
and criminal justice costs. To participate, defendants
must voluntarily agree to follow a treatment regimen
and to be monitored. Proceedings are nonadversarial
with participants—including judges, defense and pros-
ecuting attorneys, criminal justice officers, mental
health practitioners, and other service providers—
functioning as a team to provide direction, encourage-
ment, rewards, and sanctions to defendants.
Origins of Mental Health Courts
In the 1960s, shortly after state mental hospitals began
abandoning their role of providing long-term placement
for persons with mental illness, criminalization accom-
panying this change was reported—large numbers of
deinstitutionalized persons were being arrested and
jailed. This process has continued to the point that some
metropolitan jails house more persons with mental ill-
ness than any state mental hospital on any given day.
Most charges against persons with mental illness
are not serious, being predominantly nuisance and
survival offenses and offenses deriving from misuse
of alcohol and illegal drugs. Although only a small
proportion of their offenses are propelled by psychi-
atric symptoms, mental illness indirectly affects
offending because it generates disadvantages in the
ability to function and cope with difficult situations,
which lead to offending. Mental health treatment
and services can improve functioning and coping to
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