Barton, Thomas L., Shenkir, William G, and Walker, Paul L. Making
Enterprise Risk Management Pay Off: How Leading Companies Implement
Risk Management. FT Press, 2002.
SOX Resources .............................................................................................
When people think of compliance, they often think of SOX. If you’re looking
for more information about SOX, here are some places to dig in.
Web sites and forums.........................................................................
Some SOX-related Web sites:
Sarbanes-Oxley Act. Purely informative, section by section, searchable
version of the law itself: http://www.sarbanes-oxley.com/search.
php?q=404
SOX Online. There aren’t too many sites you can hit for both information
and entertainment. This, believe it or not, is one of the best: http://www.
sox-online.com/
SOX TV: http://sox.mashnetworks.com/newsroom.aspx
The Sarbanes-Oxley Act Forum: http://www.sarbanes-oxley-forum.com/
index.php
Books ...................................................................................................
A list of SOX-related books:
Scott Green, Manager’s Guide to the Sarbanes-Oxley Act: Improving
Internal Controls to Prevent Fraud, John Wiley & Sons, Inc., 2004.
Jill Gilbert Welytok. Sarbanes-Oxley For Dummies, 2nd Edition.
John Wiley & Sons, Inc., 2008.
Stephen M. Bainbridge, The Complete Guide to Sarbanes-Oxley, p. 12,
June 12, 2007 Adams Media: Trade Paperback ISBN: 1-59869-267-9
Financial Compliance Resources ...............................................................
As we’ve discussed, there’s more to compliance than just SOX. Here are
some resources for complying with regulations in other countries, as well as
resources on the Corrupt Foreign Practices Act.
312 Part V: The Part of Tens
