Schwab (Charles A.) Corp., 107
Schweber, Mark, 64
Schwert, William, 42, 42n, 150
Scientific-Atlanta, 370
Scudder, Stevens & Clark, 260
Sears Roebuck Co., 289, 319, 320,
351, 353
SEC.SeeSecurities and Exchange
Commission
secondary companies, 5, 123,
170–73, 172n,176–78, 196, 196n,
294, 383–84, 520
securities: delivery and receipt of,
267–68, 267–68n
Securities & Exchange Commission
(SEC): and advice, 274; and
AOL-Time Warner case, 443;
and defensive investor, 128; and
GEICO, 533n;and hedge funds,
382 n;and investment funds,
226, 226n, 227 n, 228 n,236, 250;
and IPOs, 437; and letter-stocks,
3 n;and mutual funds, 116; and
new issues, 392; and NVF-
Sharon Steel case, 429n;and
per-share earnings, 324n,
328–29n;and Realty Equities
case, 450n;regulation of
brokerage houses by, 266;
regulation of public utilities by,
286 n;and repurchase plans,
508 n;and security analysis,
286–87, 286n;and stock
selection for defensive
investors, 369; and Tyco case,
441 n;website for, 186, 250, 274,
303, 306–7, 324n,375, 399, 438n,
510 n
Securities Industry Association, 17,
258 n
Securities Investor Protection Corp.
(SIPC), 268
security analysis, 330–38; and
advice, 260; for aggressive
investors, 303n,376–95; and
capital structure, 302, 308–9;
and capitalization, 288;
characteristics of, 282–83; and
comparison of four listed
companies, 330–38, 339–46;
concept of, 280–301; for
defensive investors, 294–95,
347–66; and dividends, 302; and
financial strength, 302, 308–9;
and forecasting, 281, 282n,
288–89, 291n, 293 n,298, 299;
and general long-term
prospects, 302; and growth
stocks, 281, 282, 295–98; and
management, 302; and per-
share earnings, 310–21;
prediction/qualitative
approach to, 364, 364n,365; and
price, 302–9;
protection/quantitative
approach to, 364, 364n,365; and
risk, 283–87; and speculation in
common stocks, 572; techniques
for, 281, 282, 282n;and two-part
appraisal process, 321; and
valuation, 281–82; Zweig’s
comments about, 302–9, 339–46.
See alsocase histories; financial
analysts; per-share earnings;
selection, stock; type of security
Security Analysis(Graham and
Dodd), 18, 35n,283, 423, 484n,
499 n, 508 n, 514 n,537, 548, 564
security analyst. Seefinancial
analysts
selection, stock: and adoption of
schemes by large numbers of
people, 195n;and advice, 272;
for aggressive investors, 30–31,
376–95; and bargain issues,
390–93; and “best” stocks in
DJIA, 363; and bridge player
analogy, 378–79; “buy what you
know,” 125–27, 126n;criteria
for, 337–38, 348–66, 385–86; for
defensive investors, 337–38,
347–75, 385n;do it yourself,
128–29; Graham-Newman
methods for, 380–83; Graham’sIndex 617