384
23
23.2 What Degree of Surface Finish Is
Required for Electron-Excited X-ray
Microanalysis To Minimize Geometric
Effects?
Early in the history of microanalysis by electron-excited X-ray
spectrometry, it was recognized that controlling the surface
condition of a specimen was critical to achieving high-accu-
racy results by reducing geometric effects to a negligible level.
Yakowitz and Heinrich ( 1968 ) performed a series of experi-
ments in which the metallographic preparation sequence of
grinding and polishing was interrupted at various stages.
Materials examined included pure elements with two widely
different characteristic peak energies, for example, Au M 5 -
N6,7 at 2.123 keV and Au L 3 -M4,5 at 9.711 keV, and homoge-
neous binary metal alloys with widely differing characteristic
X-ray energies. For each surface condition, the characteristic
X-ray intensity was then measured at random locations and
along line traverses on the specimen surface to examine the
variation in characteristic X-ray intensity that could be
ascribed to surface roughness. Results for selected surface
conditions for a gold target are listed in. Table 23.1. For the
Au L 3 -M4,5 measurements, a final polish of the surface with
0.5-μm alumina was necessary to reduce the coefficient of
variation for 20 random measurements to a level similar to
the expected variation from the random counting statistics,
expressed as 3 n1/2/n. For the lower photon energy Au M 5 -N6,7
which suffers stronger absorption, it was necessary to improve
the surface polish to 0.1 μm alumina to achieve similar results.
For even lower photon energy peaks, such as those asso-
ciated with low atomic number elements with Z ≤ 9 (fluo-
rine) for which E < 1 keV, even better surface finish is required
to control the geometric effects. Newbury and Ritchie (2013a)
simulated X-ray emission from crenelated surfaces with the
Monte Carlo simulation embedded in NIST DTSA-II to
examine the influence of surface topography on low photon
energy peaks. As shown in. Fig. 23.5 for FeO at an incident
beam energy E 0 = 10 keV, the depth of scratches had to be
reduced below 50 nm to reduce the geometric effects on O K,
Fe L 3 -M4,5, and Fe K-L2,3 to a negligible level.
23.2.1 No Chemical Etching
In addition to achieving a high degree of surface finish to
minimize geometric effects, it is also important to avoid
chemical or electrochemical etching of the final surface. For
effective optical microscopy of microstructures, chemical
FeO E 0 = 10 keV
1.0
0.8
0.6
k-ratio
0.4
0.2
0.0
0.01 0.1
Scratch depth and period (micrometers)
1
EDS
10
O K-L2,3 (0.523 keV)
Fe L (0.704 keV)
FeK-L2,3 (6.400 keV)
. Fig. 23.5 Plots of O K, Fe L 3 -
M4,5, and Fe K-L2,3 as a function
of scratch depth for a crenelated
surface as calculated with the
Monte Carlo simulation embed-
ded in NIST DTSA-II (Newbury
and Ritchie 2013a,b)
. Table 23.1 Characteristic X-ray intensity measured on gold after various stages of grinding and polishing (Yakowitz and Heinrich 1968 )
Surface condition AuMα (2.123 keV)
Coeff. variation,%
AuMα (2.123 keV)
3 n1/2/n,%
AuLα (9.711 keV)
Coeff. variation,%
AuLα (9.711 keV)
n1/2/n,%
600 grit SiC 8.6 0.39 1.8 0.93
0.5 μm Al 2 O 3 0.7 0.39 1.1 0.93
0.1 μm Al 2 O 3 0.46 0.39 0.42 0.93
Chapter 23 · Analysis of Specimens with Special Geometry: Irregular Bulk Objects and Particles