44 1. RICCI SOLITONS
Because of the fl.at factor, R^2 = 2JRcJ^2 , and therefore dr/dt = r^2 /3. This
implies that r increases without bound, which is impossible for a soliton or
a breather. 0
A similar (but more elaborate) argument based on a pinching set can
be used to prove that a nontrivial soliton for the normalized Ricci fl.ow on a
compact Kahler surface must have curvature at least as negative as Koiso's
example; see [222].
8. Perelman's energy and entropy in relation to Ricci solitons
The notion of gradient Ricci soliton has motivated the discovery of mono-
tonicity formulas for the Ricci fl.ow, which in turn have useful geometric ap-
plications. Here we consider some monotone integral quantities. In particu-
lar, in Chapter 5 we shall further study Perelman's energy functional:
(1.68)
where (Mn, g) is a closed Riemannian manifold and f : M ----+ R As we will
see in (5.31) and (5.41), this functional is nondecreasing under the following
set of evolution equations (see below for a motivation for considering (1.70)):
(1.69)
(1.70)
09ij {)t -- -2R-. iJ,
of 2
at = -~f +IV fl -R.
In particular, we have the following.
THEOREM 1.72 (Energy monotonicity). For any solution (g (t), f (t)) of
(1.69)-(1.70) on a closed manifold Mn, we have
!F(g(t), f (t)) = 2 JM IRij + \7i\7jfl^2 e-f dμ 2': 0.
Hence -itF(g(t), f (t)) = 0 at some time to if and only if
(1.71) Rij + \7i\7jf = 0
at time to. That is, g (to) is a steady gradient Ricci soliton fl.owing along
\7 f (to).
We can motivate the consideration of equations (1.69)-(1.70) by seeing
how it relates to a steady soliton g fl.owing along a gradient vector field \7 f
and in canonical form. By (1.14) and (1.25),
~~ = 1Vfl
2
= 1Vfl
2
-R-~f,
which is (1.70).
A similar consideration for shrinking gradient solitons can be used to