The evolving concept of federalism 79
The Emergence of States’ Rights and Dual Federalism
Under Marshall’s successor, Chief Justice Roger Taney, Court decisions involving
federalism shifted to reflect a new concept: dual federalism. According to the system
of dual federalism, the national and state governments are considered distinct, with
little overlap in their activities or the services they provide. In this view, the national
government’s activities are confined to powers strictly enumerated in the Constitution.
Dual federalism was expressed most consequentially in the Dred Scott v. Sandford
decision of 1857. Dred Scott was a slave who had lived for many years with his owner in
the free state of Illinois and the free Wisconsin Territory but was living in Missouri, a
slave state, when his master died. Scott petitioned for his freedom under the Missouri
Compromise, which had made slavery illegal in any free state. The Court did not grant
Scott his freedom. Its majority decision held that slaves were not citizens but private
property; therefore, the Missouri Compromise’s ban on slavery in certain territories
violated the Fifth Amendment because it deprived people (slave owners) of their
property without the due process of law. Put another way, the Dred Scott decision said
that state law, not federal, determined the legal status of slaves.
Contrasting Marshall’s decisions in favor of national power with Taney’s decisions
in favor of state power highlights the policy significance of judicial decisions.
While we can’t be sure whether Marshall and Taney based their decisions on their
interpretations of the Constitution or their views on concrete policy questions (for
example, whether or not slavery was moral), the fact is that their decisions had strong
policy consequences. The Taney Court’s decision that the Missouri Compromise
was unconstitutional is consistent with a dual federalism interpretation of the
Constitution—but it also sustained the legality of slavery in southern states and
halted attempts by representatives from the North to limit the spread of slavery into
In the early 1800s, the Supreme Court
confirmed the national government’s
right to regulate commerce between
the states. The state of New York
granted a monopoly to a ferry
company serving ports in New York
and New Jersey, but this was found
to interfere with interstate commerce
and was therefore subject to federal
intervention.
The Dred Scott decision, covered
here in Frank Leslie’s Illustrated
Newspaper, was the subject of much
public interest when it was handed
down in 1857. The decision inflamed
tensions between slave states and
nonslave states and vindicated those
who saw state law as superior to
federal law.
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