Barron\'s 03.16.2020

March 16, 2020 BARRON’S S25

2020 2019 Name Firm City (Up to $1 mil) ($1-10 mil) ($10 mil+) Foundations Endowments Institutional ($mil) ($mil) ($mil)

Individuals Net Worth Net Worth Assets Account Net Worth

High Ultrahigh Total Typical Typical

Rank

Customers

12. N David Mabie Chicago Capital Chicago •• 1,902 5 10


13. 
    
    
    
    8. Thomas Salvino William Blair Chicago ••••••1,514 3.75 10
    
    
    
    


14. 
    
    
    
    26. Stewart Mather Mather Group Chicago •• 4,636 25 35
    
    
    
    


15. 
    
    
    
    9. Raj Bhatia Merrill Private Wealth Mgmt Chicago ••• 1,629 15 25
    
    
    
    


16. 
    
    
    
    18. James Whitney Morgan Stanley Graystone Chicago •• 3,140 45 50
    
    
    19. 
        
        
        
        11. Scott Magnesen Morgan Stanley Wealth Mgmt Oak Brook ••• 3,718 1 1.5
        
        
        
        
    
    
    
    


17. 
    
    
    
    14. Mark Birringer Morgan Stanley PWM Chicago • 8,416 50 125
    
    
    
    


18. 
    
    
    
    15. Shawn Parker Ameriprise Financial Schaumburg ••••2,250 2.75 5
    
    
    
    


19. 
    
    
    
    16. John Joyce Morgan Stanley PWM Chicago • 8,416 50 125
    
    
    
    


20. 
    
    
    
    21. Louise Lane William Blair Chicago •••• 1,418 2 6
    
    
    
    


21. 
    
    
    
    30. Michael Schaffer Wells Fargo Advisors Lake Forest ••••4,125 15 30
    
    
    
    


22. 
    
    
    
    29. Mark Thorndyke Merrill Lynch Wealth Mgmt Chicago ••• 1,399 8 10
    
    
    
    


23. 
    
    
    
    28. Daniel Fries Merrill Lynch Wealth Mgmt Chicago ••• 1,021 3 7
    
    
    
    


24. 
    
    
    
    17. Matthew Dillig Dillig Bowen Group at HighTower Chicago ••• 1,600 35 50
    
    
    
    


25. 
    
    
    
    31. Kristina Van Liew Morgan Stanley Graystone Chicago •••• 6,496 150 100
    
    
    
    


26. 
    
    
    
    27. Tom Kilborn Merrill Lynch Wealth Mgmt Northbrook ••• 1,047 4 6
    
    
    
    


27. 
    
    
    
    32. Linda Stephans Morgan Stanley Graystone Chicago •••• 6,499 150 100
    
    
    
    


28. 
    
    
    
    24. Daniel Grant William Blair Chicago •• 1,412 15 25
    
    
    
    


29. 
    
    
    
    23. Walter “JR” Gondeck Lerner Group at HighTower Deerfield ••• 1,340 5 10
    
    
    
    


30. 
    
    
    
    19. Sharon Oberlander Merrill Lynch Wealth Mgmt Chicago •• 1,089 5.5 12
    
    
    
    


31. N Ted Davis Morgan Stanley Wealth Mgmt Chicago ••• 739 2.5 2.5


32. 
    
    
    
    48. Robert Fix William Blair Chicago ••• 965 1.5 5
    
    
    
    


33. 
    
    
    
    22. David Wilkinson Morgan Stanley PWM Chicago ••• 927 35 40
    
    
    
    


34. 
    
    
    
    49. Steve Elkins William Blair Chicago ••• 934 1 5
    
    
    
    


35. 
    
    
    
    33. James Oberheide Morgan Stanley PWM Chicago ••• 3,307 50 75
    
    
    
    


36. 
    
    
    
    41. David Wright Merrill Private Wealth Mgmt Chicago ••• 2,383 25 40
    
    
    
    


37. 
    
    
    
    40. Russell McLean McLean Wealth Mgmt Group Oak Brook ••• 1,695 4 8
    
    
    
    


38. N Kathleen Roeser Morgan Stanley Wealth Mgmt Chicago •••1,466 8 15


39. 
    
    
    
    39. Joseph Kartheiser Morgan Stanley Wealth Mgmt Chicago •• 1,392 15 25
    
    
    
    


40. 
    
    
    
    12. Jay Maltby UBS Financial Services Chicago •• 2,350 10 20
    
    
    
    


41. 
    
    
    
    38. Benjamin Klein Merrill Lynch Wealth Mgmt Northbrook ••• 858 4 6.5
    
    
    
    


42. N Tom Bridges CIBCPrivateWealthMgmt Chicago ••••1,779 1.3 7.5


43. 
    
    
    
    43. Michael Cohen Morgan Stanley Wealth Mgmt Chicago •• 1,721 1.5 2
    
    
    
    


44. 
    
    
    
    37. Joseph Silich Morgan Stanley Wealth Mgmt Chicago •• 1,066 7 13
    
    
    
    


45. N Philip Watson Ameriprise Financial Downers Grove ••••2,290 1 3.8


46. 
    
    
    
    34. James Moriarity Morgan Stanley PWM Chicago •••1,840 40 50
    
    
    
    


47. 
    
    
    
    36. Brad DeHond Morgan Stanley PWM Chicago •••1,837 40 50
    
    
    
    


48. 
    
    
    
    35. Ajay Desai UBS Financial Services Chicago •••1,962 50 200
    
    
    
    


49. 
    
    
    
    50. Benjamin Leshem HLM Capital Highland Park •• 5,750 15 20
    
    
    
    


50. 
    
    
    
    46. Sean Lannan Morgan Stanley Wealth Mgmt Chicago •• 2,620 2.5 2.5
    
    
    
    


51. 
    
    
    
    60. Peter Lee Summit Trail Advisors Chicago •••1,930 20 55
    
    
    
    


52. 
    
    
    
    45. Dan Hoffmann Morgan Stanley Wealth Mgmt Chicago •• 2,619 2.5 2.5
    
    
    
    


53. 
    
    
    
    58. John Hammond Merrill Lynch Wealth Mgmt Northbrook ••• 1,029 5 8
    
    
    
    


54. 
    
    
    
    55. Christopher Garrity Merrill Lynch Wealth Mgmt Northbrook ••• 1,487 2 6
    
    
    
    


55. 
    
    
    
    54. Brian Speers Merrill Lynch Wealth Mgmt Oak Brook ••••1,383 3.5 5
    
    
    
    


56. 
    
    
    
    51. David Sheppard Merrill Lynch Wealth Mgmt Deer Park •• 859 6 8
    
    
    
    


57. 
    
    
    
    53. Kyle Chudom Morgan Stanley Wealth Mgmt Oak Brook ••• 930 1 3
    
    
    
    


58. 
    
    
    
    57. David Tracy Wells Fargo Advisors Chicago •• 2,650 7.5 10
    
    
    
    


59. 
    
    
    
    52. Kevin Lynch Morgan Stanley PWM Chicago ••• 1,254 36 50
    
    
    
    

INDIANA

1. 
   
   
   
   1. Wm. Craig Dobbs Morgan Stanley Graystone Indianapolis • $29,352 $225.3 $178
   
   
   
   


2. 
   
   
   
   2. John Perry Morgan Stanley Wealth Mgmt Indianapolis ••• 7,122 20 25
   
   
   
   


3. 
   
   
   
   4. Martin Gregor MerrillPrivateWealthMgmt Indianapolis •••••3,395 25 50
   
   
   
   


4. 
   
   
   
   5. Eric Payne Merrill Lynch Wealth Mgmt Indianapolis ••• 1,801 5 7.5
   
   
   
   


5. 
   
   
   
   3. John Cate Merrill Lynch Wealth Mgmt Indianapolis •••11,736 375 10
   
   
   
   


6. 
   
   
   
   6. Christopher Moore Ameriprise Financial Fort Wayne ••• 966 2.1 4
   
   
   
   


7. 
   
   
   
   7. Ronald Mencias MerrillLynchWealthMgmt Indianapolis ••• 1,801 5 7.5
   
   
   
   


8. 
   
   
   
   8. Jonathan Klausner Morgan Stanley Wealth Mgmt Indianapolis ••••2,264 4 11
   
   
   
   


9. 
   
   
   
   9. Daniel Finley Merrill Lynch Wealth Mgmt Fort Wayne ••••1,007 2 5
   
   
   
   


10. 
    
    
    
    14. Scott Saxe Wells Fargo Advisors Evansville ••• 699 1 2