Barron\'s 03.16.2020

March 16, 2020 BARRON’S S19

2020 2019 Name Firm City (Up to $1 mil) ($1-10 mil) ($10 mil+) Foundations Endowments Institutional ($mil) ($mil) ($mil)

Individuals Net Worth Net Worth Assets Account Net Worth

High Ultrahigh Total Typical Typical

Rank

Customers

CALIFORNIA

1. 
   
   
   
   1. Gregory Vaughan Morgan Stanley PWM Menlo Park •••• $24,112 $75 $150
   
   
   
   


2. 
   
   
   
   2. Andy Chase Morgan Stanley PWM Menlo Park ••••42,800 10 30
   
   
   
   


3. 
   
   
   
   3. Mark T. Curtis Morgan Stanley Graystone Palo Alto ••••••109,890 15 30
   
   
   
   


4. 
   
   
   
   4. Karen McDonald Morgan Stanley Wealth Mgmt Palo Alto ••••76,002 3 10
   
   
   
   


5. 
   
   
   
   6. Mark Douglass Morgan Stanley PWM Menlo Park •••• 24,112 75 150
   
   
   
   


6. 
   
   
   
   5. Spuds Powell Kayne Anderson Rudnick Inv Mgmt Los Angeles ••• 30,216 8.5 20
   
   
   
   


7. N Drew Zager Morgan Stanley PWM Los Angeles • 10,941 60 200


8. 
   
   
   
   9. Mark Schulten TSG Wealth Mgmt Long Beach ••••3,882 4 7
   
   
   
   


9. 
   
   
   
   14. Troy Griepp Morgan Stanley PWM San Francisco •••• 9,032 50 50
   
   
   
   


10. 
    
    
    
    8. Jon Goldstein First Republic Investment Mgmt Menlo Park •• 5,039 50 100
    
    
    
    


11. 
    
    
    
    13. Alan Whitman Morgan Stanley Wealth Mgmt Pasadena ••• 3,052 5 15
    
    
    
    


12. 
    
    
    
    16. Dorian McKelvy Morgan Stanley Wealth Mgmt Menlo Park ••• 6,838 2.5 10
    
    
    
    


13. 
    
    
    
    25. John Krambeer Camden Capital El Segundo •••• 4,505 15 50
    
    
    
    


14. 
    
    
    
    10. Eric Gray MerrillPrivateWealthMgmt LosAngeles • 9,386 60 80
    
    
    
    


15. N Brandt Daniel J.P. Morgan Los Angeles •• 4,271 100 100


16. 
    
    
    
    22. Dagny Maidman First Republic Investment Mgmt San Francisco •• 2,600 50 500
    
    
    
    


17. 
    
    
    
    17. Dale Yahnke Dowling & Yahnke San Diego •• 4,468 4.2 30
    
    
    
    


18. 
    
    
    
    24. Gillian Yu Morgan Stanley PWM San Francisco • 6,500 50 100
    
    
    
    


19. 
    
    
    
    20. Reza Zafari MerrillPrivateWealthMgmt LosAngeles ••••15,498 50 75
    
    
    
    


20. 
    
    
    
    19. Drew Freides UBS Financial Services Los Angeles ••• 4,809 35 50
    
    
    
    


21. 
    
    
    
    35. Francis X. Malone Morgan Stanley PWM Los Angeles •• 5,063 25 75
    
    
    
    


22. 
    
    
    
    23. Dana Jackson Morgan Stanley Graystone Menlo Park •• 42,800 10 25
    
    
    
    


23. 
    
    
    
    21. Elaine Meyers J.P. Morgan Securities San Francisco •• 2,991 50 300
    
    
    
    


24. 
    
    
    
    29. Laila Pence Pence Wealth Mgmt Newport Beach ••• 2,053 2.5 8
    
    
    
    


25. N Patrick Schaffer J.P. Morgan Los Angeles ••4,301 53.8 100


26. 
    
    
    
    73. Jon Neuhaus Morgan Stanley PWM Los Angeles •• 5,059 25 75
    
    
    
    


27. 
    
    
    
    59. Robert Inbody Morgan Stanley Wealth Mgmt La Jolla •••• 3,340 10 10
    
    
    
    


28. 
    
    
    
    28. Shane Brisbin Morgan Stanley PWM San Francisco •• 3,925 25 40
    
    
    
    


29. 
    
    
    
    31. Rich Petit Morgan Stanley PWM Menlo Park •• 10,676 50 100
    
    
    
    


30. 
    
    
    
    46. Roger Stephens UBS Financial Services Los Angeles •••12,653 5 20
    
    
    
    


31. N Brian Sharpes Morgan Stanley Graystone Walnut Creek •• 3,321 50 100


32. 
    
    
    
    55. Daniel Rothenberg UBS Financial Services Los Angeles ••••12,653 5 20
    
    
    
    


33. 
    
    
    
    42. John Shadden Morgan Stanley PWM Long Beach •••••3,642 7.5 20
    
    
    
    


34. 
    
    
    
    27. Jim Berliner Westmount Asset Mgmt Los Angeles ••• 3,367 3.5 9
    
    
    
    


35. 
    
    
    
    38. Michael Kanigher UBS Financial Services Los Angeles •• 4,809 35 50
    
    
    
    


36. N Matthew Babrick First Republic Investment Mgmt Los Angeles •• 3,450 25 50


37. 
    
    
    
    34. Thomas Myers Bordeaux Wealth Advisors Menlo Park •• 2,343 20 30
    
    
    
    


38. 
    
    
    
    33. Craig Chiate UBS Financial Services Century City •• 5,561 40 50
    
    
    
    


39. 
    
    
    
    39. Randy Peterson First Republic Investment Mgmt San Francisco ••••1,450 8.7 15
    
    
    
    


40. 
    
    
    
    45. Cheryl L. Young Morgan Stanley Wealth Mgmt Los Gatos ••• 2,015 5 15
    
    
    
    


41. 
    
    
    
    50. Vicken Ekmekjian CIBC Private Wealth Mgmt San Francisco ••• 2,537 25 50
    
    
    
    


42. N Darren Edwards Morgan Stanley PWM Los Angeles •• 1,672 25 50


43. 
    
    
    
    70. Keith Webster First Republic Investment Mgmt Los Angeles ••• 1,940 10 20
    
    
    
    


44. 
    
    
    
    48. Chad Evans Morgan Stanley Wealth Mgmt Newport Beach • 21,881 300 1000
    
    
    
    


45. 
    
    
    
    49. Karl Wolfslau Morgan Stanley Wealth Mgmt Long Beach •• 1,400 0.85 2.5
    
    
    
    


46. 
    
    
    
    57. Ash Chopra Merrill Private Wealth Mgmt San Francisco ••• 4,021 65 100
    
    
    
    


47. 
    
    
    
    53. Tripp Taylor Neuberger Berman San Francisco ••• 1,110 10 46
    
    
    
    


48. 
    
    
    
    85. Gail Reid Ameriprise Financial Glendale ••• 1,640 2.5 4
    
    
    
    


49. 
    
    
    
    64. Inna Kelly Morgan Stanley Wealth Mgmt San Francisco •••1,421 20 30
    
    
    
    


50. N L. Greg Fullmer Morgan Stanley PWM Los Angeles •• 1,198 25 50


51. 
    
    
    
    41. Greg Onken J.P. Morgan Securities San Francisco ••• 3,500 15 25
    
    
    
    


52. 
    
    
    
    44. John McNamee MerrillPrivateWealthMgmt LosAngeles ••••4,535 50 100
    
    
    
    


53. 
    
    
    
    65. Jesse Bromberg Morgan Stanley Wealth Mgmt San Francisco •••1,412 7 12
    
    
    
    


54. 
    
    
    
    47. Mike Abrams Wells Fargo Advisors Palo Alto ••• 6,500 25 40
    
    
    
    


55. 
    
    
    
    82. Tom Palecek Summit Trail Advisors San Francisco ••• 1,594 30 55
    
    
    
    


56. 
    
    
    
    87. Lisa Detanna Raymond James Beverly Hills •••••3,871 5 7
    
    
    
    


57. 
    
    
    
    51. Emily Van Hoorickx UBS Financial Services San Jose •• 6,614 2 10
    
    
    
    


58. 
    
    
    
    52. Debbie Jorgensen Merrill Lynch Wealth Mgmt San Francisco •••• 1,863 30 65
    
    
    
    


59. 
    
    
    
    54. Alex Shahidi Advanced Research Inv. Solutions Los Angeles ••••12,999 20 25
    
    
    
    


60. 
    
    
    
    67. Deb Wetherby Wetherby Asset Mgmt San Francisco •• 5,394 33.35 45
    
    
    
    

s 0
1
9

p
2
b
w
0
7
6
0
0
0

0

s
0
1
9
0
0

1








x
a
2
0
2
0
_
0
1
.p
d
f

(^1)
1
4

• M
  a
  r-
  2
  0

(^)
0
3
: 3
7
: 3
8