Barron\'s - April 6 2020

April 6, 2020 BARRON’S•Funds Quarterly L55

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Copyright Lipper

Data provided by

DNP Select Income (DNP)(x) 8.05 9.79 21.7 –21.8 –8.3 4.9 6.1 9.0 –13.2

DoubleLine Inc Sol (DSL) 12.88 13.34 3.6 –30.8 –26.4 –4.3 1.6 I –29.2

DoubleLine Yld Opps (DLY) 17.29 19.00 9.9 IIIIII

DoubleLine:Oppor Crdt Fd(DBL) 17.28 17.10 –1.0 –15.8 –9.3 –2.7 1.5 I –8.6

DTF Tax-Free Income (DTF)(x) 15.47 13.95 –9.8 –5.0 8.9 2.1 3.0 4.6 4.2

Duff&Ph Uti&Infra Inc Fd (DPG) 10.47 9.45 –9.7 –35.7 –30.0 –8.2 –5.3 I –31.8

Duff&Ph Sel MLP&MS Engy (DSE) 0.37 0.37 –1.0 –90.0 –91.5 –58.8 –45.0 I –92.3

Duff&Ph Util Cor (DUC)(x) 8.94 8.37 –6.4 –6.9 2.5 2.3 2.7 2.9 0.7

DWS Muni Inc (KTF)(x) 12.08 10.78 –10.8 –3.8 2.5 –1.5 0.6 5.3 3.0

DWS Strat Mun (KSM) 11.75 10.32 –12.2 –12.1 –3.5 –0.8 –0.2 4.3 0.5

Eagle Capital Growth (GRF) 7.39 6.12 –17.2 –23.7 –13.5 0.6 3.1 8.1 –12.6

Eagle Gr and Inc Opps (EGIF) 12.29 10.60 –13.8 –36.6 –26.4 –9.0 II–28.5

Eagle Point Credit (ECC) N/A 6.84 N/A –51.2 –50.4 –18.9 –6.6 I N/A

Eagle Point Income (EIC) N/A 10.70 N/A –42.1 IIIII

EVCAMuniBd (EVM) 12.19 10.55 –13.5 –5.2 4.3 2.1 2.3 4.3 4.0

EVCAMuniIncm (CEV) 13.93 13.31 –4.5 –0.3 15.6 7.1 4.3 6.5 5.1

EtnVncEqtyInc (EOI) 12.76 12.11 –5.1 –22.3 –9.2 4.8 5.3 7.1 –7.7

EtnVncEqtyIncoII (EOS) 14.36 13.87 –3.4 –21.1 –9.4 8.2 7.1 8.9 –6.9

Eaton Vance F-R 2022 TT(EFL) 7.86 7.47 –5.0 –19.2 –13.4 III–12.2

EtnVncFltRteInc (EFT) 11.68 10.25 –12.2 –24.1 –15.8 –6.2 –0.5 2.3 –17.3

EtnVncFltRteIncPlus (EFF) 13.48 11.63 –13.7 –25.9 –15.9 –6.1 –1.2 I –16.8

EVHiInc2021 (EHT) 9.34 8.81 –5.7 –11.6 –5.2 1.0 II–1.9

EVLmtDurIncm (EVV) 11.76 10.57 –10.1 –18.3 –9.5 –1.8 1.7 3.9 –12.6

EVMuniInc2028 (ETX) 20.72 19.89 –4.0 –8.2 2.8 4.9 6.8 I 3.4

EVMuniBd (EIM) 13.61 12.48 –8.3 –2.0 5.0 4.5 4.4 5.6 5.3

EVMuniIncm (EVN) 13.34 11.98 –10.2 –5.0 2.7 2.7 2.5 6.6 4.5

EVNatMuniOpp (EOT) 20.53 19.50 –5.0 –9.0 –3.3 1.9 3.6 5.2 1.9

Eaton Vance NY Muni Bd(ENX) 12.93 11.57 –10.5 –3.2 2.5 2.4 3.0 3.7 2.1

EVNYMuniIncm (EVY) 14.41 12.40 –13.9 –6.5 4.6 3.3 2.6 4.6 5.0

EVRskMnDvsEqInc (ETJ) 8.79 8.32 –5.3 –8.4 0.1 7.2 5.3 3.5 2.9

EV SenFlRtTr (EFR) 11.44 9.88 –13.6 –25.9 –17.8 –7.1 –0.7 1.7 –17.2

EVSnrIncm (EVF)(x) 5.46 4.61 –15.6 –27.2 –19.6 –6.5 –0.6 2.3 –17.7

EtnVncStDivInc (EVG) 12.18 10.93 –10.3 –18.0 –9.7 –2.0 1.5 2.6 –12.1

ETnVncTxMgdBuyWrtInc (ETB) 12.04 12.19 1.2 –23.7 –14.6 –1.1 3.3 6.3 –10.9

EtnVncTxMgdBuyWrtOpp (ETV) 11.84 12.06 1.9 –17.1 –11.5 1.6 5.1 8.3 –8.0

EvTxMnDvsEqInc (ETY) 9.92 9.32 –6.0 –23.7 –9.9 3.0 5.2 6.5 –8.1

EVTxAdvDivIncm (EVT) 17.31 16.83 –2.8 –32.5 –18.5 0.2 4.1 8.5 –18.6

EV TxAdvGlbDivInc (ETG) 13.01 11.95 –8.1 –32.2 –16.8 –1.5 0.8 6.8 –17.7

EtnVncTxAdvOpp (ETO) 17.54 17.75 1.2 –29.7 –18.6 0.6 2.9 8.0 –15.1

Eaton Vance Tx-Mg B-WS (EXD) 8.53 7.65 –10.3 –23.4 –9.5 –3.6 –1.3 I –8.2

EtnVncTxMgdGlbB (ETW) 8.28 7.46 –9.9 –26.1 –16.2 –3.1 0.7 4.5 –12.2

EVTxMnGblDvEqInc (EXG) 6.89 6.38 –7.4 –25.4 –14.0 0.1 1.9 4.5 –11.9

Ellsworth G&I Fund Ltd (ECF) 9.93 8.58 –13.6 –25.8 –3.5 5.9 6.3 7.9 –2.5

Equus II (EQS)(x) N/A 0.95 N/A –47.9 –50.3 –27.5 –13.4 –10.3 N/A

European Equity Fund Inc (EEA)(x) 8.39 7.07 –15.7 –24.6 –14.0 –2.9 –2.2 2.4 –12.6

FedPremMuInc (FMN) 14.58 13.05 –10.5 –6.4 1.6 3.0 2.5 4.8 2.2

Fiduciary/Clay Enrgy Inf (FMO) 1.51 1.26 –16.6 –83.3 –86.1 –50.6 –38.0 –16.0 –84.5

First Trust Energy Inc G (FEN) 10.71 8.73 –18.5 –60.3 –55.3 –24.0 –16.2 –2.1 –46.8

First Tr Enhanced Eq (FFA) 12.90 12.58 –2.5 –25.1 –9.3 3.2 4.9 8.2 –10.9

First Tr Hi Inc Lng/Shrt (FSD) 13.99 12.17 –13.0 –21.1 –9.2 –1.7 2.4 I –10.1

First Tr Specialty Fn (FGB) 2.14 2.07 –3.2 –64.6 –62.7 –27.2 –13.9 –2.5 –59.7

FT/Sr Fltg Rte Inc 2 (FCT) 11.52 9.51 –17.4 –22.7 –13.4 –6.0 –1.0 3.1 –9.8

FirstTrAbEmergOp (FEO) 11.87 9.92 –16.4 –27.9 –17.6 –4.2 0.0 2.1 –13.7

First Tr/Ab Glbl Inc (FAM) 10.07 8.80 –12.6 –19.7 –4.7 –1.0 2.8 2.9 –4.0

FirstTr Dyn Euro Eq Inc (FDEU) 10.45 9.17 –12.2 –37.0 –29.1 –10.5 II–27.4

FirstTrEnergyInfra (FIF) 10.03 8.99 –10.4 –45.5 –38.4 –16.0 –9.9 I –39.3

FirstTrIntDurPref&Inc (FPF) 18.42 17.84 –3.1 –23.5 –12.2 –1.0 3.6 I –14.2

FirstTrMLPEner&Inc (FEI) 5.52 4.42 –19.9 –62.0 –57.3 –28.3 –18.8 I –52.2

First Trust Mtge Inc (FMY) 14.30 12.67 –11.4 –8.4 –1.4 1.8 2.6 3.6 0.0

First Trust NewOppsMLP&E (FPL) 4.10 3.60 –12.2 –60.4 –57.0 –28.6 –19.0 I –56.1

FT/Sr Fltg Rte 2022 TgTr (FIV) 8.20 7.33 –10.6 –19.8 –12.8 –5.1 II–9.7

Firsthand Technology Val (SVVC) N/A 3.71 N/A –42.2 –72.0 –22.4 –23.7 I N/A

FlrtyPfd and Inc (PFD)(x) 11.28 12.07 7.0 –20.9 –6.2 –0.5 2.9 9.2 –9.7

FFlrtyPfdandIncOpp (PFO)(x) 9.35 9.90 5.9 –18.1 –5.4 1.0 3.4 8.5 –9.7

Flrty&CrmneDynPfd&Inc (DFP) 20.43 20.23 –1.0 –22.9 –8.6 0.9 4.9 I –10.2

Flrty&CrmnePfdSec (FFC) 16.03 16.70 4.2 –21.5 –5.2 0.4 3.9 9.9 –9.4

Flrty&CrmneTotRet (FLC) 16.99 16.50 –2.9 –24.5 –7.9 –1.0 3.6 9.0 –9.6

Foxby Corp. (FXBY) 2.19 N/A N/A N/A N/A N/A N/A N/A –26.5

Franklin Ltd Dur Income (FTF) 8.58 7.85 –8.5 –15.8 –9.0 –3.1 0.7 3.0 –8.8

Franklin Univ (FT)(x) 7.17 6.11 –14.8 –20.4 –8.5 1.0 2.7 6.9 –9.5

Gabelli Conv Sec (GCV)(x) 4.54 4.46 –1.8 –21.6 –5.6 10.1 5.2 6.5 –6.5

GabelliDiv&IncTr (GDV) 16.88 14.81 –12.3 –31.3 –25.8 –5.2 –0.8 7.5 –22.9

Gabelli Equity Tr (GAB)(h) 3.87 4.35 12.4 –25.6 –20.4 0.3 2.9 9.4 –26.1

Gabelli Gl Sm&Mid Cp Val (GGZ) 8.97 7.27 –19.0 –37.2 –34.5 –4.8 –1.2 I –31.3

Gab Gl Util & Inc (GLU)(h) 14.51 13.57 –6.5 –26.8 –22.2 –4.0 0.4 3.7 –22.3

Gabelli Go Anywhere Tr (GGO) 9.01 8.52 –5.4 –43.3 –49.6 –19.4 II–46.2

Gabelli Healthcare (GRX)(h) 10.29 8.66 –15.8 –23.5 –12.8 0.5 –0.1 11.3 –11.7

Gabelli Multimedia (GGT)(x) 4.87 5.41 11.1 –29.1 –25.7 –2.2 0.4 8.8 –29.1

Gab Utility (GUT) 3.82 5.85 53.1 –22.1 –4.7 8.5 8.6 9.5 –13.7

GAMCOGlGold&NatRes (GGN) 3.10 2.72 –12.3 –35.5 –27.3 –9.0 –4.3 –5.6 –19.7

Garrison CapitalInc (GARS) N/A 1.70 N/A N/A N/A N/A N/A I N/A

GDL Fund (GDL) 9.83 7.84 –20.2 –14.6 –14.2 –2.9 –0.1 1.5 –9.1

GeneralAmer (GAM) 33.03 27.43 –17.0 –27.3 –12.1 1.3 2.8 7.8 –11.9

Goldman SachsMLP IncOpp (GMZ) 1.29 1.16 –10.1 –80.2 –83.5 –46.9 –35.1 I –83.2

Goldman Sachs MLP&EnRen (GER) 0.76 0.71 –6.6 –82.8 –85.2 –50.1 –38.2 I –85.7

Guggenheim Credit Alloc (GGM) 15.40 14.94 –3.0 –22.6 –17.0 –3.4 1.4 I –12.1

GuggenhEnhEq (GPM) 5.09 4.94 –2.9 –35.8 –27.9 –4.1 1.5 5.9 –25.2

GuggeneheimStrat Opps (GOF) 14.60 15.25 4.5 –12.9 –12.0 2.2 5.1 9.7 –7.6

Guggenheim Tx Mun Mgd Dr (GBAB) 21.79 22.02 1.1 –5.4 3.4 6.6 6.9 I 3.6

Herzfeld Caribb (CUBA) 4.14 3.48 –16.1 –47.5 –32.5 –15.7 –13.7 –1.4 –37.2

HiIncBd (PCF) 7.44 6.53 –12.2 –25.0 –24.0 –4.4 0.5 3.3 –17.7

Highland Global Alloc (HGLB) 8.23 4.35 –47.1 –51.7 –61.8 III–40.0

Highland Income (HFRO) 12.54 8.53 –32.0 –29.9 –33.8 III–8.0

India Fund (IFN) 15.69 13.62 –13.2 –29.2 –27.5 –7.4 –3.6 0.9 –25.7

InsightSelect Income (INSI) 19.67 19.74 0.4 –1.5 8.2 6.1 4.6 7.0 0.5

InvAdvMuIncTrII (VKI)(x) 11.41 10.27 –10.0 –6.9 0.1 2.6 3.2 4.9 1.5

InvescoBond (VBF) 19.27 17.70 –8.1 –14.0 1.6 3.1 4.1 4.9 4.3

InvCaValMuIncTr(VCV)(x) 12.88 11.33 –12.0 –10.7 –2.6 2.1 1.9 5.5 2.8

InvDYCrOpp (VTA) 9.51 7.98 –16.1 –28.1 –20.6 –6.4 –0.4 3.1 –19.2

Invesco HI 2023 TgtTerm (IHIT) 8.46 8.09 –4.4 –22.2 –16.8 –1.2 II–12.7

Invesco HI 2024 TgtTerm (IHTA) 7.77 7.35 –5.4 –28.6 –21.5 III–19.2

InvHighIncTrII (VLT)(x) 11.77 10.71 –9.0 –23.3 –18.9 –2.2 1.2 4.5 –18.4

Invesco MuniOp (OIA) 7.13 6.88 –3.5 –11.7 –7.0 2.3 4.9 6.8 –0.1

InvescoMuOppTr (VMO)(x) 12.79 11.45 –10.5 –6.2 0.8 1.2 3.4 4.5 1.9

InvescoMuTr (VKQ)(x) 12.79 11.70 –8.5 –4.2 2.0 3.2 4.0 4.7 1.8

InvPAValMuIncTr (VPV)(x) 13.51 12.14 –10.1 –6.9 2.2 5.3 3.7 4.9 3.4

InvescoQual Inc(IQI)(x) 12.96 11.71 –9.6 –5.8 1.5 3.3 4.2 5.5 2.1

InvSnrIncTr (VVR)(x) 3.83 3.22 –15.9 –23.5 –18.0 –5.8 –1.2 2.0 –14.6

InvTrInvGrMu (VGM)(x) 13.19 12.09 –8.3 –4.8 2.4 3.0 3.7 5.0 1.7

InvTrInvGrNYMu (VTN)(x) 13.72 12.10 –11.8 –10.1 –2.9 1.3 2.6 4.5 0.9

InvescoValMunInc(IIM)(x) 15.73 14.14 –10.1 –6.6 2.7 4.0 2.6 5.7 2.6

J Han FinlOpptys (BTO) 18.61 18.34 –1.5 –48.2 –38.0 –13.9 0.6 6.7 –36.6

J Han Hdgd Ety& Inc(HEQ) 11.27 10.16 –9.8 –29.8 –22.9 –6.5 0.4 I –17.0

J Han Income (JHS) 14.28 13.94 –2.4 –5.0 2.9 4.7 5.1 6.7 0.4

J Han Investors (JHI) 14.10 12.58 –10.8 –27.7 –13.9 –2.6 1.3 4.3 –13.7

JHanPrefInc(HPI) 15.16 16.07 6.0 –28.7 –23.6 –1.5 2.5 6.9 –22.3

JHPrefIncII (HPF) 14.88 15.40 3.5 –29.6 –24.0 –2.5 1.9 6.7 –22.5

HnckJPfdInco III (HPS) 13.30 13.66 2.7 –27.9 –21.4 –2.1 1.7 6.6 –22.2

J Han Prm(PDT)(x) 11.00 12.19 10.8 –31.3 –20.8 0.1 6.5 10.3 –21.8

JHancockTaxAdv Gl Sh Yld (HTY) 5.67 5.01 –11.6 –27.2 –19.4 –9.6 –6.2 1.6 –19.2

JHancockTaxAdvDiv (HTD) 18.91 17.59 –7.0 –34.9 –24.3 –3.1 3.9 10.1 –21.7

Japan Smaller Cap (JOF) 8.53 7.05 –17.4 –21.2 –12.8 –0.6 5.1 4.4 –9.3

KayneMLPInvestmentCo (KYN) 4.39 3.63 –17.3 –71.9 –73.7 –37.3 –28.7 –9.9 –71.7

KayneMidstream/Energy (KMF) 3.93 3.33 –15.3 –66.2 –69.1 –36.2 –30.0 I –69.3

KKRIncome Opportunities (KIO) 11.59 10.66 –8.0 –30.7 –24.1 –6.3 0.7 I –23.4

Korea (KF) 25.72 22.36 –13.1 –25.0 –23.8 –7.3 –3.5 0.6 –23.5

LazardGlbTotRetInc (LGI) 14.07 12.01 –14.6 –25.9 –16.5 2.8 2.5 5.4 –12.3

LibrtyAllStr Eq (USA) 5.14 4.84 –5.8 –26.8 –12.2 5.8 5.9 8.7 –13.2

LibrtyAllStr Gr (ASG) 5.03 4.65 –7.6 –27.0 –9.2 11.2 9.4 11.8 –7.7

LMP CapInco (SCD) 9.15 8.06 –11.9 –45.5 –29.9 –8.4 –4.7 5.6 –29.9

MacquarieGlbIInfraTR (MGU) 17.95 15.49 –13.7 –35.6 –24.2 –5.5 –2.2 6.4 –26.4

Macquarie/FirstTr Gl(MFD) 8.68 7.53 –13.2 –28.2 –24.5 –6.8 –5.1 4.0 –17.0

MadisonCovCall&EqStr(MCN) 5.69 5.06 –11.1 –20.6 –16.4 –4.8 0.4 3.5 –13.5

MexicoEqandIncmFd (MXE) 7.82 6.97 –10.9 –39.9 –33.7 –13.3 –9.6 0.4 –31.6

Mexico(MXF) 9.57 8.32 –13.1 –38.4 –35.4 –16.1 –12.4 –3.0 –35.6

MFSCharter(MCR)(x) 8.06 7.40 –8.2 –10.1 2.3 3.9 5.6 5.9 –0.6

MFSGovt Mkts (MGF) 4.81 4.53 –5.8 0.6 8.9 4.8 3.5 2.5 8.9

MFSHgIncMuniTr (CXE) 4.93 4.69 –4.9 –11.7 –3.7 3.2 5.1 6.0 –2.9

MFSHgYldMuniTr (CMU) 4.44 4.22 –5.0 –9.7 –4.8 2.4 4.8 5.9 –3.0

MFSIntmdt (MIN) 3.92 3.60 –8.2 –3.1 3.8 3.2 3.2 2.7 5.2

MFS IntmdHgInc(CIF)(x) 2.15 2.10 –2.3 –22.6 –9.3 2.3 4.9 6.9 –7.2

MFS InvGr (CXH) 10.23 9.17 –10.4 –5.1 2.3 3.2 4.4 5.4 1.7

MFS Multimkt (MMT)(x) 5.53 5.03 –9.0 –15.9 –3.4 2.3 4.3 5.7 –3.8

MFS Muni Inco(MFM) 6.87 6.39 –7.0 –8.6 –3.2 2.4 4.4 5.6 –1.1

MFS SpecialValue (MFV) 4.72 4.80 1.7 –23.6 –3.8 3.8 4.1 6.7 –4.7

Miller/Howard HighInc E (HIE) 5.94 5.63 –5.2 –47.5 –42.8 –15.0 –11.1 I –37.9

MS ChinaShrFd (CAF)(J) 21.61 18.12 –16.1 –16.6 –19.4 4.2 3.6 5.7 –14.5

MS EmMktDomDebt (EDD) 6.23 5.21 –16.4 –23.7 –14.3 –4.0 –2.4 –1.7 –10.5

Ms EmMktDebtFd (MSD)(x) 8.94 7.65 –14.4 –19.7 –9.9 –0.8 2.5 3.7 –8.9

MS India (IIF) 15.18 12.81 –15.6 –35.6 –38.6 –15.1 –6.2 0.0 –35.9

NeubrgrBrmCA (NBW) 14.51 13.15 –9.4 –4.8 5.0 2.5 0.8 4.8 –0.6

NeubHgYldStrt (NHS) 9.76 8.68 –11.1 –28.0 –15.9 –2.5 1.2 4.3 –16.1

Neuberger BrmnMLP & EI(NML) 2.41 1.89 –21.6 –71.0 –73.6 –37.9 –30.0 I –70.8

NeubrgrBrm (NBH) 14.24 14.65 2.9 –3.8 7.3 5.0 4.4 6.1 –0.6

NeubrgeBrmNY (NBO) 13.28 11.57 –12.9 –6.3 –3.2 1.4 0.6 2.7 –0.9

NubrgrRlEstSec (NRO) 3.33 3.00 –9.9 –44.9 –33.9 –8.8 –2.7 6.2 –34.9

NewAmer Hi Inc(HYB)(h) 7.93 6.94 –12.5 –22.9 –12.4 –2.6 2.9 6.0 –12.5

NewGermany (GF)(x) 13.86 11.61 –16.2 –26.0 –14.0 3.2 4.3 10.2 –9.8

NewIreland (IRL) 8.14 6.17 –24.2 –37.7 –29.8 –16.1 –6.0 3.5 –22.9

NexPointStratOppty(NHF) 16.65 8.26 –50.4 –51.6 –56.6 –20.1 –13.1 0.8 –22.2

NAV MARKET PREM/ MARKETRETURNSTHROUGH3/31 1-YR-

($/SHR) PRICE DISC QTR 1YR 3YRS 5YRS 10YRS NAV

FUNDNAME(SYMBOL) 3/31/20 3/31/20 3/31/20 (Annualized) %RETURN

NAV MARKET PREM/ MARKETRETURNSTHROUGH3/31 1-YR-

($/SHR) PRICE DISC QTR 1YR 3YRS 5YRS 10YRS NAV

FUNDNAME(SYMBOL) 3/31/20 3/31/20 3/31/20 (Annualized) %RETURN

Closed-End Funds

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