Barron’s - USA (2020-09-28)

M26 BARRON’S September 28, 2020

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

Net YTD 3-Yr.

NAVChg.%Ret.%Ret.

LoomisSaylesFds:

HiInc 5.94-0.11-4.8 3.0

LSBondI 13.08-0.20-3.5 4.4

LSBondR pn 13.01-0.19-3.7 3.7

LSCorBndA p 14.09-0.06 8.1 16.9

LSFixIncl 13.10-0.18-1.7 9.0

LSStrIncA p 13.55-0.20-4.5 2.3

SmCpGI 27.76-0.31 4.6 43.0

LordAbbettA:

Affiltd p 13.43-0.32 -13.8 6.5

BdDeb p 7.95-0.09 0.8 12.0

CalibrDivGr 16.34-0.20 2.7 33.7

CoreFxdInc p 11.63-0.02 6.8 14.6

DevGt p 25.790.07 31.4102.6

FloatRt p 8.01-0.07-6.2 1.9

FundlEq p 10.46-0.33 -12.6 4.4

HiYldA t 6.95-0.12-3.4 6.9

HYMuniBd p 12.16-0.01-1.0 14.8

IncomeA p 2.94-0.02 3.9 15.2

IntrTxFr 11.140.00 1.6 10.5

MidCapStk 23.52-0.87 -17.7 -10.3

MultiAstBalOppty11.95-0.13 3.4 17.7

MultiAstInc 15.36-0.14 2.0 13.7

ShDurTxFr 15.810.00 1.2 5.8

ShtDurIncmA p 4.17-0.01 1.3 8.3

TaxFr p 11.730.00 1.6 13.0

TotRet p 10.80-0.04 5.2 12.9

ValOpps p 16.20-0.44-7.8 5.7

LordAbbettC:

BdDeb 7.97-0.09 0.2 9.9

FloatRt p 8.02-0.07-6.5 0.1

ShtDurIncmC t 4.19-0.02 0.6 6.1

LordAbbettF:

BdDeb 7.94-0.08 0.8 12.4

FloatRt p 8.00-0.07-6.1 2.2

HiYld p 6.94-0.12-3.3 7.0

HYMuniBd 12.17-0.01-0.9 15.2

Income 2.94-0.02 3.9 15.5

IntrTxFr 11.13-0.01 1.6 10.7

NatlTxF p 11.720.00 1.7 13.3

ShtDurIncm 4.16-0.02 1.1 8.4

ShtDurTxF p 15.810.00 1.2 6.1

TotRet 10.80-0.04 5.2 13.3

LordAbbettI:

BdDebentr 7.91-0.08 0.9 12.7

DevlpGro 32.180.10 31.6104.1

FloatRt 8.02-0.07-5.9 2.6

HiYld 6.98-0.12-3.2 7.4

ShtDurInc p 4.16-0.02 1.2 8.7

LSVValEq :

LSVValEq 22.06-0.88 -19.7-6.6

M

MainStayFdsA:

ConvtA 20.58-0.0312.7 38.9

HiYldBdA 5.42-0.07-0.7 10.9

IncBldr 18.85-0.31-2.3 11.7

LgCpGrA p 11.250.17 22.5 81.0

TxFrBdA 10.500.00 3.5 13.9

MainStayFdsI:

EpochGlb r 16.20-0.47 -13.0-1.5

MacKaySTMuni9.70 0.00 2.0 6.0

MAPI 40.87-0.52-4.6 25.2

S&P500IdxA 46.19-0.29 3.2 38.1

TRBd 11.41-0.07 7.0 15.8

Mairs&Power:

MairsPwrBal n 97.89-1.59-0.7 21.2

MairsPwrGr n 127.48-2.60 0.8 32.7

Manning&NapierFds:

ProBConsS 14.58-0.14 5.0 17.8

MarsicoFunds:

Focus pn 25.380.60 34.5 88.4

MassMutual:

SelBluChipGroClI28.320.27 20.4 71.7

MassMutualPremier:

CoreBdI 11.64-0.03 5.9 16.0

MassMutualSelect:

BlackRockGlAllCi11.85 NA NA NA

BlChpGrR5 28.270.27 20.3 71.3

IdxEqI 18.94-0.12 3.5 39.7

IndxEqR4 n 18.35-0.12 3.1 37.6

MCGrEqIII 24.98-0.05 5.4 42.5

MCpGrEqIIS 24.68-0.06 5.4 42.1

PIMCITRetI 10.80 NA NA NA

MatthewsAsianFunds:

AsiaDivInv nr 19.34-0.3311.8 19.5

AsiaGroInv nr 32.00-0.7513.9 31.7

Asian G&I Inv nr15.45-0.36-1.1 9.4

ChinaInv n 23.56-0.8123.2 44.1

IndiaInv nr 21.87-0.76-6.1 -7.8

JapanInv nr 23.770.16 10.5 21.0

PacTigerInv nr 30.24-0.79 5.2 15.6

MergerFdpn:

Merger Fd pn 17.44-0.04 1.6 16.0

MeridianFunds:

Growth n 38.43-1.07-0.9 26.8

Value n 33.41-1.10-5.6 18.6

MetropolitanWest:

IntmBdI 11.10-0.02 6.5 14.3

LowDurBdI 8.89 0.00 2.8 8.8

TotRetBd n 11.62-0.02 7.5 17.0

TotRetBdI 11.62-0.02 7.8 17.8

TRBdPlan 10.93-0.02 7.8 18.1

UnconstrBdI 11.87-0.04 1.9 10.2

MFSFundsClassA:

AgGrAlA p 25.26-0.42 0.5 28.8

BondA p 15.55-0.13 7.8 20.1

CoEqyA 36.22-0.27 3.5 41.6

ConAllA p 16.69-0.20 4.0 20.9

Growth A p 141.632.14 19.1 80.9

GlEqA 46.24-1.50-2.6 19.9

GlTotA p 18.01-0.46-1.7 11.1

GrAllA p 22.12-0.32 1.3 26.5

GvScA p 10.460.01 6.6 13.1

HiInA p 3.31-0.05-1.0 10.0

IntGrA t 37.83-1.19 2.3 25.1

IntlDvFdA t 20.85-0.65 0.0 18.3

IntlIntVA t 48.78-1.13 7.4 30.6

IntNwDA p 33.57-0.84-3.5 12.9

LtdMA p 6.10-0.01 3.3 9.3

MCapA 24.180.31 15.0 69.6

MCpValA p 21.27-0.62 -14.1 4.7

MIGA p 35.33-0.22 7.2 63.7

MITA p 32.58-0.38 0.0 34.4

ModAllA p 19.06-0.26 3.1 24.5

MuHiA 8.26 0.00 -0.4 12.3

MuInA p 8.94-0.01 1.3 11.1

MuLtA 8.35 0.00 2.1 8.5

NewDA t 31.56-0.2913.2 70.9

ReInA p 19.62-0.62-0.7 15.0

RetBdA t 11.49-0.06 6.5 15.7

RschA p 47.78-0.23 3.6 40.8

TechA p 60.791.41 NA NA

TotRA p 19.59-0.27-0.7 16.6

UtilA p 20.71-0.11-7.7 16.4

ValueA p 39.62-1.21-9.6 11.0

MFSFundsClassC:

ConAllC p 16.43-0.16 3.4 18.2

GrAllC p 21.59-0.32 0.8 23.7

Growth C t 110.241.65 18.4 76.8

ModAllC p 18.69-0.21 2.6 21.7

TotRC t 19.73-0.27-1.3 14.0

ValueC t 39.19-1.12 -10.1 8.5

MFSFundsClassI:

BondI 15.53-0.13 7.9 20.9

Growth I 151.712.30 19.3 82.2

IntNwDI 34.67-0.86-3.3 13.8

MCapI 25.810.34 15.3 70.9

MCpValI 21.87-0.62 -13.9 5.5

MIGI p 36.54-0.22 7.4 64.9

MITI 31.53-0.37 0.2 35.4

ReInT t 20.37-0.64-0.5 15.8

RetBdI 11.49-0.06 6.6 16.3

RschI 49.17-0.24 3.7 41.8

TotRI 19.59-0.26-0.5 17.5

UStdI p 28.45-0.18 1.4 30.0

ValueI 39.84-1.25 NA NA

MFSFundsInstl:

IntlEq 26.76-1.14-3.9 14.6

Mondrian:

IntlValEq n 11.70-0.38 -19.4 -13.1

MorganStanleyFdsA:

InsightA p 74.983.76 84.0207.5

MorganStanleyFdsI:

FxInOpp I 5.77-0.02 2.0 13.8

Insight I 84.374.23 84.3210.0

MorganStanleyInst:

CapGrI 83.974.75 81.2161.5

CapGrP p 78.844.46 81.0159.4

CorPlusFxdIncI11.91-0.03 5.7 17.0

Discovery I 37.362.47 94.8228.2

DiscoveryA p p29.271.94 94.4225.3

GloFranI t 30.01-0.54 5.2 44.5

IntlEqI 14.25-0.52-3.3 4.5

MorganStanleyPathway:

CoreFxIcm n 8.76-0.03 6.9 16.6

EmgMkt n 14.24-0.49-8.6 -2.5

LgCapEq n 20.54-0.16 2.2 34.4

Sm-MdCapEq nr17.09-0.46-6.2 15.6

MunderFunds:

MndrIntlSmCpInv r14.27-0.41 NA NA

MunderFundsClY:

MndrSCVClY p25.05-1.50 NA NA

MutualSeries:

BeacnZ n 13.82-0.44 -15.7 0.0

GlbDiscA 24.16-0.92 -20.8 -10.9

GlbDiscC t 24.00-0.91 -21.2 -12.9

GlbDiscz n 24.75-0.94 -20.6 -10.2

QuestA t 11.94-0.23 -13.7-8.4

QuestZ n 12.16-0.23 -13.5-7.6

SharesZ n 22.23-0.71 -19.3-7.4

N

NationwideFdsR6:

BdIdxR6 11.82 NA NA NA

IntIdxR6 7.33 NA NA NA

NationwideFdsServ:

IDAggr p 8.24 NA NA NA

IDMod p 8.95 NA NA NA

IDModAggr p 8.66 NA NA NA

NatixisFunds:

InvGradeBdA p11.83-0.09 7.1 15.6

InvGradeBdY 11.84-0.09 7.3 16.5

LSGrowthY 21.810.07 18.9 64.4

USEqOppsA 36.86-0.50 3.8 36.1

NeubergerBermanFds:

EmgMktInst 19.59-0.65-4.7 0.4

EqIncInst 11.93-0.28-8.2 10.2

GenesInst 59.33-0.63 1.4 32.9

HiIncBdInst 8.25-0.15-1.0 10.3

IntrinsicValInst13.92-0.68 -10.8 3.7

LgShInst 16.060.01 9.1 23.6

MidCapGroR6 18.060.28 14.2 57.2

MultCpOptyInst16.20-0.17-4.3 27.0

StrIncInst 10.94-0.13 1.6 10.4

SustainableEqIns37.85-0.57 0.7 27.7

NeubergerBermanInv:

Focus n 28.010.09 10.9 35.0

Genes n 59.39-0.64 1.3 32.2

Guard n 22.340.18 18.5 62.8

IntlEqInst r 13.67-0.44-0.5 11.1

LCVal n 28.31-1.65 -12.413.3

MdCpGrInv n 17.900.27 14.0 55.9

NeubergerBermanTr:

Genes n 59.37-0.63 1.2 31.9

GenesisFdR6 59.30-0.63 1.5 33.2

NewCovenantFunds:

Growth n 46.25-0.44 3.4 35.9

NicholasGroup:

Nch II I 28.09-0.35-0.8 37.5

Nich n 71.12-0.58 4.7 45.6

NorthernFunds:

ActMIntlEq nr 10.26-0.37-6.9 4.0

BdIdx n 11.29-0.01 NA NA

CAIntTxEx n 11.02-0.01 3.1 10.7

EmMktsEqIdx nr11.78-0.44-3.3 3.8

FixIn n 10.75-0.04 5.9 15.2

GlbREIdx nr 8.93-0.38 NA NA

HiYFxInc n 6.32 NA NA NA

HiYMuni n 8.68 0.00 0.2 10.7

IntlEqIdx nr 11.71-0.42-8.0 1.0

IntTxExpt n 10.94-0.01 3.2 11.0

MidCpIdx n 17.23-0.46 -10.9 7.4

ShIntTaxFr n 10.630.01 3.0 7.9

SmCapIdx n 11.80-0.49 -10.9 5.2

SmCpVal n 15.41-0.82 -25.2 -17.8

StkIdx n 37.79-0.39 3.4 39.2

TxExpt n 11.020.00 3.3 12.6

NuveenClA:

AAMunBd p 11.86-0.01 2.1 12.9

CAMunBd p 11.54-0.01 3.0 12.3

HiYldMuBd p 16.92-0.02-2.5 13.5

IntDMunBd p 9.50-0.01 2.1 11.1

LtdMnBd p 11.29-0.01 2.1 8.4

NYMunBd p 11.02-0.01 0.6 9.1

NuveenClI:

HYMunBd 16.91-0.03-2.4 14.2

NuveenClR:

CAMunBd 11.55-0.01 3.0 13.0

IntDMunBd 9.53-0.01 2.3 11.7

LmtTrmR 11.25-0.01 2.2 9.1

NYMunBd 11.03-0.01 0.8 9.8

NuveenFds:

RealEst 17.44-0.34 -14.3 4.3

SmCpVal 16.67-0.85 -29.0 -28.9

O

OakAssociatesFunds:

RedOakTec n 34.270.40 10.2 65.3

OakmarkFundsInvest:

EqtyInc nr 27.12-0.78-7.7 5.9

GlbSel nr 16.45-0.80 -11.4-5.8

Global n 24.24-1.23 -17.5-8.9

Oakmark n 71.34-2.40 -10.8 5.9

OakmrkInt n 19.52-1.24 -21.8 -23.4

Select n 37.29-1.57 -14.1 -12.9

OberweisFunds:

IntlOppInst 13.550.00 30.2 33.1

OldWestburyFds:

AlCpCore n 20.17-0.09 9.5 47.9

FixInc pn 11.870.00 5.9 12.6

LrgCpStr n 15.18-0.11 0.7 21.4

MuniBd pn 12.580.00 4.4 10.2

MutiAstOpp n 6.65-0.07 NA NA

OWstbryNYMuBndFd n10.610.00 3.0 NS

Sm&MdCapStrategi n15.50-0.25-0.5 14.6

OptimumFundsInst:

Fixed Inc 10.33-0.04 7.3 15.7

Intl Eqty 11.98-0.47 -10.9-5.0

LgCpGrwth 23.570.19 18.3 66.6

LgCpVal 15.66-0.39 -11.3 9.2

SmCpGrwth 16.89-0.2217.9 57.6

SmCpVal 10.86-0.44 -21.7 -13.9

OsterweisStratIncome:

OsterweisStrInc n10.86-0.07 3.3 9.4

PQ

PACEFundsClP:

IntlEqty P 14.73-0.38-5.6 2.0

LgGrEqty P 28.230.34 23.0 68.5

LgVEqty P 17.54-0.64 -19.6-6.0

StraFxd P 14.75-0.08 7.4 16.8

PacificLifeFunds:

PortOptModAggClA p13.15 NA NA NA

PortOptModClA r12.76 NA NA NA

PalmerSquare:

Income Plus 9.88-0.07 1.1 8.6

ParnassusFds:

ParnEqFd n 50.230.10 7.2 48.2

Parnsus n 53.750.75 6.5 32.3

PaxWorldFds:

SustAll Inv n 24.37-0.22 5.5 27.3

Paydenfunds:

CoreBd n 11.19-0.03 5.0 13.8

EqIncInv n 16.18-0.33 -10.414.3

LowDur n 10.21-0.01 2.5 7.8

LtdMat n 9.50 0.00 1.3 6.9

PearTree:

ForeignVal I r 17.44-1.14 -21.1 -14.7

PearValR6 9.11-0.60 -21.1 -14.6

PermPortFunds:

Permanent n 43.44-1.57 6.6 19.8

PGIMFundsClA:

2020FcA 16.950.04 12.8 47.0

Balanced 15.80-0.17-1.0 17.0

HighYield 5.27-0.08-1.3 13.1

JennBlend 21.52-0.18 5.0 32.8

JennGrowth 55.761.01 34.8 92.5

JennHealthSci 52.55-0.6020.2 41.1

JennMidCapGrowth24.980.23 13.9 52.0

JennUtility 14.970.05 -3.2 25.3

NationalMuni 15.06-0.02 1.9 10.6

ShrtTermCorpBond11.30-0.05 3.5 10.2

TotalReturnBond p14.91-0.08 5.3 16.2

PGIMFundsClC:

TotalReturnBond14.89-0.08 4.7 13.7

PGIMFundsClZ:

GlobalRealEstate20.60-0.59 NA NA

HighYield 5.28-0.08-1.1 14.0

JennGrowth 61.111.11 35.0 94.3

JennHealthSci 59.15-0.6620.5 42.3

JennMidCapGrowth29.290.27 14.2 53.4

JennSmallCompany22.32-0.45-4.3 14.9

TotalReturnBond14.86-0.08 5.5 17.2

PIMCOFdsAdmin:

TotRtAd p 10.94-0.01 7.6 15.1

PIMCOFdsInstl:

AllAsset 11.13-0.28 NA NA

AllAssetAuth r 7.48 NA NA NA

CommodtyRR 5.24-0.19 -10.9 -10.4

DivInc 11.01-0.13 NA NA

EmMktsBd 10.35-0.18-0.1 10.7

EmrgMktCur&STInv 7.60-0.18-5.1 -2.3

ExtdDur 11.050.14 NA NA

GlblBdOppUSH10.56-0.01 4.6 11.7

HiYld 8.64-0.14-1.0 11.4

HiYldMuniBd 9.39 0.00 2.0 16.8

IntlBdUnhedged r 9.89-0.22 3.1 6.2

IntlBdUSH 10.980.00 3.9 15.5

InvGrdCrBd 11.07-0.09 4.1 17.7

LgTmRlRt 10.770.08 24.4 40.4

LgTrmCrdtBd 13.49-0.15 NA NA

LngDurTotRtrn12.100.00 NA NA

LowDur 9.93 0.00 2.9 7.9

LowDurInc r 8.42-0.05 NA NA

LTUSG 7.93 0.07 22.9 37.5

ModDur 10.92-0.01 7.1 13.8

MortgOppBd 10.920.01 3.2 10.4

RAEFndmtlAdvPLUS 8.39 NA NA NA

RAEPLUS r 5.53 NA NA NA

RAEPlusEMG 8.10 NA NA NA

RealRtnI 12.21-0.01 9.7 17.5

RERRStg 7.55-0.21 NA NA

ShortT 9.86 0.00 2.4 7.6

ShtAssetInv 10.000.00 1.0 6.3

StcksPLUSIntlHdg r 7.14-0.19 NA NA

StcksPLUSShort 6.02 0.05-10.3 -29.5

StcksPLUSSmall8.32-0.36 NA NA

StkPlsLgDur 8.35-0.09 NA NA

StPlTRInst r 10.97-0.08 2.6 38.3

TotRetESG 9.81 0.00 7.7 15.9

TotRt 10.94-0.01 7.8 16.0

TRII 10.370.00 7.7 17.3

TrndsMgdFutStrgy9.66-0.31 NA NA

PIMCOFunds:

IncomeFd 11.69-0.08 NA NA

StcksPLUSIntlHdg7.06-0.18 NA NA

TotRet 10.94-0.01 7.3 13.9

PIMCOFundsA:

AllAsset 11.14-0.28 NA NA

HiYld 8.64-0.14-1.2 10.2

HiYldMuniBd 9.39 0.00 1.7 15.7

IncomeFd 11.69-0.08 NA NA

IntlBdUSH 10.980.00 3.6 14.1

InvstGrCrBd 11.07-0.09 3.8 16.3

LowDurA 9.93 0.00 2.6 6.9

LowDurInc 8.42-0.05 NA NA

MuniBdA 10.250.00 2.9 13.4

RealRtnA 12.21-0.01 9.3 16.1

ShtTmA 9.86 0.00 2.2 6.8

StksPLSTR 10.73-0.08 2.3 36.7

TotRetA 10.94-0.01 7.5 14.8

PIMCOFundsC:

IncomeFd 11.69-0.08 NA NA

TotRetIncC 10.94-0.01 7.0 12.2

PIMCOFundsI2:

All Asset 11.16-0.28 NA NA

CommdtyRR 5.22-0.18 -11.0 -10.6

ComPLUSStrtgyFd4.20-0.14 NA NA

DivInc 11.01-0.13 NA NA

GNMAGvtSec 11.400.00 4.5 11.6

Income 11.69-0.08 NA NA

IntlBdUSH 10.980.00 3.9 15.1

InvstGrCrBd 11.07-0.09 4.0 17.4

LowDurInc 8.42-0.05 NA NA

LwDur 9.93 0.00 2.8 7.6

RealRtn 12.21-0.01 9.6 17.1

ShtTm 9.86 0.00 2.3 7.3

TotRt 10.94-0.01 7.7 15.7

PIMCOFundsInstl:

ComPLUSStrtgyFd4.22-0.14 NA NA

DynamicBd 10.70-0.03 2.7 10.2

GNMAGvtSec 11.400.00 4.5 12.0

IncomeFd 11.69-0.08 NA NA

InflRespMulAsset8.23 NA NA NA

RAEPLUSIntl 5.72 NA NA NA

RAEPLUSSml 7.88-0.44 NA NA

PioneerFundsA:

AMTFreeMuniA p p15.54-0.02 4.2 15.3

BondA 10.20 NA NA NA

CoreEqA 21.23-0.33 4.6 34.8

DiscGrA 20.57-0.0516.1 59.8

EqIncA 31.32-0.84 -13.1 6.1

HighIncMuniA 7.20-0.02-1.3 12.6

MdCapVa 19.88-0.45 -14.2-5.1

PioFdA 32.700.08 11.1 53.8

SelMCGrA 50.630.53 12.6 55.1

StratIncA p p 10.87-0.12 NA NA

PioneerFundsY:

AMTFreeMuniY15.47-0.02 4.2 15.9

BondY 10.10 NA NA NA

SelMCGrY 55.700.59 12.8 56.2

StratIncY p p 10.87-0.12 NA NA

PriceFunds:

2050RetFd n 15.67 NA NA NA

Balnanced n 25.27 NA NA NA

BdEnhIdx nr 11.86-0.02 NA NA

BlChip n 147.80 NA NA NA

CA Bond n 11.730.00 1.9 10.8

Communica&Tech n166.44 NA NA NA

CorpInc n 10.14 NA NA NA

DivGro n 52.30 NA NA NA

DvsfMCGr n 38.78 NA NA NA

EmgMktB n 10.80 NA NA NA

EmMktS n 45.42-1.14-3.0 10.7

EqInc n 26.17-0.89 -17.3 0.9

EqIndex n 86.53 NA NA NA

Europe n 21.59-0.95-1.8 11.1

FinSvcs n 21.90 NA NA NA

GlbStk n 56.800.12 24.3 74.4

GlbTech n 22.79 NA NA NA

GMS-fd n 11.63 NA NA NA

GNMA n 9.41 NA NA NA

Gr&In n 30.55-0.28 1.4 36.1

Growth n 85.78 NA NA NA

HelSci n 89.03 NA NA NA

HiYield n 6.33 NA NA NA

InstEmMEq 41.27-1.04-3.0 11.0

InstFLRfd r 9.49 NA NA NA

InstHiYld 8.41 NA NA NA

LgCapGow I 51.97 NA NA NA

InstLCCoreGr 57.87 NA NA NA

LgCpVal 19.86-0.60 NA NA

InstSmCap 25.04-0.63 NA NA

IntDis n 79.50-1.5816.3 28.3

IntEqIdx nr 13.12 NA NA NA

IntlBond n 9.36 NA NA NA

IntlStk n 18.24-0.55-2.1 12.1

IntlValEq n 11.91-0.53 -16.1 -15.2

Japan n 17.510.13 14.0 37.2

MCapVal n 25.27-1.21-9.7 2.6

MCEqGr 62.23 NA NA NA

MD Bond n 10.930.00 1.7 10.5

MidCap n 97.52 NA NA NA

N Asia n 21.16-0.54 8.6 27.0

N Inc n 9.92-0.03 4.1 13.2

NAmer n 66.04 NA NA NA

New Era n 27.51-1.50 -20.0 -16.3

NHoriz n 77.22 NA NA NA

OverS SF nr 10.35-0.40-7.5 0.1

QMUSSmCpGrEq n39.39-0.57-0.8 32.1

SpectConsAllo n20.32 NA NA NA

SpectModerAllo n24.67 NA NA NA

SpectModerGwAllo n36.21 NA NA NA

R2005 n 14.03 NA NA NA

R2010 n 18.43 NA NA NA

R2015 n 14.79 NA NA NA

R2020 n 22.43 NA NA NA

R2025 n 18.02 NA NA NA

R2030 n 26.15 NA NA NA

R2035 n 19.16 NA NA NA

R2040 n 27.18 NA NA NA

RealEst n 19.56-0.58 -22.8 -11.1

Ret2025A p 17.89 NA NA NA

Ret2045 n 18.55 NA NA NA

Short Interest

NYSEShortInterestRose0.3%

S

HORT INTEREST ON THE NEW YORK

Stock Exchange rose 0.3%, to

13,758,105,573 shares, as of Sept. 15,

from a revised 13,716,518,855 on Aug

31. The short-interest ratio rose to 3.4 days,

versus 3.8 days on Aug. 30. The ratio is calcu-

lated by dividing the number of shares sold

short by the average total traded each day.

Short interest on the NYSE American Ex-

change rose 0.7%, to 459,431,501 shares, as of

Sept. 15, from a revised 456,449,677, as of Aug.

31. The short-interest ratio increased to 2.2

days, from a revised 1.5 in the prior period.

The top three shorts on the NYSE:

SPDR S&P 500 ETF Trust (ticker: SPY),

Macy’s (M) and iShrs MSCI EmMkt

(EEM). The top three on the NYSE MKT:

Northern Oil & Gas (NOG), GlobalStar

(GSAT) and North Dynasty and Min (NAK).

—MICHAELT.KOKOSZKA

NasdaqShortsRise0.7%

A

S OF SEPT. 15, OVERALL NASDAQ

short interest rose 0.7%, to

9,477,940,064 shares, compared

with 9,412,414,199 on Aug. 31. The

short-interest ratio was 2.54 days, versus 2.52

in the preceding reporting period.

On the Nasdaq Global Markets, short in-

terest increased 0.6%, to 8,187,114,108 shares

in 2,466 securities. That’s up from 8,140,397,566

in 2,470 securities on Aug. 31. The short-inter-

est ratio was 3.0 days, versus 3.5 days for the

previous reporting period.

Short interest on the Nasdaq Capital Mar-

kets climbed 1.5%, to 1,290,825,956 shares in

1,100 securities, versus 1,272,016,633 in 1,082

on Aug. 31. The short-interest ratio remained

the same at 1 day. The top three shorts in the

period: Sirius XM (ticker: SIRI), American

Airlines (AAL), and Intel (INTC).

—MICHAELT.KOKOSZKA

Mutual Funds Data provided by