Introduction:
The History of What?
The argument is no other than to inquire and collect out of the records of all time what particular kinds of
learning and arts have flourished in what ages and regions of the world, their antiquities, their progresses, their
migrations (for sciences migrate like nations) over the different parts of the globe; and again their decays,
disappearances, and revivals; [and also] an account of the principal authors, books, schools, successions,
academies, societies, colleges, orders—in a word, everything which relates to the state of learning. Above all
things, I wish events to be coupled with their causes. All this I would have handled in a historical way, not wasting
time, after the manner of critics, in praise and blame, but simply narrating the fact historically, with but slight
intermixture of private judgment. For the manner of compiling such a history I particularly advise that the matter
and provision of it be not drawn from histories and commentaries alone; but that the principal books written in
each century, or perhaps in shorter periods, proceeding in regular order from the earliest ages, be themselves
taken into consultation; that so (I do not say by a complete perusal, for that would be an endless labour, but) by
tasting them here and there, and observing their argument, style, and method, the Literary Spirit of each age may
be charmed as it were from the dead.
—FRANCIS BACON, D E DIGNITATE ET AUGMENTIS SCIENTIARUM LIBRI IX (1623)^1
Mutatis mutandis, Bacon’s task was mine. He never lived to complete it; I have—but only by dint of a
drastic narrowing of scope. My mutanda are stated in my title (one not chosen but granted; and for that
honor I extend my thanks to the Delegates of the Oxford University Press). For “learning and the arts”
substitute music. For “the different parts of the globe” substitute Europe, joined in Volume 3 by America.
(That is what we still casually mean by “the West,” although the concept is undergoing sometimes curious
change: a Soviet music magazine I once subscribed to gave news of the pianist Yevgeny Kissin’s
“Western debut”—in Tokyo.) And as for antiquities, they hardly exist for music. (Jacques Chailley’s
magnificently titled conspectus, 40,000 ans de musique, got through the first 39,000 years—I exaggerate
only slightly—on its first page.^2 )
Still, as the sheer bulk of this offering attests, a lot was left, because I took seriously Bacon’s
stipulations that causes be investigated, that original documents be not only cited but analyzed (for their
“argument, style, and method”) and that the approach should be catholic and as near exhaustive as
possible, based not on my preferences but on my estimation of what needed to be included in order to
satisfy the dual requirement of causal explanation and technical explication. Most books that call
themselves histories of Western music, or of any of its traditional “style periods,” are in fact surveys,
which cover—and celebrate—the relevant repertoire, but make little effort truly to explain why and how
things happened as they did. This set of books is an attempt at a true history.
Paradoxically, that means it does not take “coverage” as its primary task. A lot of famous music goes
unmentioned in these pages, and even some famous composers. Inclusion and omission imply no judgment
of value here. I never asked myself whether this or that composition or musician was “worth mentioning,”
and I hope readers will agree that I have sought neither to advocate nor to denigrate what I did include.
But there is something more fundamental yet to explain, given my claim of catholicity. Coverage of all
the musics that have been made in Europe and America is obviously neither the aim of this book nor its
achievement. A glance at the table of contents will instantly confirm, to the inevitable disappointment and
perhaps consternation of some, that “Western music” here means what it has always meant in general
academic histories: it means what is usually called “art music” or “classical music,” and looks
suspiciously like the traditional canon that has come under so much justified fire for its long-unquestioned
dominance of the academic curriculum (a dominance that is now in irreversible process of decline). A