318 Introduction to Human Nutrition
Table 13.7 Design options in nutritional epidemiology
Design Setting Uses Advantages Limitations
Clinical trial Secondary prevention
(diseased participants)
Treatment–outcome
association
Strongest evidence for
causality
Highest internal validity
Very low potential for bias
Low external validity
Ethical problems
High cost
Field trial Primary prevention (healthy
participants)
Exposure–onset of
disease association
Strong evidence for causality
High internal validity
Low potential for bias
Very large sample and
long follow-up
Low external validity
Can assess only single-
nutrient effects
Highest costs
Community
trial
Group randomization (towns,
work-sites, schools)
Evaluation of
community
interventions or
educational activities
If multiple, and small groups
are randomized, it has
the advantages of an
experimental design
Low internal validity
if the number of
randomized units
is low
Quasi-experiment Intervention study (not
randomized)
Evaluation of
community
interventions or
educational activities
High feasibility
More applicable
Investigator controls exposure
Diffi culties in fi nding
comparable groups
High potential for bias
Underlying trends may
alter results
Cohort Participants are initially
classifi ed as exposed or
nonexposed and followed
up in time to monitor the
incidence of the outcome.
Retrospective or historical
cohort studies are
conducted using previously
collected information (fi les)
The most powerful
observational tool
in nutritional
epidemiology to
study diet–health
associations
Very low potential for bias
Ability to study rare exposures,
complex dietary patterns
and multiple outcomes of a
single exposure
Allows direct estimation of
risks and rates
Minimal ethical problems
Large sample and very
long follow-up
No ability to study rare
outcomes
Bias by low follow-up
(attrition)
Requires collaborative
participants
High costs
Case–control Exposure is compared between
subjects with and without
the outcome. Nested
case–control studies are
conducted within an
ongoing cohort using the
data of cohort members
who develop the disease
(cases) and a sample of
nondiseased members
(controls)
Practical analytical
tool in nutritional
epidemiology to
study diet–health
associations
Ability to study rare outcomes
Ability to study multiple
potential causes of a single
outcome
No problems with losses to
follow-up
Minimal ethical problems
Low cost
Potential for biased recall
of exposure and biased
participation of
controls
Inability to study rare
exposures and multiple
outcomes of a single
exposure
Inability to estimate risks
and rates
Cross-sectional Past exposure and outcome
are simultaneously assessed
in a representative sample
of the population
Estimation of the
prevalence of a
disease or an
exposure
Population assessment
in health planning
Monitoring trends if it
is periodically
repeated
Highest external validity
Relatively low costs
Minimal ethical problems
A wide spectrum of
information about diet and
health can be collected
Diffi cult to assess the
temporal sequence:
very low ability for
causal inference
Potential for biased
participation and
response bias
Ecological The unit of analysis is not the
individual but a community.
Exposure and/or disease are
not measured at the
individual level
Generation of new
hypothesis and
contextual or
multilevel analysis
Ability for assessing exposures
at the community level
Relatively low costs
Minimal ethical problems
Very low internal validity
(“ecological fallacy”)