Textbook of Personalized Medicine - Second Edition [2015]

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distinguish allelic variants of these enzymes are considered to be well established
and, therefore, valid biomarkers.
A probable valid biomarker is one that is measured in an analytical test system
with well-established performance characteristics and for which there is a scientifi c
framework or body of evidence that appears to elucidate the physiologic, toxico-
logical, pharmacologic, or clinical signifi cance of the test results. A probable valid
biomarker may not have reached the status of a known valid marker because, for
example, of any one of the following reasons:



  • The data elucidating its signifi cance may have been generated within a single
    company and may not be available for public scientifi c scrutiny.

  • The data elucidating its signifi cance, although highly suggestive, may not be
    conclusive.

  • Independent verifi cation of the results may not have occurred.


The distinction between what tests are appropriate for regulatory decision mak-
ing and those that are not will change over time as the science evolves. Throughout
the development of these tests, as appropriate, FDA will continue to seek public
comment as we evaluate whether a biomarker is a valid biomarker (e.g., via discus-
sions at Advisory Committee meetings).
Algorithms described in the FDA Pharmacogenomics Guide for investigational
and marketing application holders describe when to submit to FDA data on known
valid biomarkers. Data on probable valid biomarkers need not be submitted to the
IND unless they are used by a sponsor to make decisions regarding specifi c animal
safety studies or clinical trials (e.g., using biomarker data as inclusion or exclusion
criteria, assessment of treatment-related prognosis, or stratifying patients by dose) or
are a probable valid biomarker in human safety studies. However, FDA recommends
that sponsors or applicants submit reports on all probable valid biomarkers to new
(i.e., unapproved) NDAs or BLAs according to the algorithm. Many pharmacoge-
nomic testing programs implemented by pharmaceutical sponsors or by scientifi c
organizations are intended to develop the knowledge base necessary to establish the
validity of new genomic biomarkers. During such a period of scientifi c exploration,
test results are not useful in making regulatory judgments pertaining to the safety or
effectiveness of a drug and are not considered known or probable valid biomarkers.


FDA and Predictive Medicine


The FDA released a white paper in 2004 entitled “Innovation or Stagnation?
Challenge and Opportunity on the Critical Path to New Medical Products” ( http://
http://www.fda.gov/oc/initiatives/criticalpath/whitepaper.html ). This white paper was a
serious attempt by the FDA to bring attention and focus to the need for targeted
scientifi c efforts to modernize the tools, techniques and methods used to evaluate
the safety, effi cacy and quality of drug products. It describes the urgent need for
cooperation between the FDA, the NIH and the private sector to modernize the


FDA and Personalized Medicine

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