List of competent authorities to which the appli-
cation was submitted, and their decisions
The supporting documentation, submitted only to
the RA, comprises
IMP dossier or simplified IMP dossier for known
products
SmPC*
Ethics committee approval*
Outline of all active trials with the same IMP
IMP manufactured in EU: copy of manufacturer
authorization
IMP not manufactured in EU: QP statement that
site complies with EU GMP (or at least equiva-
lent to EU GMP)
IMP not manufactured in EU: copy of importer
authorization
Certificate of analysis for test product where
impurities are not justified by the specification*
Examples of IMP label
Viral safety studies
Authorization for GMO, radiopharmaceuticals
(in the United Kingdom: ARSAC approval)*
Transmissible Spongiform Encephalopathy
(TSE) certificate*
Declaration of GMP status of active biological
substance
Manufacturing licence (on request)
Authorization for contract research organization
to represent sponsor*
Documents which need to be submitted to the
ethics committee only are the following:
Informed consent form
Subject information
Recruitment procedures, including advertise-
ments and so on, and informed consent
All information to be provided to the subject, for
example questionnaires, diaries and so on
Peer review of trial*
Ethical assessment made by the principal inves-
tigator
Suitability of site and adequacy of facilities
Suitability of investigator and key staff; CVs;
name and address of investigator; information
on key staff
Funding and possible conflicts of interest
Compensation statement
Sponsor indemnity
Investigator’s insurance
Payment to subjects
Agreement between sponsor and investigator
Publication policy and investigator’s access to
data, if not in protocol
After receipt of the application, the submission
is first validated, and then the review clock starts.
The review clock stops when a query is raised, and
begins again with the sponsor’s response. The pro-
cedure will end with an affirmative decision
(one way or the other). Sponsorscannot, however,
if applicable and/or available if applicable and/or available
34.6 CURRENT EUROPEAN REGULATORY PRACTICE 451