a deviation from an established critical
limit exists. The action should include
the safe disposition of affected food
and the correction of procedures or
conditions that caused the out-of-con-
trol situation.
- Establishment of procedures for veri-
fication that the HACCP system is
working correctly. Responsible com-
pany personnel should conduct verifi-
cation of compliance with the
HACCP plan on a scheduled basis. - Establishment of effective record-
keeping procedures that document the
HACCP system and update the
HACCP plan when a change of prod-
ucts, manufacturing conditions, and
evidence of new hazards occurs.
Steps 6 through 12 are known as the seven
HACCP principlesthat will be discussed later.
A food and its raw materials may be clas-
sified into categories as follows:
●Category 1. Risk assessment as accom-
plishedthrough examination of the food
for possible hazards.
●Category 2. Assignment of hazard cate-
gories through identification of general
food hazard characteristics.
Determination of CCPs is also part of the
development process. Not all steps in a
process should be considered critical, and it
is important to separate critical from non-
critical points. A practical approach to deter-
mining CCPs consists of utilizing a HACCP
worksheet with the following headings:
- Description of the food product and its
intended use. - Flow diagram with the following com-
ponents:
●raw material handling
●in-process preparation, processing,
and fabrication steps
●finished product packaging and han-
dling steps
●storage and distribution
●point-of-sale handling
As the flow diagram is made, it is easy to
identify CCPs. A CCP can be a location, prac-
tice, procedure, or process, and, if controlled,
it can prevent or minimize contamination. Crit-
ical control points must be monitored to
ensure that the steps are under control. Moni-
toring may include observation, physical
measurements (temperature, pH, Aw), or
microbial analysis and most often includes
visual and physiochemical measurements
because microbial testing is often too time-
consuming. Possible exceptions are microbial
analysis of the raw materials. Microbial testing
may be the only acceptable monitoring proce-
dure when the microbial status of the raw
material is a CCP. Microbial methods can be
incorporated to determine directly the pres-
ence of hazards during processing and in the
finished product. They can be used indirectly
to monitor effectiveness of control points for
cleaning and employee hygiene. Yet, this use of
microbiology is a check and does not have to
be an ongoing process. Critical limits must be
established for each monitoring procedure.
Monitoring must be verified by laboratory
analysis to ensure that the process is work-
ing. The HACCP concept has been effective
because:
- Cooperation existed between the gov-
ernment and industry to develop moni-
toring procedures for CCPs. - Education of processors is required.
- Use of HACCP is fostered by govern-
ment agencies.
Marriott et al. (1991) suggested that the
following must be accomplished for HACCP
to function effectively: - Food processors and regulators must
be educated about HACCP.
The Role of HACCP in Sanitation 103