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obviousfluctuations during thefive years, which to some extent reflects the


instability of TFP growth mechanism of HSS research productions in 211Us. From


the long-term perspective, this instability results into the stagnation of research


productivity.


In order tofind the reason of TFP change, we decompose Malmquist-TFP index


into TC index and TEC index. According to the decomposition results of TFP, we


canfind that TC is the major source of the TFP improvement of HSS research in


211Us, while the decline of TEC offsets this positive effect of TC.


Through more detailed analysis, we canfind that though TC is the major source


of TFP growth, itsfluctuations are also very significantly. It can be seen from the


results that, in 2006–2007, 2007–2008, and 2009–2010, TC index decreases all


along, except the unique and prompt rise in 2008–2009. Owing to this rise as high


as 88.6%, thefive-year TC average of HSS research in 211Us reaches 6.8%. By


contrast, the growth rates of TEC index in 2006–2007, 2007–2008, and 2009– 2010


were 14.8, 22.1 and 6.5% respectively, but its plunge in 2008–2009 results into the


final negative growth (−6.4%) for thefive years. We further decompose TEC into
PTEC index and SEC index as mentioned before. Coinciding with what happened


to TEC index, both PTEC index and SEC index experience their plunges in 2008–


2009, reduced by 31.8 and 24.5% respectively. To SEC index, its plunge is


moderated by improvements in other periods, giving itself afive-year average


growth rate of 2%. However, to PTEC index, itsfive-year average growth rate is


negative (−8.3%).


Table 5.2 Research
productivity and its
decomposition of 211Us
(HSS)


Period TFP TC TEC PTEC SEC
2006 – 2007 1.066 0.929 1.148 1.142 1.005
2007 – 2008 0.932 0.763 1.221 1.046 1.168
2008 – 2009 0.971 1.886 0.515 0.682 0.755
2009 – 2010 1.035 0.972 1.065 0.868 1.227
Average 1.000 1.068 0.936 0.917 1.021

0.2


0.6


1


1.4


1.8


2006-2007 2007-2008 2008-2009 2009-2010


TFP TEC TC PTEC SEC


Fig. 5.2 Research productivity and its decomposition of 211Us (HSS)


224 5 Dynamic Evaluation on Research Productivity...

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