18 27. NONCOMPACT GRADIENT RICCI SOLITONS
Henceforth, let (Mn, g, f, -1) be a complete normalized noncompact shrinking
GRS structure. Extend this structure to a complete solution g (t), t E (-oo, 1),
to the Ricci flow with g (0) = g. By Remark 13.32 in Part II and by the local
nature of real analyticity, we may extend Bando's Theorem 13. 21 in Part II to the
noncompact case. Namely, using Shi's local derivative estimates, one can show that
M has a real analytic structure and that, given t , the metric components 9ij ( t) are
real analytic functions in any normal coordinate system. In particular, g is real
analytic. We shall use this fact in the sublevel set approach.
By (27.46) we have that f attains its minimum at some point 0 E M. Thus,
from (27.2), we have
(27.71)
n n
inf R(x)::::; R(O) = - - b.f(O)::::; -.
xEM 2 2
We claim that, since M is noncompact, we have infxEM R(x) < ~· If not, then on
M we have b.f = ~ - R ::::; 0. Since f is superharmonic and attains its minimum,
we conclude that f is a constant function by the strong maximum principle, which
contradicts M being a noncompact shrinker.
Define the functions
by3
(27.72a)
(27.72b)
v : JR --+ (0, 00) )
R : JR --+ (0 , oo)
V(c)~J dμ=Vol{f<c},
{f<c}
R(c) ~ J Rdμ
{f<c}
for c E JR, which are nondecreasing nonnegative functions of c since R ~ 0.
Since we have good control of f , to approach the A VR we shall use ~J~1 instead
of the volume ratios of geodesic balls. More precisely, by (27.42) and (27.46), given
any 6 E M, there exists a constant C 1 < oo such that
1 ( 4 (d(x, 0) - - C1)+ )2 ::::; f (x)::::; 1 ( - )2
4
d(x, 0) + C 1
Therefore, if r ~ C 1 , then
{ f < ~(r -C1)
2
} c B 0 (r) c { f < ~ (r + C1)
2
}.
Thus
V(i(r - C1)^2 ) VolB 0 (r) V(i (r + C1)^2 )
~--'----~~~-< <.
rn - rn - rn
Thus limc--roo ~f ~l exists if and only if AVR(g) exists. Thus, in this case,
(27.73) 2nwn AVR(g) = lim V(/c
2
).
c--roo en
Recall that by Sard's theorem, the set of singular values of f has Lebesgue
measure zero. Note that in general 8 {! < c} C {f = c }, whereas for a regular
value c of f we have that 8 {! < c} = {f = c} is a smooth compact hypersurface
(^3) Note the distinction between the function R and the scalar curvature R , whose notations
look similar.