Barron\'s - April 6 2020

L56 BARRON’S•Funds Quarterly April 6, 2020

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Copyright Lipper

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Nuv Dow 30Dyn Overwrite (DIAX) 13.55 12.52 –7.6 –27.4 –25.1 –0.6 3.2 5.8 –18.7

Nuv AC Engy MLP Opps (JMLP) 1.01 1.11 9.9 –78.2 –81.9 –47.2 –34.4 I –84.8

NuveenAMT-Fr MuVal (NUW) 16.37 15.65 –4.4 –2.8 1.5 1.9 2.5 4.7 3.2

Nuveen AMT-Fr Qlty Mun I (NEA) 15.02 13.54 –9.9 –4.8 6.1 5.6 4.9 5.2 4.7

NuveenAMT-Fr MuCI (NVG) 16.10 14.68 –8.8 –10.8 2.2 5.8 6.1 6.3 3.3

Nuveen AZQual Muni Inc (NAZ)(x) 14.42 12.40 –14.0 –7.0 0.5 0.5 1.4 4.5 3.1

Nuveen CA AMT-F QualMI (NKX) 15.89 14.16 –10.9 –5.9 6.1 3.4 4.1 7.0 5.7

NuveenCA Val (NCA) 10.48 10.00 –4.6 –5.3 8.1 3.4 2.7 5.4 4.8

NuveenCA Muni Value 2 (NCB) 15.96 14.69 –8.0 –6.3 –4.1 0.0 2.8 5.5 4.2

NuveenCAQtyMuInc (NAC) 15.42 13.69 –11.2 –7.1 3.8 3.3 3.1 6.9 4.6

NuveenCA Sel Tx-Free(NXC) 15.43 14.50 –6.0 –12.0 6.3 3.1 2.9 5.9 4.9

NuvCorEqAlpha (JCE) 11.55 10.72 –7.2 –24.9 –17.7 1.9 2.4 9.7 –12.3

Nuveen Crdt Opps2022 TT (JCO) 7.56 7.99 5.7 –19.1 –12.1 –1.8 II–16.6

NuveenCredit Strat Inc (JQC) 6.48 5.67 –12.5 –23.0 –13.8 –3.7 –0.1 4.9 –13.4

NuveenDiversDiv&Inc (JDD) 8.12 7.04 –13.3 –33.4 –25.7 –7.4 –1.4 5.1 –22.7

Nuveen EM Dbt 2022Tg Tr (JEMD) 6.44 6.19 –3.9 –29.6 –25.0 III–23.8

NuveenEngy MLP TotRtn (JMF) 1.33 1.44 8.3 –80.9 –83.4 –47.4 –33.1 I –86.0

NuveenEnh Muni Val (NEV) 14.53 13.04 –10.3 –11.3 –1.0 2.8 1.8 5.6 2.5

NuvFloatRateIncFd (JFR) 8.49 7.55 –11.1 –24.8 –15.3 –6.6 –1.0 2.5 –17.3

NuvFloatRteIncOppty (JRO) 8.43 7.43 –11.9 –24.1 –16.3 –7.6 –1.6 2.5 –17.2

NuvGA QualMuni Inc (NKG) 13.83 11.88 –14.1 –4.9 3.3 0.8 2.6 3.2 4.9

NuveenGlobal High Inc (JGH) 13.15 11.18 –15.0 –30.3 –20.2 –4.5 0.7 I –18.9

NuveenHi Inc2020 Trgt (JHY) 9.20 8.82 –4.1 –9.3 –8.2 0.1 II–2.9

NuveenHi Inc2023 Trgt (JHAA) 8.53 8.26 –3.2 –22.7 –14.0 III–10.9

NuveenHI Nov 2021 Tgt (JHB) 8.80 8.60 –2.3 –13.0 –7.6 0.6 II–6.9

NuveenInt Dur Mun Term (NID) 13.34 12.99 –2.6 –5.7 2.6 4.4 4.8 I –1.7

NuveenInt Dur Qlty Mun (NIQ) 14.02 13.33 –4.9 –3.3 4.8 4.3 4.2 I 2.2

NuveenMA Qual Muni Inc (NMT)(x) 14.50 13.50 –6.9 –4.2 11.5 3.7 4.7 4.2 3.7

Nuveen MD QualMuni Inc(NMY)(x) 14.44 12.63 –12.5 –5.2 5.2 4.4 4.6 3.9 2.9

Nuveen MI QualMuni Inc (NUM)(x) 15.57 13.42 –13.8 –4.2 5.4 4.6 4.2 6.0 5.0

Nuveen Minn Qual Mun Inc(NMS)(x) 14.77 13.07 –11.5 –9.6 1.6 –3.5 1.7 4.0 3.2

NuveenMO Qual MunInc (NOM)(x) 13.61 13.35 –1.9 –5.6 6.1 –1.9 1.6 3.9 3.5

NuveenMortgage and Inc (JLS) 18.67 16.45 –11.9 –24.0 –25.1 –4.3 1.4 4.4 –15.1

NuveenMu CrdtOpps (NMCO) 12.25 12.95 5.7 –15.3 IIIII

Nuveen Multi-Market Inc (JMM)(x) 7.02 6.10 –13.1 –16.5 –9.4 –1.2 1.4 3.6 –7.9

NuvMuni2021TgtTerm (NHA) 9.78 9.45 –3.4 –3.0 –0.2 1.0 II1.2

Nuv Muni CreditIncome (NZF) 15.48 14.07 –9.1 –13.0 –1.9 4.9 5.6 6.1 1.4

NuvMuniHiIncOpp (NMZ) 12.74 12.45 –2.3 –11.1 –3.1 3.8 4.0 6.6 –0.8

NuveenMuni Inc (NMI) 10.85 11.30 4.1 1.2 8.1 1.8 3.5 5.0 1.6

NuveenMuni Val (NUV) 10.30 9.76 –5.2 –8.0 1.2 3.9 3.7 4.4 3.9

Nuveen Nasdaq 100 DynOv (QQQX) 20.05 19.00 –5.2 –19.1 –8.1 4.3 7.8 11.3 –2.9

NuveenNJ Muni Value (NJV) 14.97 12.80 –14.5 –7.8 1.4 0.8 2.5 3.9 2.5

NuvNJ Qual Muni Inc(NXJ) 15.75 13.44 –14.7 –7.3 1.6 5.7 5.1 5.8 3.6

Nuveen NY AMT/Fr Qual MI (NRK) 14.23 12.50 –12.2 –7.0 2.4 3.2 3.9 4.1 2.4

NuveenNY Val (NNY) 9.87 9.45 –4.2 –9.0 –2.2 2.9 3.3 3.9 2.2

NuveenNY Muni Value 2 (NYV) 15.52 13.58 –12.5 –4.4 2.6 1.2 2.6 3.7 4.0

NuveenNY Qual Muni Inc(NAN) 14.76 13.13 –11.0 –6.6 2.2 3.6 3.9 5.2 2.2

NuveenNY Sel Tx-Free(NXN) 13.99 12.65 –9.6 –9.8 –3.1 1.1 1.7 3.4 2.7

Nuveen OH Qual Muni Inc (NUO)(x) 16.87 14.73 –12.7 –3.7 5.4 4.1 4.0 4.7 4.9

NuveenPA Muni Value (NPN) 14.86 N/A N/A N/A N/A N/A N/A N/A 2.4

Nuveen PA Qual Muni Inc (NQP)(x) 15.26 13.31 –12.8 –4.9 5.3 5.5 4.5 5.7 3.7

NuveenPref & I2022 Trm (JPT) 19.93 19.11 –4.1 –22.9 –11.0 –2.9 II–9.8

NuveenPref & IncOpp (JPC) 7.48 7.34 –1.9 –28.4 –17.0 –2.0 2.8 7.8 –18.2

NuveenFd (JPS) 7.65 7.26 –5.1 –26.3 –13.4 –1.7 3.0 7.1 –13.5

NuveenPref & IncTerm (JPI) 18.78 18.20 –3.1 –28.2 –13.3 –2.3 2.6 I –15.5

NuveenQuality Muni Inc (NAD) 15.23 13.74 –9.8 –4.8 5.9 5.2 4.6 5.9 3.8

Nuv Real Est(JRS) 7.77 6.79 –12.6 –34.4 –29.1 –7.7 –2.6 5.8 –24.7

NuveenRl AsstInc &Gro (JRI) 11.87 9.87 –16.8 –45.0 –33.4 –10.2 –5.4 I –31.5

NuvS&P500DynOvFd (SPXX) 12.43 11.58 –6.8 –28.0 –19.5 –1.3 3.3 6.0 –13.7

NuveenSel Mat (NIM) 10.44 9.77 –6.4 –6.1 1.2 2.6 1.2 2.8 1.8

NuveenSel TF (NXP) 15.77 14.97 –5.1 –8.0 5.9 6.1 4.5 4.6 5.2

NuveenSel TF 2 (NXQ) 15.03 14.21 –5.5 –6.0 5.6 5.8 4.2 4.6 4.5

NuveenSel TF 3 (NXR) 16.28 15.40 –5.4 –4.8 8.1 6.4 4.6 5.1 6.0

NuveenSenior Income (NSL)(x) 5.02 4.42 –12.0 –24.3 –17.6 –6.8 –0.9 1.3 –18.2

NuveenSht Dur Crdt Opp (JSD) 12.59 10.88 –13.6 –26.9 –24.2 –8.4 –1.5 I –20.1

NuvSP500BuyIncFd(BXMX) 11.24 10.10 –10.1 –24.7 –17.4 –1.8 2.5 5.5 –8.6

NuveenTaxableMuni Inc (NBB) 19.89 19.15 –3.7 –11.2 –1.4 3.0 4.1 I –1.7

NuveenTxAdvDivGr (JTD) 12.44 11.25 –9.6 –33.3 –23.9 –1.5 1.3 7.5 –18.0

NuvTaxAdvTRStrat (JTA) 7.86 7.05 –10.3 –39.7 –32.6 –9.4 –4.3 3.3 –27.2

NuveenVA Qlty MunInc (NPV)(x) 14.42 12.92 –10.4 –10.7 5.7 4.3 3.5 2.9 3.9

PCM Fund (PCM)(x) 7.64 7.94 3.9 –29.0 –21.6 1.4 5.1 9.2 –15.9

PGIMGlobal HighYield (GHY) 12.74 11.06 –13.2 –25.2 –13.4 –2.1 1.0 I –15.0

PGIM High Yield Bond (ISD) 13.44 11.58 –13.8 –23.6 –11.1 –1.6 1.4 I –11.4

PIMCO CA (PCQ) 13.30 15.63 17.5 –20.3 –7.3 5.3 6.9 8.9 3.1

PIMCOCAMuniII (PCK) 8.35 8.45 1.2 –14.6 –0.2 0.9 3.3 7.5 3.1

Pimco CAMuni III (PZC) 9.56 9.74 1.9 –13.7 –7.3 –0.9 4.0 7.7 2.8

PIMCO Corp & IncOppty (PTY) 10.98 12.91 17.6 –30.2 –17.6 4.5 7.8 11.8 –15.0

PIMCO Corp & IncStrat (PCN) 11.37 13.34 17.3 –28.6 –14.6 3.5 7.5 10.4 –13.3

PIMCO Dyn Crd & Mrt Inc (PCI) 16.48 16.82 2.1 –31.7 –19.9 1.9 7.3 I –20.1

PIMCO Dynamic Income (PDI) 20.39 22.09 8.3 –30.2 –22.9 1.7 7.9 I –17.7

PIMCO E&T CreditOpps Fd (NRGX) 6.52 5.37 –17.6 –65.9 –70.0 III–64.1

PIMGlbStkPI (PGP) 6.69 7.96 19.0 –31.4 –40.0 –11.5 –4.4 7.9 –21.4

PIMCOHilnco (PHK) 4.61 4.90 6.3 –32.7 –38.8 –5.2 –2.9 7.8 –15.1

PIMCO Income Opportunity (PKO) 19.16 20.20 5.4 –25.6 –16.1 3.1 6.2 10.2 –13.0

PIMCO IncmStrFd (PFL) 8.34 8.45 1.3 –26.9 –18.5 0.6 4.2 7.6 –14.4

PIMCO IncmStrFd II (PFN) 7.53 7.58 0.7 –26.6 –18.6 0.6 4.8 8.2 –14.2

PIMCO MuniInc (PMF) 12.26 12.64 3.1 –15.3 –5.6 4.2 2.3 6.6 0.7

PIMCOMuniIncII (PML) 11.53 12.65 9.7 –19.2 –5.5 6.8 6.9 8.5 1.5

Pimco Muni III (PMX) 10.47 10.62 1.4 –14.6 –10.9 4.3 4.8 7.3 1.3

PIMCO NY (PNF) 11.27 10.83 –3.9 –20.7 –14.1 0.6 4.1 5.8 0.9

PIMCONYMuniII (PNI) 10.73 9.77 –8.9 –18.2 –15.0 –0.3 0.8 5.1 0.8

Pimco NY Muni III (PYN) 8.61 8.52 –1.0 –10.5 –13.1 1.2 2.5 5.7 0.3

PIMCO Stratg Inc (RCS)(x) 5.49 6.04 10.0 –31.7 –36.3 –3.8 3.1 7.3 –13.7

PionrDivHiIncTr (HNW) 12.03 10.49 –12.8 –28.5 –20.2 –6.2 –1.6 3.0 –19.4

PionrFltRate Tr(PHD) 9.33 7.65 –18.0 –29.3 –21.4 –8.9 –2.1 2.1 –17.4

PioneerHilncmTr (PHT) 7.28 6.42 –11.8 –31.6 –22.2 –6.0 –4.5 2.0 –20.7

PioneerHilncAdv (MAV) 11.77 10.18 –13.5 –4.8 –1.3 2.6 –2.5 5.1 4.7

PioneerMunHiIcmT (MHI) 12.71 11.32 –10.9 –5.2 –0.6 4.4 0.6 4.6 4.7

Principal Real Est Inc(PGZ) 16.02 12.11 –24.4 –41.6 –30.4 –4.6 –0.9 I –18.8

Putnam MgdInc (PMM)(x) 7.53 7.20 –4.4 –8.7 1.2 5.0 5.0 6.2 –0.4

Putnam Mas Int(PIM) 4.13 4.08 –1.2 –12.1 –2.7 2.5 3.4 2.9 –7.4

Putnam Muni Opp (PMO)(x) 12.97 11.93 –8.0 –8.1 2.3 5.1 5.0 6.4 2.6

Putnam Prem Inc(PPT) 4.55 4.54 –0.2 –14.5 –4.3 2.0 3.8 3.6 –8.1

ReavesUtilityIncome (UTG) 27.56 28.75 4.3 –21.5 –9.2 2.4 6.0 10.9 –13.8

RENN Fund (RCG) 1.41 1.08 –23.4 –34.2 –36.8 –5.3 –1.3 –8.9 –23.0

RiverNorth DL StrOppty (OPP) 13.88 12.80 –7.8 –19.3 –11.0 –2.0 II–12.4

RiverNorth Flex Muni Inc (RFM) 20.03 20.02 0.0 IIIIII

RiverNorth Mgd DurMun I(RMM) 17.51 17.88 2.1 –6.2 IIIII

RiverNorth Opportunities(RIV) 13.22 12.42 –6.1 –21.0 –14.5 –2.8 II–14.6

RiverNorth Opps Muni Inc(RMI) 21.47 20.12 –6.3 –10.2 1.6 III2.0

RiverNorth Specialty Fin (RSF) 18.88 16.16 –14.4 –8.5 IIII–3.8

RMRRealEstInc (RIF) 12.95 10.15 –21.6 –47.6 –40.5 –15.1 –7.0 1.8 –40.6

RoyceGlobal ValueTrust (RGT) 9.81 8.04 –18.0 –31.2 –19.7 –2.4 0.9 I –16.4

RoyceMicro-Cap Tr (RMT)(x) 6.61 5.56 –15.9 –31.7 –25.7 –4.6 –1.2 6.5 –22.3

RoyceValue Trust (RVT)(x) 11.24 9.67 –14.0 –32.9 –23.7 –4.2 0.5 6.3 –21.6

Salient Midstream & MLP (SMM) 4.13 3.48 –15.7 –54.3 –58.6 –30.6 –24.1 I –58.8

Source Capital(SOR)(x) 35.61 30.69 –13.8 –20.1 –12.4 –3.9 –0.6 7.5 –11.6

Special Opportunities(SPE)(x) 10.58 9.50 –10.2 –34.1 –24.1 –3.3 –0.2 4.6 –26.0

Sprott Focus Trust (FUND)(x) 5.76 5.04 –12.5 –29.9 –20.8 –4.7 0.6 3.6 –17.7

StoneHarbor EM TotInc (EDI) 6.05 6.48 7.1 –42.8 –39.0 –13.1 –1.6 I –37.0

StoneHarbor Emg Mkts Inc(EDF) 5.35 7.43 38.9 –42.4 –28.2 –6.1 3.0 I –35.7

SwissHelvetia (SWZ) 8.41 6.95 –17.4 –15.5 –5.2 0.2 2.2 5.8 –0.4

Taiwan (TWN) 19.61 16.45 –16.1 –20.1 –0.5 4.1 4.2 6.0 5.0

TCW Strat Income (TSI) 5.26 5.17 –1.7 –9.0 0.8 5.2 5.2 9.3 –2.2

Tekla Health Inv (HQH) 20.52 17.81 –13.2 –12.6 –5.1 –1.0 –4.1 12.7 –1.9

Tekla Healthcare Opps (THQ) 17.52 15.36 –12.3 –17.8 –6.1 3.5 2.2 I –4.2

Tekla Life Sciences Inv(HQL) 17.09 14.98 –12.3 –12.0 –2.5 0.6 –2.2 14.0 0.9

Tekla World Healthcare (THW) 12.58 11.39 –9.5 –15.4 –0.9 2.8 II–0.3

Templeton Dragon(TDF) 19.72 17.05 –13.5 –12.3 –4.0 7.1 4.7 6.5 –3.4

Templeton EmMkt (EMF) 13.01 11.15 –14.3 –28.5 –19.3 –1.0 0.5 –0.2 –16.8

Templeton EmInc (TEI) 8.82 7.48 –15.2 –16.9 –20.8 –5.7 0.3 1.9 –14.0

Templtn Glbl Inc(GIM) 6.33 5.35 –15.5 –11.5 –9.7 –1.6 –0.7 1.4 –5.3

THL Credit Senior Loan (TSLF) 13.37 11.56 –13.5 –22.0 –18.1 –6.7 –1.7 I –17.8

Tortoise Energy Ind(NDP) 1.52 1.15 –24.3 –72.7 –84.1 –52.2 –35.2 I –77.9

Tortoise EnrgyInfra Crp (TYG) 3.17 2.56 –19.2 –85.4 –87.7 –53.4 –36.9 –15.8 –85.4

Tortoise EssAsst IncTm (TEAF) 12.64 10.10 –20.1 –36.8 –45.5 III–32.5

Tortoise MidstreamEnrgy (NTG) 1.10 0.85 –22.4 –92.0 –93.1 –61.4 –43.1 I –91.8

Tortoise Pipelne& Enrgy(TTP) 3.37 2.65 –21.4 –78.9 –80.8 –44.9 –31.8 I –78.8

Tortoise Pwr &Engy Infr (TPZ) 8.84 6.99 –20.9 –57.3 –58.5 –25.7 –16.8 –3.5 –53.7

Tri-Continental (TY)(x) 24.18 20.91 –13.5 –24.9 –14.4 3.2 4.9 10.2 –12.7

United CorpsLtd (xy) (UNC) N/A 83.50 N/A –14.8 N/A –4.1 1.7 6.7 N/A

Vertical Capital Income (VCIF) 11.80 8.38 –29.0 –19.1 IIII–1.9

Virtus Gl MSecInc (VGI) 10.77 9.65 –10.4 –20.4 –11.2 –5.3 1.1 I –9.4

VirtusTotalRetFd (ZF) 7.73 7.20 –6.9 –34.7 –13.8 –0.8 3.2 9.5 –16.3

Vivaldi Opportunities (VAM) 11.88 11.12 –6.4 –16.6 –12.2 III–8.4

Voya Asia Pac Hi DivEq (IAE) 7.46 6.51 –12.7 –23.4 –23.4 –5.9 –1.9 –0.8 –22.7

Voya Em Mkts HiDiv Eqty(IHD) 6.41 5.83 –9.0 –27.0 –18.7 –3.8 –0.8 I –20.8

Voya Gl Adv &Prem Opp (IGA) 8.96 7.66 –14.5 –26.9 –23.1 –2.2 0.2 3.0 –16.7

Voya Gl Eq Div& Prem Op(IGD) 5.34 4.56 –14.6 –25.3 –22.7 –5.8 –1.2 0.5 –16.6

Voya Infr Indus & Matr(IDE) 9.71 8.13 –16.3 –29.4 –29.6 –10.2 –2.3 1.0 –24.0

Voya Itl Hi Div EqtyInc (IID) 4.60 3.83 –16.7 –28.3 –32.1 –10.1 –4.5 –2.0 –18.7

Voya Nat Res Eq Inc(IRR) 2.61 2.16 –17.2 –47.6 –55.7 –23.0 –15.4 –9.4 –42.5

Voya Prime RateTrust (PPR)(x) 4.27 3.71 –13.1 –25.3 –17.4 –6.4 –2.0 1.0 –17.4

Wells Fargo GlDiv Oppty(EOD) 4.13 3.70 –10.4 –32.1 –20.5 –3.7 –3.3 0.7 –21.5

WellsFargo Income Oppty(EAD) 7.22 6.38 –11.6 –22.5 –11.6 –0.6 2.7 5.4 –12.1

Wells Fargo Multi-Sector(ERC) 10.70 9.63 –10.0 –23.3 –12.3 –0.9 3.1 4.5 –11.5

Wells Fargo Ut & HiInc (ERH) 10.94 10.87 –0.6 –20.6 –10.8 1.9 3.5 6.6 –7.9

WA Corporate Loan (TLI) 8.34 7.10 –14.9 –26.7 –18.7 –8.0 –1.5 2.5 –17.9

WstAstEmergDebt (EMD) 12.48 10.53 –15.6 –24.4 –15.6 –4.2 0.5 2.6 –13.8

Western Asset GlCr D Op (GDO) 15.44 13.73 –11.1 –23.2 –10.4 –0.5 2.7 4.9 –7.4

NAV MARKET PREM/ MARKETRETURNSTHROUGH3/31 1-YR-

($/SHR) PRICE DISC QTR 1YR 3YRS 5YRS 10YRS NAV

FUNDNAME(SYMBOL) 3/31/20 3/31/20 3/31/20 (Annualized) %RETURN

NAV MARKET PREM/ MARKETRETURNSTHROUGH3/31 1-YR-

($/SHR) PRICE DISC QTR 1YR 3YRS 5YRS 10YRS NAV

FUNDNAME(SYMBOL) 3/31/20 3/31/20 3/31/20 (Annualized) %RETURN

Closed-End Funds