The Portable MBA in Finance and Accounting, 3rd Edition

488 Making Key Strategic Decisions (1) Obtain copies of (i) all pension plans, (ii) all profit sharing plans, and (iii) all stoc ...

Going Public 489 (2) List the states where such securities described in Section J.2.a., above, were issued and state the date of ...

490 Making Key Strategic Decisions the anticipation is that final payment will not be made within the 36 months of the date of t ...

Going Public 491 (2) Are such security devices properly perfected? (3) In how many states does the Company presently have perfec ...

492 Making Key Strategic Decisions records of employees, and work assignments, etc.)? (2) Does the company, in fact, have an age ...

Going Public 493 (2) Indicate the authority each type of selling agent possesses. (3) If sales agents have limited authority, wh ...

494 Making Key Strategic Decisions (2) Obtain copies of letters from the auditors to the Company regarding its internal manageme ...

Going Public 495 (2) Ascertain the identity of legal counsel representing the Company in such matters. g. Assignment of patents, ...

496 Making Key Strategic Decisions K. Review Officers’ and Directors’ Questionnaire Obtain from the Company’s counsel the “offi ...

Going Public 497 b. The Company’s counsel. c. Representative of the Company’s certified public accountants. Based on the inform ...

498 Making Key Strategic Decisions APPENDIX B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 R ...

Going Public 499 If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the fo ...

500 Making Key Strategic Decisions registrant to furnish information required by Regulation S-K and the item of Regulation S-K s ...

Going Public 501 Item 2. Inside Front and Outside Back Cover Pages of Prospectus. Set forth on the inside front cover page of th ...

502 Making Key Strategic Decisions (d) Where common equity securities are being offered, information re- quired by Item 201 of R ...

Going Public 503 Item 14. Indemnification of Directors and Officers. Furnish the information required by Item 702 of Regulation ...

504 Making Key Strategic Decisions Instructions. The registration statement shall be signed by the registrant, its principal ex ...

Going Public 505 APPENDIX C COMFORT LETTER AICPA Professional Standards (Updated as of January 1, 2000) Copyright © 2000, Americ ...

506 Making Key Strategic Decisions long-term debt, or any decrease in other specified financial statement items (paragraphs .45 ...

Going Public 507 accounting requirements of the Act and the related rules and regulations adopted by the SEC. We have not audit ...