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the growth effect of the west 211Us is not apparent, with thefive-year cumulative


TC growth rate of merely 2%.


Dividing the eastern 211Us into JUs, HSZUs, and OUs, it’s easy tofind that,


though three groups in the eastern 211Us all show strong growth effects, OUs


achievefive-year cumulative TC growth rate of 37%, which is considerably larger


than that of JUs (30%) and HSZUs (33%). It is most because that OUs possess the


late-mover advantage driven by geographic and regional economic development.


Second, SEC indexes of most groups are hardly improved during thefive years.


Except central 211Us and the JUs, the SEC indexes of the rest four groups are in the


downtrend. To the central 211Us and JUs, which are in the status of improvement,


theirfive-year cumulative SEC growth rates are 10 and 1% respectively. While to


the eastern and western 211Us, the HSZUs and OUs, their SEC indexes are


cumulatively decreased by 1, 3, 2 and 2% in thefive years.


Third, PTEC indexes of most groups are not improved significantly. Except the


prominent improvement of HSZUs with afive-year cumulative PTEC growth rate


of 23%, thefive-year cumulative PTEC growth rates of other groups are basically


lower than 7%. Of which, the PTEC index of OUs is cumulatively decreased by 6%


in thefive years.


Forth, since TEC index is composed of SEC index and PTEC index, TEC index


is also not in good status as SEC index and PETC index have poor performance. In
spite of the relatively good performance of the central 211Us and HSZUs, with


cumulative improvement rates approaching 20%, the performances of rest groups


are rather moderate. Of which, the TEC indexes of western 211Us and OUs are


cumulatively decreased by 1 and 7% by the end.


TEC index indicates the overall situation of universities’research resources


allocation and managerial institutions. Thus, poor performance of TEC index shows


that, during this phase of 2006–2010, universities commonly ignored the impor-


tance of optimizing research resources allocation and facilitating institutional


reform. For the long term, if this situation persisted, TEC index would dampen the


sustainable improvement of research productivities.


5.3.2 HSS Disciplines.................................


5.3.2.1 Annual Productivity Change of 211Us by Region


In this subsection, we first analyze and compare the annual changes of


Malmquist-TFP index and its decomposition of 211Us in HSS research among the


different regions categorized above. The detailed results are reported in Tables5.21,


5.22,5.23,5.24,5.25and5.26in Appendix.


Here, wefirst analyze the annual changes of TFP index and its decomposition by


region. See Figs.5.13and5.14for details.


In Fig.5.13, we plotfive-year average of annual changes of TFP indexes of all
regions. It’s obvious that, compared with the consistently improving trend of


238 5 Dynamic Evaluation on Research Productivity...

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