THE WALL STREET JOURNAL. Monday, October 7, 2019 |B7
INSIDER-TRADING SPOTLIGHT BORROWING BENCHMARKS
Trading by ‘insiders’ of a corporation, such as a company’s CEO, vice president or director, potentially conveys
new information about the prospects of a company. Insiders are required to report large trades to the SEC
within two business days. Here’s a look at the biggest individual trades by insiders, based on data received by
Thomson Financial on October 4, and year-to-date stock performance of the company
KEY: B:beneficial owner of more than 10% of a security classCB:chairmanCEO:chief executive officerCFO:chief financial officer
CO:chief operating officerD:directorDO:director and beneficial ownerGC:general counselH:officer, director and beneficial owner
I:indirect transaction filed through a trust, insider spouse, minor child or otherO:officerOD:officer and directorP:presidentUT:
unknownVP:vice president Excludes pure options transactions
Biggest weekly individual trades
Based on reports filed with regulators this past week
No. of shrs inPrice range ($) $ Value
Date(s) Company Symbol Insider Title trans (000s) in transaction (000s) Close ($) Ytd (%)
Buyers
Sept. 26-30Ulta Beauty ULTA C. Heilbronn DI 244 235.44-249.78 58,894 250.60 2.4
Sept. 26 M. Dillon CEOI 1 237.17 308
Sept. 27 HD Supply Holdings HDS L. Wolfe DI 600 38.55 23,130 38.39 2.3
Oct. 2 Lions Gate Entertainment LGF.A M. Rachesky DOI 2,400 9.19 22,052 9.21 -42.8
Oct. 1-2 Advanced Drainage Systems WMS R. Jones DI 230 31.57-32.98 7,321 33.72 39.1
Oct. 1-2 At Home Group HOME C. Sosin BI 470 9.16-9.91 4,509 9.33 -50.0
Sept. 27 Scientific Games SGMS R. Perelman DOI 100 20.83 2,083 20.17 12.8
Sept. 30 R. Perelman DOI 50 20.42 1,021
Sept. 27 vTv Therapeutics VTVT R. Perelman BI 1,370 1.46 2,000 1.47 -44.7
Sept. 30-Oct. 1Chewy CHWY J. Star D 42 23.18-24.74 994 25.86
Sept. 27 Mosaic Acquisition MOSC D. Maura CEO 94 10.33 968 10.32 5.1
Sept. 30 D. Maura CEO 26 10.33 274
Sept. 25-26Interface TILE C. Kennedy D 49 13.73-13.84 673 13.70 -3.9
Sept. 27 FedEx FDX R. Martin D 2* 145.00 254 143.00 -11.4
Sept. 30 MaxLinear MXL S. Litchfield CFO 11 22.46 249 21.77 23.7
Sept. 27 Occidental Petroleum OXY W. Klesse D 5 45.54 228 43.07 -29.8
Sept. 30 Provention Bio PRVB A. DigiandomenicoD 30 6.83 205 7.08 300.0
Sept. 30 American Finance Trust AFIN L. Kabnick D 14 13.91 199 14.18 6.5
Sellers
Sept. 26 Best Buy BBY H. Joly D 408 66.97 27,316 66.89 26.3
Sept. 24 Sysco SYY R. Charlton O 301 78.81-78.82 23,717 78.15 24.7
Sept. 27 Legacy Housing LEGH C. Hodgson CB 1,600 14.33 22,928 15.99 34.0
Sept. 26 Facebook FB M. Zuckerberg CEOI 119 178.28-181.02 21,256 180.45 37.7
Sept. 27 M. Zuckerberg CEOI 119 176.07-180.50 21,093
Sept. 30 M. Zuckerberg CEOI 119 177.47-178.36 21,063
Oct. 1 M. Zuckerberg CEOI 119 175.68-179.60 20,956
Oct. 2 M. Zuckerberg CEOI 76 175.27-176.32 13,410
Sept. 25 S. Sandberg COI 55 178.50-183.13 9,951
Sept. 30 Nike NKE M. Parker CEO 165 93.42 15,414 93.07 25.5
Sept. 25 A. Campion CFO 123 91.74-92.00 11,304
Sept. 25 E. Hill O 90 92.50 8,325
Oct. 1-2 Q2 Holdings QTWO R. Seale DI 200 71.85-76.14 14,902 75.01 51.4
Oct. 2 Apple AAPL J. Williams CO 68 218.62-219.28 14,797 227.01 43.9
Oct. 1 American Tower AMT E. Disanto GC 64 219.04-222.68 14,079 225.93 42.8
Sept. 30-Oct. 2RealPage RP S. Winn CEOI 200 60.74-62.99 12,444 62.20 29.1
Oct. 1 Dell Technologies DELL M. Haas PI 167 51.78-52.65 8,678 50.27 2.9
Sept. 26 Expedia Group EXPE D. KhosrowshahiD 50 132.69 6,634 133.22 18.3
- Half the transactions were indirect **Two day transaction
p - Pink Sheets
Buying and selling by sector
Based on actual transaction dates in reports received this past week
Sector Buying Selling Sector Buying Selling
Basic Industries 0 752,168 Finance 3,248,014 16,849,052
Business services 0 2,711,146 Health care 129,099 18,796,744
Capital goods 00 Industrial 912 8,063,025
Consumer durables 681,146 3,660,509 Media 0 288,506
Consumer nondurables 0 46,090,032 Technology 0 70,462,668
Consumer services 420,431 66,682,658 Transportation 253,750 385,510
Energy 912,361 969,954 Utilities 41,317 1,400,067
Sources: Thomson Financial; WSJ Market Data GroupFriday
Energy
Coal,C.Aplc.,12500Btu,1.2SO2-r,w 63.600
Coal,PwdrRvrBsn,8800Btu,0.8SO2-r,w 12.150
Metals
Gold, pertroy oz
Engelhard industrial 1501.00
Engelhard fabricated 1613.58
Handy & Harman base 1499.15
Handy & Harman fabricated 1664.06
LBMA Gold Price AM *1504.00
LBMA Gold Price PM *1517.00
Krugerrand,wholesale-e 1567.49
Maple Leaf-e 1582.56
American Eagle-e 1582.56
Mexican peso-e 1825.23
Austria crown-e 1480.36
Austria phil-e 1582.56
Silver, troyoz.
Engelhard industrial 17.4500
Engelhard fabricated 20.9400
Handy & Harman base 17.4980
Handy & Harman fabricated 21.8730
LBMA spot price *£14.3200
(U.S.$ equivalent) *17.6000
Coins,wholesale $1,000 face-a 12937
Other metals
LBMA Platinum Price PM *893.0
Platinum,Engelhard industrial 876.0
Platinum,Engelhard fabricated 976.0Friday
Palladium,Engelhard industrial 1667.0
Palladium,Engelhard fabricated 1767.0
Aluminum, LME, $ per metric ton *1697.0
Copper,Comex spot 2.5555
Iron Ore, 62% Fe CFR China-s 93.9
Shredded Scrap, US Midwest-s,m 245
Steel, HRC USA, FOB Midwest Mill-s 519
FibersandTextiles
Burlap,10-oz,40-inch NY yd-n,w 0.5000
Cotton,1 1/16 std lw-mdMphs-u 0.6117
Cotlook 'A' Index-t *71.95
Hides,hvy native steers piece fob-u n.a.
Wool,64s,staple,Terr del-u,w n.a.GrainsandFeeds
Barley,top-quality Mnpls-u n.a.
Bran,wheat middlings, KC-u 83
Corn,No. 2 yellow,Cent IL-bp,u 3.7300
Corn gluten feed,Midwest-u,w 98.7
Corn gluten meal,Midwest-u,w 370.7
Cottonseed meal-u,w 213
Hominy feed,Cent IL-u,w 105
Meat-bonemeal,50% pro Mnpls-u,w 205
Oats,No.2 milling,Mnpls-u 3.1000
Rice, Long Grain Milled, No. 2 AR-u,w 25.25
Sorghum,(Milo) No.2 Gulf-u 7.0938
SoybeanMeal,Cent IL,rail,ton48%-u 309.70
Soybeans,No.1 yllw IL-bp,u 8.7950
Wheat,Spring14%-pro Mnpls-u 6.2100Friday
Wheat,No.2 soft red,St.Louis-bp,u 4.7600
Wheat - Hard - KC (USDA) $ per bu-u 4.0400
Wheat,No.1soft white,Portld,OR-u 5.8750
Food
Beef,carcass equiv. index
choice 1-3,600-900 lbs.-u 180.55
select 1-3,600-900 lbs.-u 155.76
Broilers, National comp wtd. avg.-u,w 0.7961
Butter,AA Chicago 2.1850
Cheddar cheese,bbl,Chicago 179.00
Cheddar cheese,blk,Chicago 199.25
Milk,Nonfat dry,Chicago lb. 114.50
Coffee,Brazilian,Comp 1.0270
Coffee,Colombian, NY 1.3612
Eggs,large white,Chicago-u 0.5850
Flour,hard winter KC 13.35
Hams,17-20 lbs,Mid-US fob-u 0.72
Hogs,Iowa-So. Minnesota-u 59.64
Pork bellies,12-14 lb MidUS-u n.a.
Pork loins,13-19 lb MidUS-u 0.9000
Steers,Tex.-Okla. Choice-u 106.00
Steers,feeder,Okla. City-u,w 149.88
FatsandOils
Corn oil,crude wet/dry mill wtd. avg.-u,w28.3000
Grease,choice white,Chicago-h 0.2450
Lard,Chicago-u n.a.
Soybean oil,crude;Centl IL-u 0.2966
Tallow,bleach;Chicago-h 0.2775
Tallow,edible,Chicago-u n.a.KEY TO CODES: A=ask; B=bid; BP=country elevator bids to producers; C=corrected; E=Manfra,Tordella & Brooks; G=ICE; H=American Commodities Brokerage Co;
M=monthly; N=nominal; n.a.=not quoted or not available; R=SNL Energy; S=Platts-TSI; T=Cotlook Limited; U=USDA; W=weekly, Z=not quoted. *Data as of 10/3
Source: WSJ Market Data GroupCash Prices Friday, October 04, 2019
These prices reflect buying and selling of a variety of actual or “physical” commodities in the marketplace—
separate from the futures price on an exchange, which reflects what the commodity might be worth in future
months.WSJ.com/commoditiesMoney Rates October 4, 2019
Key annual interest rates paid to borrow or lend money in U.S. and international markets. Rates below are a
guide to general levels but don’t always represent actual transactions.
Inflation
Aug. index Chg From (%)
level July '19 Aug. '18
U.S. consumer priceindex
All items 256.558 –0.01 1.7
Core 264.169 0.23 2.4
Internationalrates
Week 52-Week
Latest ago High Low
Prime rates
U.S. 5.00 5.00 5.50 5.00
Canada 3.95 3.95 3.95 3.70
Japan 1.475 1.475 1.475 1.475
PolicyRates
Euro zone 0.00 0.00 0.00 0.00
Switzerland 0.50 0.50 0.50 0.50
Britain 0.75 0.75 0.75 0.75
Australia 0.75 1.00 1.50 0.75
Overnight repurchase
U.S. 1.88 2.00 3.40 2.00
U.S.governmentrates
Discount
2.50 2.50 3.00 2.50
Federal funds
Effective rate1.82001.8400 2.4800 1.8200
High 1.92001.9300 3.0000 1.9000Noteson data:
U.S.primerateis the base rate on corporate loans posted by at least 70% of the 10 largest U.S. banks,
and is effective September 19, 2019.Otherprimeratesaren’t directly comparable; lending practices
vary widely by location;Discountrateis effective September 19, 2019.DTCCGCFRepoIndexis
Depository Trust & Clearing Corp.'s weighted average for overnight trades in applicable CUSIPs. Value
traded is in billions of U.S. dollars.Federal-fundsratesare Tullett Prebon rates as of 5:30 p.m. ET.
Sources: Federal Reserve; Bureau of Labor Statistics; DTCC; FactSet;
Tullett Prebon Information, Ltd.Low 1.70001.6500 2.4400 1.6500
Bid 1.78001.7500 2.4400 1.7200
Offer 1.80001.9000 2.5000 1.7800
Treasurybill auction
4 weeks 1.7501.880 2.470 1.750
13 weeks 1.8401.905 2.465 1.840
26 weeks 1.7951.860 2.505 1.795Secondarymarket
Fannie Mae
30-year mortgage yields
30 days 3.0453.274 4.607 2.871
60 days 3.0603.294 4.632 2.890
Othershort-termrates
Week 52-Week
Latest ago high low
Call money
3.75 3.75 4.25 3.75Week —52-WEEK—
Latest ago High Low
Commercial paper (AA financial)
90 days 1.97 2.01 2.80 1.94Libor
One month 1.97800 2.03150 2.52238 1.97800
Three month 2.02700 2.09863 2.82375 2.02700
Six month 1.95063 2.06300 2.90788 1.95063
One year 1.85313 2.04325 3.14413 1.85313EuroLibor
One month -0.514 -0.508 -0.400 -0.522
Three month-0.443 -0.437 -0.324 -0.482
Six month -0.426 -0.416 -0.288 -0.474
One year -0.370 -0.357 -0.159 -0.428
Value 52-Week
Latest Traded High Low
DTCC GCFRepo Index
Treasury 1.876 58.860 6.007 1.869
MBS 1.871 62.000 6.699 1.871Week —52-WEEK—
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