THE WALL STREET JOURNAL. Monday, October 7, 2019 |B9
CLOSED-END FUNDS
KKR Income OpportunitiesKIO NA 15.46 NA 9.6
MFS CharterMCR NA 8.34 NA 8.3
Nuveen Taxable Muni IncNBB22.68 22.49 -0.8 5.2
PIMCO Corp & Inc OpptyPTY14.22 18.29 +28.6 8.9
PIMCO Corp & Inc StratPCN NA 18.59 NA 7.7
PIMCOHilncoPHK 6.20 7.78 +25.5 11.0
PIMCO IncmStrFdPFL10.69 11.60 +8.5 9.4
PIMCO IncmStrFd IIPFN9.63 10.44 +8.4 9.97
Putnam Mas IntPIM 4.81 4.66 -3.1 7.4
Putnam Prem IncPPT5.38 5.26 -2.2 7.6
Wells Fargo Multi-SectorERC NA 12.33 NA 9.9
World Income Funds
Abrdn AP IncFdFAX NA 4.22 NA 4.3
BrndywnGLB Glb Inc OpptsBWG NA 12.25 NA 6.3
EtnVncStDivIncEVG14.59 13.34 -8.6 6.3
MS EmMktDomDebtEDD7.52 6.69 -11.0 8.9
PIMCO Dyn Crd & Mrt IncPCI NA 24.79 NA 9.5
PIMCO Dynamic IncomePDI NA 32.67 NA 9.6
PIMCO Income OpportunityPKO NA 26.72 NA 9.95
PIMCO Stratg IncRCS NA 9.46 NA 8.6
Templeton Em IncTEI9.94 9.10 -8.5 8.7
Templtn Glbl IncGIM 6.77 6.19 -8.6 6.7
WstAstEmergDebtEMD NA 13.98 NA 8.6
Western Asset Gl Cr D OpGDO NA 17.31 NA 6.9
National Muni Bond Funds
AllBerNatlMunIncAFB15.35 13.75 -10.4 3.9
BlckRk Inv Q MunBKN16.54 15.65 -5.4 4.4
BlackRock Muni 2030 TgtBTT26.09 24.01 -8.0 3.1
BlackRock MuniBFK 14.63 14.27 -2.5 4.8
BlackRock Muni IIBLE15.08 15.37 +1.9 4.6
BlckRk Muni Inc QlyBYM15.61 14.13 -9.5 4.3
BR MuniAssets FdMUA14.47 15.31 +5.8 4.1
BR MuniEnhancedMEN12.26 11.47 -6.4 4.7
BR MuniHoldings QlyMFL14.84 13.59 -8.4 4.6
BR MH Qly 2MUE 14.11 12.83 -9.1 4.5
BR MuniVest FdMVF9.78 9.22 -5.7 4.9
BR MuniVest 2MVT 15.39 14.86 -3.4 4.9
BR MuniYield FdMYD15.05 14.95 -0.7 4.7
BR MuniYield QltyMQY16.35 15.05 -8.0 4.4
BR MuniYld Qlty2MQT14.36 13.06 -9.1 4.3
BR MuniYld Qly 3MYI15.10 13.69 -9.3 4.3
BNY Mellon Muni Bd InfraDMB14.55 14.47 -0.5 4.4
BNY Mellon Str Muni BondDSM8.39 8.47 +1.0 4.9
BNY Mellon Strat MuniLEO8.73 8.56 -1.9 4.9
DWS Muni IncKTF 12.75 11.70 -8.2 4.5
EVMuniBdEIM 14.08 13.05 -7.3 3.9
EVMuniIncmEVN 13.99 12.84 -8.2 4.4
EVNatMuniOppEOT21.74 22.85 +5.1 4.3
InvAdvMuIncTrIIVKI12.13 11.35 -6.4 5.0
Invesco MuniOpOIA 7.75 7.98 +3.0 4.9
InvescoMuOppTrVMO13.56 12.59 -7.2 5.0
InvescoMuTrVKQ 13.57 12.70 -6.4 4.9
InvescoQual IncIQI 13.70 12.78 -6.7 4.9
InvTrInvGrMuVGM 13.99 12.96 -7.4 4.8
InvescoValMunIncIIM16.62 15.56 -6.4 4.6
MAINSTAY:MK DEFTR MUN OPMMD NA 20.87 NA 4.8
Nuveen AMT-Fr Mu ValNUW17.04 16.78 -1.5 4.0
Nuveen AMT-Fr Qlty Mun INEA15.75 14.34 -9.0 4.4
Nuveen AMT-Fr Mu CINVG17.34 16.94 -2.3 4.7
Nuv Enh Muni Cr IncNZF16.86 16.31 -3.3 4.8
Nuveen Enh Muni ValNEV15.32 14.47 -5.5 4.7
Nuveen Int Dur Mun TermNID14.34 13.72 -4.3 3.7
NuvMuniHiIncOppNMZ14.15 14.28 +0.9 4.8
Nuveen Muni ValNUV10.66 10.53 -1.2 3.5
Nuveen Quality Muni IncNAD16.08 14.51 -9.8 4.4
Nuveen Sel TF 2NXQ15.46 14.87 -3.8 3.3
PIMCO MuniIncPMF NA 15.31 NA 4.7
PIMCOMuniIncIIPML NA 16.01 NA 4.9
Pimco Muni IIIPMX 11.54 12.85 +11.4 5.0
PioneerHilncAdvMAV12.09 11.01 -8.9 4.8
PioneerMunHiIcmTMHI13.14 12.56 -4.4 4.9
Putnam Mgd IncPMM8.22 7.94 -3.4 4.8
Putnam Muni OppPMO13.76 13.15 -4.4 4.7
Western Asset Mgd MuniMMU NA 13.95 NA 5.0
Westn Asst Mu Def Opp TrMTT NA 21.86 NA 4.0
Single State Muni Bond
BlackRock CA MunBFZ15.52 13.75 -11.4 3.8
BR MH CA Qly Fd IncMUC15.84 14.14 -10.7 3.9
BR MH NJ QlyMUJ 16.09 14.36 -10.8 4.4
BR MH NY QlyMHN 15.20 13.73 -9.7 3.9
BR MuniYld CAMYC 15.89 14.48 -8.9 4.0
BR MuniYld CA QlyMCA16.05 14.52 -9.5 4.2
BR MuniYld MI QlyMIY15.93 14.17 -11.0 4.3
BR MuniYld NY QlyMYN14.56 13.11 -10.0 3.9
EVCAMuniBdEVM 12.67 11.38 -10.2 4.1
InvCaValMuIncTrVCV13.50 12.70 -5.9 4.6
InvPAValMuIncTrVPV14.18 13.09 -7.7 5.1
InvTrInvGrNYMuVTN14.65 13.65 -6.8 4.6
Nuveen CA AMT-F Qual MINKX16.59 15.25 -8.1 4.0
Nuveen CA ValNCA 10.77 10.64 -1.2 3.2Prem12 Mo
Fund (SYM) NAV Close /Disc YldGeneralAmerGAM 41.98 35.71 -14.9 5.4
JHancockTaxAdvDivHTD26.80 28.25 +5.4 37.4
Librty AllStr EqUSA 6.44 6.32 -1.9 7.7
Royce Micro-Cap TrRMT8.83 7.87 -10.9 -12.2
Royce Value TrustRVT15.13 13.39 -11.5 -6.4
Source CapitalSOR 41.83 36.10 -13.7 -4.8
Tri-ContinentalTY 29.70 26.95 -9.3 5.6
Specialized Equity Funds
Aberdeen Glb Prem PropAWP NA 6.22 NA 19.1
Adams Natural ResourcesPEO18.22 15.33 -15.9 -19.7
GI NFJ DivInt&PremStrNFJ13.59 12.17 -10.4 2.7
BR Enh C&ICII 16.64 15.87 -4.6 1.8
BlackRock Energy & ResBGR11.77 11.08 -5.9 -17.8
BlackRock Eq Enh DivBDJ9.48 8.95 -5.6 3.1
BlackRock Enh Glbl DivBOE11.57 10.31 -10.9 4.6
BlackRock Enh Intl DivBGY6.01 5.35 -11.0 5.4
BlackRock Hlth SciencesBME36.91 37.51 +1.6 -7.8
BlackRock Res & CommBCX8.45 7.35 -13.0 -9.7
BlackRock Sci&Tech TrustBST31.68 32.35 +2.1 -0.9
BlackRock Utl Inf & PwrBUI21.06 23.60 +12.1 26.7
CBRE ClrnGlbRlEstIGR8.89 7.89 -11.2 21.3
CLEARBRIDGE ENGY MDS OPPEMO NA 8.58 NA -15.3
CLEARBRIDGE MLP&MDSTM TRCTR NA 8.82 NA -13.2
ClearBridge MLP & MidstmCEM NA 11.21 NA -14.5
ChnStrInfrUTF 27.18 26.39 -2.9 28.5
COHEN & STEERS MLP INC&EMIE8.40 8.74 +4.0 -8.7
Cohen&SteersQualIncRQI15.25 15.69 +2.9 44.8
CohenStrsREITPrefRNP24.87 24.43 -1.8 40.0
Cohen&Steers TotRetRFI14.50 14.73 +1.6 33.2
Columbia Sel Prm Tech GrSTK20.84 21.53 +3.3 19.9
DNP Select IncomeDNP10.76 12.93 +20.2 27.0
Duff&Ph Glbl Util Inc FdDPG16.72 15.59 -6.8 18.9
EtnVncEqtyIncEOI 14.94 14.91 -0.2 3.6
EtnVncEqtyIncoIIEOS16.30 16.50 +1.2 4.2
EVRskMnDvsEqIncETJ9.07 9.28 +2.3 6.2
ETnVncTxMgdBuyWrtIncETB14.80 15.85 +7.1 5.2
EtnVncTxMgdBuyWrtOppETV14.13 14.68 +3.9 1.9
EvTxMnDvsEqIncETY11.70 11.83 +1.1 4.3
EtnVncTxMgdGlbBETW10.03 9.53 -5.0 -10.9
EVTxMnGblDvEqIncEXG8.45 8.19 -3.1 -1.4
First Trust Energy Inc GFEN21.25 22.82 +7.4 13.9
First Tr Enhanced EqFFA15.71 15.75 +0.3 8.6
FirstTrEnergyInfraFIF17.68 15.82 -10.5 11.2
FirstTrMLPEner&IncFEI12.02 11.02 -8.3 0.2
Gabelli HealthcareGRX11.75 10.22 -13.0 1.1
Gab UtilityGUT 5.07 7.33 +44.6 40.2
GAMCOGlGold&NatResGGN4.19 4.30 +2.6 7.6
J Han Finl OpptysBTO32.14 31.43 -2.2 -6.2
Neuberger Brmn MLP & EINML8.04 7.07 -12.1 -10.9
NubrgrRlEstSecNRO 5.82 5.60 -3.8 26.1
Nuv Dow 30 Dyn OverwriteDIAX17.62 17.48 -0.8 -3.5
NuvCorEqAlphaJCE 14.41 14.11 -2.1 3.9
NuveenDiversDiv&IncJDD11.44 10.78 -5.8 10.0
Nuveen Engy MLP Tot RtnJMF8.82 8.52 -3.4 -14.6
Nuveen Nasdaq 100 Dyn OvQQQX22.43 22.18 -1.1 1.1
Nuv Real EstJRS 11.45 10.85 -5.2 25.2
Nuveen Rl Asst Inc & GroJRI19.40 17.49 -9.8 21.8
NuvS&P500DynOvFdSPXX NA 15.30 NA -0.5
NuvSP500BuyIncFdBXMX13.20 13.03 -1.3 -1.6
ReavesUtilityIncomeUTG36.78 36.05 -2.0 25.9
Tortoise Enrgy Infra CrpTYG20.56 19.93 -3.1 -17.0
Tortoise Midstream EnrgyNTG12.50 12.04 -3.7 -14.8
Income & Preferred Stock Funds
CalamosStratTotCSQ12.63 12.56 -0.6 4.2
CohenStrsLtdDurPref&IncLDP25.73 25.64 -0.3 19.5
CohenStrsSelPref&IncomePSF26.67 29.67 +11.2 22.5
FirstTrIntDurPref&IncFPF23.87 23.37 -2.1 23.3
JHanPrefIncHPI 21.55 23.25 +7.9 19.0
JHPrefIncIIHPF 21.22 22.39 +5.5 16.9
HnckJPfdInco IIIHPS 18.85 19.17 +1.7 14.6
J Han PrmPDT 15.72 18.20 +15.8 24.7
LMP CapIncoSCD NA 13.82 NA 12.7
Nuveen Pref & Inc OppJPC10.14 10.04 -1.0 19.4
Nuveen FdJPS 9.86 9.94 +0.8 24.7
Nuveen Pref & Inc TermJPI24.83 24.69 -0.6 20.2
Nuveen TxAdvDivGrJTD16.74 16.45 -1.7 5.9
TCW Strat IncomeTSI NA 5.72 NA 12.6
Virtus Glb Div & IncZTR10.42 11.08 +6.3 13.9
Convertible Sec's. Funds
GI Conv & IncNCV 5.59 5.61 +0.4 -7.0
AGI Conv & Inc IINCZ 5.02 4.97 -1.0 -6.4
AGI Eqty & Conv IncNIE22.99 21.15 -8.0 3.3
CalamosConvHiCHY11.03 10.91 -1.1 4.2General Equity Funds
Adams Diversified EquityADX17.83 15.73 -11.8 10.6
Boulder Growth & IncomeBIF13.23 11.13 -15.9 3.0
Central SecsCET 37.15 31.20 -16.0 13.5
CohenStrsCEOppFdFOF13.17 12.93 -1.8 10.6
EVTxAdvDivIncmEVT23.74 24.03 +1.2 8.1
GabelliDiv&IncTrGDV22.64 20.56 -9.2 -5.5
Gabelli Equity TrGAB 5.49 5.92 +7.8 4.2
Listed are the 300 largest closed-end funds as measured by assets. Closed-end funds sell a limited number of
shares and invest the proceeds in securities. Unlike open-end funds, closed-ends generally do not buy their shares
back from investors who wish to cash in their holdings. Instead, fund shares trade on a stock exchange.NA
signifies that the information is not available or not applicable.NSsignifies fund not in existence of entire period.
12 month yield is computed by dividing income dividends paid (during the previous twelve months for periods
ending at month-end or during the previous fifty-two weeks for periods ending at any time other than month-end)
by the latest month-end market price adjusted for capital gains distributions.
Source: Lipper
Friday, October 4, 2019
52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc Ret
52 wk
Prem Ttl
Fund (SYM) NAV Close /Disc RetCalmosConvOpCHI 10.50 10.32 -1.7 4.5
World Equity Funds
Aberdeen Tot Dyn DivAOD NA 8.22 NA 4.2
Calamos GloDynIncCHW7.75 7.82 +0.9 2.1
Cdn Genl InvCGI NA 24.16 NA -0.4
ChinaCHN 21.67 19.38 -10.6 6.7
EV TxAdvGlbDivIncETG16.84 16.16 -4.0 2.1
EtnVncTxAdvOppETO22.96 25.25 +10.0 16.0
FirstTr Dyn Euro Eq IncFDEU14.60 13.25 -9.2 -2.7
Gabelli MultimediaGGT7.48 8.12 +8.6 9.4
GDL FundGDL 11.10 9.16 -17.5 7.1
India FundIFN NA 20.07 NA 6.9
Japan Smaller CapJOF NA 8.82 NA -3.3
KoreaKF 30.81 27.14 -11.9 -7.9
MexicoMXF NA 13.25 NA -13.0
MS ChinaShrFdCAF 23.09 20.37 -11.8 9.1
MS IndiaIIF 21.48 18.53 -13.7 4.5
New GermanyGF 15.64 13.64 -12.8 -1.3
Swiss HelvetiaSWZ 9.09 7.99 -12.1 -2.5
Templeton DragonTDF20.13 17.83 -11.4 5.6
Templeton Em MktEMF16.37 14.67 -10.4 10.9
VirtusTotalRetFdZF NA 11.49 NA 29.7
Wells Fargo Gl Div OpptyEOD NA 5.39 NA 16.6U.S. Mortgage Bond Funds
BlckRk IncomeBKT 6.47 6.14 -5.1 6.7
Invesco HI 2023 Tgt TermIHIT10.61 10.62 +0.1 5.7
Nuveen Mtge Oppty TermJLS23.11 22.97 -0.6 7.5
Investment Grade Bond Funds
BlRck Core BondBHK15.73 14.56 -7.4 5.2
BR Credit Alloc IncBTZ14.94 13.59 -9.0 5.9
J Han IncomeJHS 15.57 14.53 -6.7 4.5
MFS IntmdtMIN NA 3.81 NA 9.0
Western Asset Inf-Lk IncWIA NA 11.77 NA 3.5
Western Asset Inf-Lk O&IWIW NA 11.12 NA 3.9
Loan Participation Funds
Apollo Senior FloatingAFT NA 14.63 NA 8.7
BR Debt StrategyDSU12.14 10.70 -11.9 7.6
BR F/R Inc StrFRA 14.47 12.60 -12.9 6.9
BlackRock Floatng Rt IncBGT14.02 12.23 -12.8 6.5
Blackstone / GSO StratBGB15.22 14.33 -5.8 10.6
Blackstone/GSO Sr Flt RtBSL16.40 16.46 +0.4 8.9
Eagle Point CreditECC NA 17.07 NA 15.2
EtnVncFltRteIncEFT14.99 13.18 -12.1 6.6
EV SenFlRtTrEFR 14.65 12.87 -12.2 6.8
EVSnrIncmEVF 6.97 6.09 -12.6 6.4
FT/Sr Fltg Rte Inc 2FCT13.55 11.89 -12.3 6.3
FT/Sr Fltg Rte 2022 TgTrFIV9.44 8.81 -6.7 4.9
Highland IncomeHFRO13.93 NA NA 6.9
InvDYCrOppVTA 12.41 10.97 -11.6 8.3
InvSnrIncTrVVR 4.68 4.17 -10.9 6.6
Nuveen Credit Strat IncJQC8.29 7.45 -10.1 13.9
NuvFloatRateIncFdJFR10.86 9.61 -11.5 7.5
NuvFloatRteIncOpptyJRO10.78 9.48 -12.1 7.7
Nuveen Senior IncomeNSL6.49 5.73 -11.7 7.6
PionrFltRate TrPHD11.93 10.45 -12.4 6.9
High Yield Bond Funds
AllianceBernGlHiIncmAWF13.10 11.87 -9.4 6.8
Barings Glb SD HY BdBGH17.85 17.17 -3.8 10.2
BR Corporate HYHYT11.73 10.64 -9.3 8.0
BlackRock Ltd Dur IncBLW17.00 15.41 -9.4 6.1
BNY Mellon Hi Yield StrDHF3.32 3.03 -8.7 8.8
Brookfield Real Asst IncRA23.53 22.63 -3.8 10.5
CrSuisHighYldDHY 2.54 2.53 -0.4 9.0
DoubleLine Inc SolDSL NA 19.92 NA 9.0
First Tr Hi Inc Lng/ShrtFSD16.78 14.98 -10.7 8.3
IVY HIGH INCOME OPPIVH14.95 13.47 -9.9 8.7
NeubHgYldStrtNHS12.68 12.01 -5.3 7.5
NexPointStratOpptyNHF21.04 17.65 -16.1 13.3
Nuveen Crdt Opps 2022 TTJCO9.59 9.82 +2.4 5.7
Nuveen Global High IncJGH17.47 15.44 -11.6 8.0
Nuveen HI Dec 2019 TgtJHD9.92 9.86 -0.6 4.0
Nuveen HI Nov 2021 TgtJHB9.92 9.87 -0.5 5.2
PGIM Global High YieldGHY16.20 14.29 -11.8 7.7
PGIM High Yield BondISD16.54 14.80 -10.5 7.5
PioneerHilncmTrPHT 9.94 9.19 -7.5 7.9
Wells Fargo Income OpptyEAD NA 8.19 NA 8.6
WstAstHIF IIHIX NA 6.72 NA 8.1
Western Asset Hi Inc OppHIO NA 5.07 NA 6.6
Western Asset Hi Yld D OHYI NA 15.18 NA 7.0
Other Domestic Taxable Bond Funds
Ares Dynamic Crdt AllocARDC NA 14.79 NA 8.6
Barings Corporate InvMCI NA 16.66 NA 7.1
BlackRock Mlt-Sctr IncBIT18.23 17.12 -6.1 8.1
BlackRock Tax Muni BdBBN25.37 24.71 -2.6 5.6
DoubleLine:Oppor Crdt FdDBL20.97 20.88 -0.4 6.9
Duff&Ph Util CorDUC 9.64 9.21 -4.5 4.5
EVLmtDurIncmEVV14.45 12.60 -12.8 6.5
Franklin Ltd Dur IncomeFTF10.09 9.28 -8.0 12.252 wk
Prem Ttl
Fund (SYM) NAV Close /Disc RetPrem12 Mo
Fund (SYM) NAV Close /Disc YldLoan Participation Funds
1WS Credit Income 20.45 NA NA NS
Angel Oak Str Crdt:Inst24.63 NA NA 8.0
Blackstone/GSO FR EI D24.08 NA NA 6.6
Blackstone/GSO FR EI I24.08 NA NA 6.8
Blackstone/GSO FR EI T24.03 NA NA 6.3
Blackstone/GSO FR EI T-I24.55 NA NA NS
Blstn Commnty Dev 9.87 NA NA 3.5
BNYM Alcntr Glb MS Cr Fd NA NA NA NS
CLIFFWATER CL FD;I10.11 NA NA NS
CNR Strategic Credit 9.83 NA NA NS
FedProj&TrFinanceTendr NA NA NA 4.3
FS Global Crdt Opptys D NA NA NA 6.8
Invesco Sr Loan A 6.44 NA NA 4.8
Invesco Sr Loan C 6.46 NA NA 4.0
Invesco Sr Loan IB 6.44 NA NA 5.0
Invesco Sr Loan IC 6.44 NA NA 4.9
Invesco Sr Loan Y 6.44 NA NA 5.0
Sierra Total Return:T 23.96 NA NA 5.5
High Yield Bond Funds
Griffin Inst Access Cd:A NA NA NA 6.8
Griffin Inst Access Cd:C NA NA NA 6.8
Griffin Inst Access Cd:F NA NA NA 6.8
Griffin Inst Access Cd:I NA NA NA 6.8
Griffin Inst Access Cd:L NA NA NA 6.8
PIMCO Flexible Cr I;A NA NA NA NS
PIMCO Flexible Cr I;Inst NA NA NA 10.4
PionrILSBridge NA NA NA 0.0
WA Middle Mkt Dbt NA NA NA 9.2
WA Middle Mkt Inc NA NA NA 9.2
Other Domestic Taxable Bond Funds
Am Beacon Apollo TR:Y10.39 NA NA 2.4
Am Beacon SP Enh Inc:Y10.11 NA NA 5.5
BR Credit Strat;Inst 10.16 NA NA NS
BlackRock Mlt-Sctr Oppty97.28 NA NA 7.7
BlackRock Mlt-Sec Opp II100.62 NA NA NS
Capstone Church Capital12.00 NA NA 1.8
CION Ares Dvsfd Crdt;A NA NA NA 5.4
CION Ares Dvsfd Crdt;C NA NA NA 5.4
CION Ares Dvsfd Crdt;I NA NA NA 5.4
CION Ares Dvsfd Crdt;L NA NA NA 5.4
CION Ares Dvsfd Crdt;U NA NA NA NS
CION Ares Dvsfd Crdt;W NA NA NA NS
CNR Select Strategies10.68 NA NA 0.0
GL Beyond Income 1.47 NA NA NE
Lord Abbett Cred Opps Fd 9.88 NA NA NS
Lord Abbett Cred Opps Fd 9.88 NA NA NS
OFI Carlyle Pvt Cred:A NA NA NA 1.9
OFI Carlyle Pvt Cred:I NA NA NA 2.1
OFI Carlyle Pvt Cred:L NA NA NA 2.0
OFI Carlyle Pvt Cred:N NA NA NA NS
OFI Carlyle Pvt Cred:Y NA NA NA 2.0
Palmer Square Opp Inc18.19 NA NA 5.7
Resource Credit Inc:A10.75 NA NA 6.4
Resource Credit Inc:C10.87 NA NA 5.7
Resource Credit Inc:I 10.77 NA NA 6.7
Resource Credit Inc:L 10.75 NA NA 6.2
Resource Credit Inc:W10.75 NA NA 6.4
Thrivent Church Ln&Inc:S10.72 NA NA NS
World Income Funds
Destra Int&Evt-Dvn Crd:A25.15 NA NA NS
Destra Int&Evt-Dvn Crd:I25.15 NA NA 4.6
Destra Int&Evt-Dvn Crd:L25.15 NA NA NS
Destra Int&Evt-Dvn Crd:T25.15 NA NA NS
National Muni Bond Funds
PIMCO Flex Mun Inc;A-3 NA NA NA NS
PIMCO Flex Mun Inc;Inst NA NA NA NS
Tortoise Tax-Adv Soc Inf10.00 NA NA 4.3Prem12 Mo
Fund (SYM) NAV Close /Disc Yld
NuveenCAQtyMuIncNAC16.21 15.02 -7.3 4.4
Nuveen MD Qual Muni IncNMY15.27 13.50 -11.6 3.9
Nuveen MI Qual Muni IncNUM15.96 14.10 -11.7 3.8
NuvNJ Qual Muni IncNXJ16.61 14.69 -11.6 4.5
Nuveen NY AMT/Fr Qual MINRK15.02 13.53 -9.9 4.0
Nuveen NY Qual Muni IncNAN15.61 14.23 -8.8 4.0
Nuveen OH Qual Muni IncNUO17.34 15.90 -8.3 3.3
Nuveen PA Qual Muni IncNQP15.87 14.12 -11.0 4.2
Nuveen VA Qlty Mun IncNPV15.12 13.88 -8.2 3.7
PIMCO CAPCQ NA 20.00 NA 4.7
PIMCOCAMuniIIPCK NA 10.01 NA 4.3Prem12 Mo
Fund (SYM) NAV Close /Disc YldSpecialized Equity Funds
Broadstone Rl Est Acc:I10.83 NA NA 15.1
Broadstone Rl Est Acc:W10.83 NA NA 14.9
Clarion Partners REI D NA NA NA NS
Clarion Partners REI I NA NA NA NS
Clarion Partners REI S NA NA NA NS
Clarion Partners REI T NA NA NA NS
Griffin Inst Access RE:A27.40 NA NA 7.7
Griffin Inst Access RE:C26.58 NA NA 6.9
Griffin Inst Access RE:I27.69 NA NA 7.9
NexPointHCOpp;A 15.40 NA NA -15.8
NexPointHCOpp;C 15.24 NA NA -16.4
NexPointRlEstStrat;A21.22 NA NA 7.4
NexPointRlEstStrat;C21.35 NA NA 6.7
NexPointRlEstStrat;Z21.33 NA NA 7.7
PREDEX;I 26.08 NA NA 3.9
PREDEX;T 26.12 NA NA 3.8
PREDEX;W 26.12 NA NA 3.8
Principal Dvs Sel RA A25.24 NA NA NS
Principal Dvs Sel RA Ins25.26 NA NA NS
Principal Dvs Sel RA Y25.27 NA NA NS
Resource RE Div Inc:A10.64 NA NA 8.8
Resource RE Div Inc:C10.63 NA NA 7.8
Resource RE Div Inc:D10.80 NA NA 8.2
Resource RE Div Inc:I 11.08 NA NA 8.9
Resource RE Div Inc:L10.64 NA NA 8.5
Resource RE Div Inc:T10.62 NA NA 7.9
Resource RE Div Inc:U10.65 NA NA 8.7
Resource RE Div Inc:W10.80 NA NA 8.7
SharesPost 100;A 29.17 NA NA 2.1
SharesPost 100:I 29.29 NA NA 2.4
SharesPost 100:L 29.05 NA NA 1.9
USQ Core Real Estate:I25.68 NA NA 4.8
USQ Core Real Estate:IS25.68 NA NA 4.8
Versus Cap MMgr RE Inc:I28.41 NA NA NE
Versus Capital Real Asst25.65 NA NA 5.4
Wildermuth Endwmnt:A13.62 NA NA 5.5
Wildermuth Endwmnt:C13.23 NA NA 4.7
Wildermuth Endowment:I13.76 NA NA 5.9
Income & Preferred Stock Funds
A3 Alternative CrAAACX10.00 NA NA NS
Destra Multi-Altrntv;A13.60 NA NA 2.7
Destra Multi-Altrntv;C13.12 NA NA 1.9
Destra Multi-Altrntv;I13.84 NA NA 3.0
Destra Multi-Altrntv;L13.28 NA NA 2.2
Flat Rock Opportunity19.81 NA NA 8.1
Variant Altrntv Inc:Inst26.25 NA NA 11.7
Variant Altrntv Inc:Inv26.26 NA NA NS
Convertible Sec's. Funds
Calmos Dyn Conv and IncCCD19.61 20.15 +2.8 4.2
World Equity Funds
ACAP Strategic:A 18.26 NA NA 16.9
ACAP Strategic:W 13.68 NA NA 17.7
BMO LGM Front ME;I 8.27 NA NA -13.7
CalamosGlbTotRetCGO11.34 12.10 +6.7 0.052 wk
Prem Ttl
Fund (SYM) NAV Close /Disc RetStatement of Ownership, Management
and Circulation
- Publication Title: The Wall Street Journal
- Publication Number: 664-880
- Filing Date: October 1, 2019
- Issue Frequency: Daily except Sundays
or general legal holidays - Number of Issues Published Annually: 304
- Annual Subscription Price: $539.88
- Complete mailing address of known
office of publication:
1211 Avenue of the Americas, New York, NY 10036 - Complete mailing address of the
headquarters of general business
offices of the publisher:
1211 Avenue of the Americas, New York, NY 10036 - Full names and compete address of
Publisher:Dow Jones & Co.
1211 Avenue of the Americas, New York, NY 10036
Editor in chief:Matt Murray
1211 Avenue of the Americas, New York, NY 10036
Managing editor:Karen Miller Pensiero
1211 Avenue of the Americas, New York, NY 10036 - Owner:News Corporation
1211 Avenue of the Americas, New York, NY 10036
Owners of Dow Jones & Company, Inc. are:
News Corporation, 1211 Avenue of the Americas,
New York, NY 10036 - Known bondholders, mortgagees, and other
security holders owning or holding 1% or more of
total amount of bonds, mortgages, or other
securities: None - Tax Status: Not applicable
- Publication Name: The Wall Street Journal
- Issue Date for Circulation Data:
September 20, 2019 - Extent and Nature of Circulation
Avg. No.
of Copies
Each Issue
During
Preceding
12 Months
No. of
Single
Issue
Published
Nearest to
Filing Date
a. Total Number of Copies ....... 1,102,825 1,163,202
b. Paid and/or Requested Circulation
b1. Paid/Requested Outside-
County Mail Subscriptions
Stated on Form 3541................... 74,740 74,121
b2. Paid In-County
Subscriptions Stated on Form
3541 ............................................................ 0 0
b3. Sales Through Dealers
and Carriers, Street Vendors,
Counter Sales and Other
Non-USPS Paid Distribution.... 692,038 657,912
b4. Other Classes Mailed
Through the USPS.......................... 0 0
c. Total Paid and/or Re-
quested Circulation (Sum of
15b. (1), (2), (3), and (4) .......... 766,778 732,033
d. Free Distribution by Mail
d1. Outside-County as Stated
on form 3541...................................... 9,626 14,198
d2. In-County as Stated on
Form 3541............................................. 0 0
d3. Other Classes Mailed
Through the USPS.......................... 0 0
d4. Free Distribution Outside
the Mail (Carriers or other
means)..................................................... 243,776 333,060
e. Total Free Distribution
(Sum of 15d and 15e)................. 253,402 347,258
f. Total Distribution (Sum of
15c and 15f)........................................ 1,020,180 1,079,291
g. Copies not Distributed........... 82,645 83,911
h. Total (Sum of 15g and
15h)............................................................ 1,102,825 1,163,202
i. Percent Paid and/or
Requested Circulation (15c
divided by 15g times 100)....... 75.16% 67.83%
- Publication of Statement of Ownership:
October 7, 2019 - Signature and title of Editor, Publisher,
Business Manager or Owner: Carol Pollin
Manager, Circulation Audit Compliance - I certify that all information furnished by me
above is true and complete.September 30, 2019
Jacob Sanchez
Diagnosed with autismLack of speech is a sign of autism.Learn the others at autismspeaks.org/signs.
IPO Scorecard
Performance of IPOs, most-recent listed first
% Chg From % Chg From
CompanySYMBOL Friday 3 sOffer1st-day CompanySYMBOL Friday 3 sOffer1st-day
IPO date/Offer price close ($)price close IPO date/Offer price close ($)price close
Aprea Thera 19.07 27.1 –7.0 Datadog 34.72 28.6 –7.5
APREOct. 3/$15.00 DDOGSept. 19/$27.00
Frequency Thera 13.49 –3.6 –1.5 Exagen 14.55 3.9–21.7
FREQOct. 3/$14.00 XGNSept. 19/$14.00
Viela Bio 23.12 21.7 –1.2 Ping Identity 16.70 11.3–17.0
VIEOct. 3/$19.00 PINGSept. 19/$15.00
Oportun Financial 15.00 ... –7.2 Envista Hldgs 27.53 25.1 –1.5
OPRTSept. 26/$15.00 NVSTSept. 18/$22.00
Peloton Interactive 23.01 –20.7–10.7 IGM Biosciences 18.17 13.6–25.2
PTONSept. 26/$29.00 IGMSSept. 18/$16.00
Sources: Dow Jones Market Data; FactSet